Statement of Ownership (sc 13g)
2022年2月14日 - 8:25PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. N/A)*
Mallard Acquisition Corp.
(Name
of Issuer)
Common Stock, $0.0001 par value
(Title
of Class of Securities)
561204207
(CUSIP
Number)
December
31, 2021
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☒ Rule
13d-1(c)
☐ Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a
prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 561204207
1.
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ATW
SPAC MANAGEMENT LLC
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☒
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
1,011,552
*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
1,011,552
*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,011,552
*
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.36%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IA,
OO
|
CUSIP No. 561204207
1.
|
NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Antonio
Ruiz-Gimenez
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
(a)
☐
(b)
☒
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
1,011,552
*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
1,011,552
*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,011,552
*
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.36%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IN,
HC
|
CUSIP No. 561204207
Item
1.
|
(a)
|
Name
of Issuer
Mallard Acquisition Corp. (the “Issuer”)
|
|
|
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices
19701 Bethel Church Road, Suite 302
Cornelius, NC 28031
|
Item
2.
|
(a)
|
Name
of Person Filing:
ATW
SPAC Management LLC
Antonio
Ruiz-Gimenez*
|
|
|
|
|
(b)
|
Address
of the Principal Office or, if none, residence
7969
NW 2nd Street, #401
Miami,
Florida 33126
|
|
|
|
|
(c)
|
Citizenship
ATW
SPAC Management LLC – Delaware
Antonio
Ruiz-Gimenez – Spain
|
|
|
|
|
(d)
|
Title
of Class of Securities
Common Stock, par value $0.0001
|
|
|
|
|
(e)
|
CUSIP
Number
561204207
|
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: N/A
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a)
|
Amount
beneficially owned:
ATW
SPAC Management LLC – 1,011,552*
Antonio Ruiz-Gimenez
– 1,011,552*
|
|
|
|
|
(b)
|
Percent
of class:
ATW
SPAC Management LLC – 7.36%*
Antonio Ruiz-Gimenez
– 7.36%*
|
|
|
|
|
(c)
|
Number of shares as to which the person has:
|
|
(i)
|
Sole
power to vote or to direct the vote
ATW
SPAC Management LLC – 0
Antonio Ruiz-Gimenez
– 0
|
|
|
|
|
(ii)
|
Shared
power to vote or to direct the vote
ATW
SPAC Management LLC – 1,011,552*
Antonio Ruiz-Gimenez
– 1,011,552*
|
|
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of
ATW
SPAC Management LLC – 0
Antonio Ruiz-Gimenez
– 0
|
|
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of
ATW
SPAC Management LLC – 1,011,552*
Antonio Ruiz-Gimenez
– 1,011,552*
|
Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
*
The securities of Mallard Acquisition Corp., a blank check company incorporated under the laws of the State of Delaware (the “Issuer”),
reported herein are held in the form of Common Stock (“Shares”), and certain warrants not presently exercisable until the
consummation of the Issuer’s initial business combination (“Initial Business Combination”), as described in more detail
in the Issuer’s prospectus filed with the SEC on October 28, 2020 (the “Prospectus”).
The
Shares are held by one or more separately managed accounts managed by ATW SPAC Management LLC, a Delaware limited liability company (the
“Adviser”), which has been delegated exclusive authority to vote and/or direct the disposition of such Units held by such
separately managed accounts, which are sub-accounts of one or more pooled investment vehicles (the “Funds”) managed by a
Delaware limited liability company. Antonio Ruiz-Gimenez is the Managing Member of the Adviser. For the purposes of Reg. Section 240.13d-3,
the reporting persons herein are deemed to beneficially own an aggregate of 1,011,552 Shares, or 7.36%, of the 13,750,000 Shares that
were issued and outstanding, as specified in the Issuer’s Form 10-Q filed with the SEC on December 6, 2021.
This
report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported
herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting
persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person’s pecuniary
interest therein.
CUSIP No. 561204207
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following ☐.
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A
Item
8. Identification and Classification of Members of the Group.
N/A
Item
9. Notice of Dissolution of Group.
N/A
Item
10. Certification.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP No. 561204207
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated:
February 14, 2022
|
ATW
SPAC Management LLC
|
|
|
|
|
By:
|
/s/
Antonio Ruiz-Gimenez
|
|
|
Antonio
Ruiz-Gimenez, Managing Member
|
|
|
|
|
Antonio
Ruiz-Gimenez
|
|
|
|
|
By:
|
/s/
Antonio Ruiz-Gimenez
|
|
|
Individually
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
CUSIP No. 561204207
JOINT
FILING STATEMENT
PURSUANT
TO RULE 13D-1(K)(1)
The
undersigned hereby consent and agree to the joint filing of Schedule 13G under the Securities Exchange Act of 1934, as amended, with
respect to the Shares of Mallard Acquisition Corp., together with any or all amendments thereto, when and if required. The parties
hereto further consent and agree to file this Joint Filing Statement pursuant to Rule13d-1(k)(1)(iii) as an exhibit to Schedule 13G,
thereby incorporating the same into such Schedule 13G.
This
Joint Filing Statement may be terminated by any of the undersigned upon written notice or such lesser period of notice as the undersigned
may mutually agree.
Dated:
February 14, 2022
|
ATW
SPAC Management LLC
|
|
|
|
|
By:
|
/s/
Antonio Ruiz-Gimenez
|
|
|
Antonio
Ruiz-Gimenez, Managing Member
|
|
|
|
|
Antonio
Ruiz-Gimenez
|
|
|
|
|
By:
|
/s/
Antonio Ruiz-Gimenez
|
|
|
Individually
|
Mallard Acquisition (NASDAQ:MACU)
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