Statement of Changes in Beneficial Ownership (4)
2021年11月16日 - 6:04AM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gunning Thomas J |
2. Issuer Name and Ticker or Trading Symbol
Meridian Bancorp, Inc.
[
EBSB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
67 PROSPECT STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/12/2021 |
(Street)
PEABODY, MA 01960
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/12/2021 | | D | | 38323 | D | (3) | 0 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | $17.65 | 11/12/2021 | | D | | | 15000 | 7/31/2018 | 7/31/2027 | Common Stock | 15000 (2) | (4) | 0 | D | |
Stock Options | $14.20 | 11/12/2021 | | D | | | 30000 | 11/2/2016 | 11/2/2025 | Common Stock | 30000 | (4) | 0 | D | |
Stock Options | $13.06 | 11/12/2021 | | D | | | 3500 | 3/26/2016 | 3/26/2025 | Common Stock | 3500 | (4) | 0 | D | |
Stock Options | $7.4661 | 11/12/2021 | | D | | | 2448 | 4/23/2014 | 4/23/2023 | Common Stock | 2448 | (4) | 0 | D | |
Explanation of Responses: |
(1) | Includes shares of restricted stock which vest at a rate of 20% per year commencing on July 31, 2018. |
(2) | Stock options vest at a rate of 20% per year commencing on July 31, 2018. |
(3) | Each share of Issuer common stock was converted into and became exchangeable for the right to receive 0.275 shares of Independent Bank Corp. ("Buyer") common stock. |
(4) | Each option to purchase Issuer common stock, whether vested or unvested, automatically converted to the right to receive a cash payment equal to (i) the number of shares of Issuer common stock provided for in such option and (ii) the excess, if any, of $24.926 over the exercise price per share of Issuer common stock provided for in such option, which cash payment shall be made without interest and shall be net of all applicable withholding taxes. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gunning Thomas J 67 PROSPECT STREET PEABODY, MA 01960 | X |
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Signatures
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/s/ Ned A. Quint, pursuant to Power of Attorney | | 11/15/2021 |
**Signature of Reporting Person | Date |
Meridian Bancorp (NASDAQ:EBSB)
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