Initial Statement of Beneficial Ownership (3)
2023年4月15日 - 7:38AM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Wiederhorn Mason Alan |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/28/2023
|
3. Issuer Name and Ticker or Trading Symbol
Fat Brands, Inc [FAT]
|
(Last)
(First)
(Middle)
9720 WILSHIRE BLVD., SUITE 500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
BEVERLY HILLS, CA 90212
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 41099 | D | |
Class B Common Stock | 4109 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock option (right to buy) | (1) | 11/16/2031 | Class A Common Stock | 75000 | $11.43 | D | |
Stock option (right to buy) | 12/10/2021 | 12/10/2028 | Class A Common Stock | 15318 | $4.80 | D | |
Stock option (right to buy) | 10/20/2020 | 10/20/2027 | Class A Common Stock | 15318 | $10.68 | D | |
Explanation of Responses: |
(1) | The stock option was granted on November 16, 2021 and vests in three equal annual installments beginning on the first anniversary of the grant date. |
Remarks: Exhibit 24 - Power of Attorney |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wiederhorn Mason Alan 9720 WILSHIRE BLVD., SUITE 500 BEVERLY HILLS, CA 90212 | X |
|
|
|
Signatures
|
/s/ Allen Sussman, Attorney-In-Fact | | 4/14/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
FAT Brands (NASDAQ:FATBB)
過去 株価チャート
から 12 2024 まで 1 2025
FAT Brands (NASDAQ:FATBB)
過去 株価チャート
から 1 2024 まで 1 2025