Initial Statement of Beneficial Ownership (3)
2023年3月9日 - 6:03AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gibbs Robin |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/23/2023
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3. Issuer Name and Ticker or Trading Symbol
SiriusPoint Ltd [SPNT]
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(Last)
(First)
(Middle)
POINT BUILDING, 3 WATERLOO LANE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) CEO, SiriusPoint International / |
(Street)
PEMBROKE, D0 HM 08
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 65041 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options (Right to Buy) | (2) | 12/12/2029 | Common Shares | 200000.0 | $5.98 | D | |
Explanation of Responses: |
(1) | Represents restricted share units that vest in full on December 12, 2023. |
(2) | The options will vest and become exercisable as follows: (i) 100,000 options will vest and become exercisable on the first date when the closing price of the Company's common shares on the New York Stock Exchange is at least $8.00 and (ii) 100,000 options will vest and become exercisable on the first date when the closing price of the Company's common shares on the New York Stock Exchange is at least $10.00. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gibbs Robin POINT BUILDING, 3 WATERLOO LANE PEMBROKE, D0 HM 08 |
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| CEO, SiriusPoint International |
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Signatures
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/s/ Sumair Sangha, Attorney-in-Fact for Robin Gibbs | | 3/8/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Third Point Reinsurance (NYSE:TPRE)
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