Statement of Changes in Beneficial Ownership (4)
2021年10月2日 - 5:40AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SIMARD JOHN |
2. Issuer Name and Ticker or Trading Symbol
XBiotech Inc.
[
XBIT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
5217 WINNEBAGO LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/28/2021 |
(Street)
AUSTIN, TX 78744
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 9/28/2021 | | S | | 6263 | D | $14.2685 (1) | 4065703 | D | |
Common Stock | 9/29/2021 | | S | | 16396 | D | $13.4058 (1) | 4049307 | D | |
Common Stock | 9/30/2021 | | S | | 18558 | D | $13.0652 (1) | 4030749 | D | |
Common Stock | 10/1/2021 | | S | | 19684 | D | $13.2335 (1) | 4011065 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Remarks: John Simard, CEO Chairman of XBiotech, Inc., adopted a stock trading plan. He sold total of 60,901 common stock on the open market as part of this 10B5-1 trading plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SIMARD JOHN 5217 WINNEBAGO LANE AUSTIN, TX 78744 | X | X | Chief Executive Officer |
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Signatures
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/s/ Queena Han under Power of Attorney for John Simard | | 10/1/2021 |
**Signature of Reporting Person | Date |
XBiotech (NASDAQ:XBIT)
過去 株価チャート
から 12 2024 まで 1 2025
XBiotech (NASDAQ:XBIT)
過去 株価チャート
から 1 2024 まで 1 2025