Initial Statement of Beneficial Ownership (3)
2022年11月4日 - 7:47AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Pollard Jody |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/24/2022
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3. Issuer Name and Ticker or Trading Symbol
RUSH ENTERPRISES INC TX [RUSHA]
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(Last)
(First)
(Middle)
555 IH 35 SOUTH, SUITE 500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / |
(Street)
NEW BRAUNFELS, TX 78130
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 1455 | D | |
Class B Common Stock | 87228 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option (right to buy) | (2) | 3/15/2023 | Class A Common Stock | 7500 | $17.1300 | D | |
Option (right to buy) | (2) | 3/15/2024 | Class A Common Stock | 7500 | $20.1800 | D | |
Option (right to buy) | (2) | 3/13/2025 | Class A Common Stock | 7500 | $18.0600 | D | |
Option (right to buy) | (2) | 3/15/2026 | Class A Common Stock | 7500 | $11.7600 | D | |
Option (right to buy) | (2) | 3/15/2027 | Class A Common Stock | 7500 | $22.5900 | D | |
Option (right to buy) | (2) | 3/15/2028 | Class A Common Stock | 15000 | $28.6600 | D | |
Option (right to buy) | (2) | 3/15/2029 | Class A Common Stock | 15000 | $27.4300 | D | |
Option (right to buy) | (2) | 3/15/2030 | Class A Common Stock | 15000 | $22.2800 | D | |
Option (right to buy) | (2) | 3/15/2031 | Class A Common Stock | 10000 | $49.4700 | D | |
Option (right to buy) | (2) | 3/15/2032 | Class A Common Stock | 10000 | $53.0400 | D | |
Explanation of Responses: |
(1) | Included unrestricted restricted stock. |
(2) | Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is 10 years prior to the expiration date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Pollard Jody 555 IH 35 SOUTH, SUITE 500 NEW BRAUNFELS, TX 78130 |
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| Senior Vice President |
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Signatures
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/s/ Matthew D. Willcox, as attorney-in-fact for Jody Pollard | | 11/3/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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