Statement of Changes in Beneficial Ownership (4)
2020年4月8日 - 5:11AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MEYERS KENNETH R |
2. Issuer Name and Ticker or Trading Symbol
UNITED STATES CELLULAR CORP
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USM
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
8410 W. BRYN MAWR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/3/2020 |
(Street)
CHICAGO, IL 60631
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares | 4/3/2020 | | M | | 75543 (1) | A | $0 | 134392 | D | |
Common Shares | 4/3/2020 | | M | | 97013 (2) | A | $0 | 231405 | D | |
Common Shares | 4/3/2020 | | F | | 69762 (3) | D | $27.58 | 161643 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.0 | 4/3/2020 | | M | | | 75543 | (1) | (1) | Common Shares | 75543.0 | $0 | 0 | D | |
Performance Share Units | (2) | 4/3/2020 | | M | | | 97013 | (2) | (2) | Common Shares | 97013.0 | $0 | 0 | D | |
Restricted Stock Units | $0.0 | 4/6/2020 | | A | | 235678 | | (4) | (4) | Common Shares | 235678.0 | $0 | 235678 | D | |
Explanation of Responses: |
(1) | Vesting of restricted stock units that were awarded on 4/1/17 under the United States Cellular Corporation Long-Term Incentive Plan. |
(2) | Vesting of performance share units granted on April 3, 2017. Performance share units were adjusted for performance and became time based on March 12, 2018. |
(3) | Delivery of common shares as settlement for taxes due in connection with the vesting of restricted stock units and performance share units. |
(4) | These restricted stock units were awarded under the United States Cellular Corporation Long-Term Incentive Plan. These restricted stock units will vest on the third anniversary of the transaction date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MEYERS KENNETH R 8410 W. BRYN MAWR CHICAGO, IL 60631 | X |
| President and CEO |
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Signatures
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Julie D. Mathews, by power of atty | | 4/7/2020 |
**Signature of Reporting Person | Date |
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