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Vote Summary
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TRANSDIGM GROUP INCORPORATED |
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Security |
893641100 |
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Meeting Type |
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Annual |
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Ticker Symbol |
TDG |
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Meeting Date |
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12-Jul-2022 |
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ISIN |
US8936411003 |
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Agenda |
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935666101 - Management |
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Record Date |
18-May-2022 |
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Holding Recon Date |
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18-May-2022 |
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City / |
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United States |
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Vote Deadline |
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11-Jul-2022 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1. |
DIRECTOR |
Management |
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1 |
David Barr |
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For |
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2 |
Jane M. Cronin |
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For |
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For |
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3 |
Mervin Dunn |
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For |
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For |
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4 |
Michael Graff |
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For |
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For |
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5 |
Sean Hennessy |
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For |
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For |
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6 |
W. Nicholas Howley |
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For |
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For |
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7 |
Gary E. McCullough |
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For |
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For |
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8 |
Michele Santana |
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For |
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For |
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9 |
Robert Small |
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For |
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For |
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John Staer |
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For |
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For |
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11 |
Kevin Stein |
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For |
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For |
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2. |
To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2022. |
Management |
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For |
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For |
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3. |
To approve (in an advisory vote) compensation paid to the Company's named executive officers. |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
1,300 |
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0 |
02-Jun-2022 |
02-Jun-2022 |
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997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
2,585 |
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0 |
02-Jun-2022 |
02-Jun-2022 |
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997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
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4,187 |
02-Jun-2022 |
02-Jun-2022 |
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997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
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6,117 |
02-Jun-2022 |
02-Jun-2022 |
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997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
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7,233 |
02-Jun-2022 |
02-Jun-2022 |
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997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
4,695 |
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0 |
02-Jun-2022 |
02-Jun-2022 |
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JAZZ PHARMACEUTICALS PLC |
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Security |
G50871105 |
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Meeting Type |
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Annual |
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Ticker Symbol |
JAZZ |
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Meeting Date |
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28-Jul-2022 |
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ISIN |
IE00B4Q5ZN47 |
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Agenda |
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935674069 - Management |
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Record Date |
01-Jun-2022 |
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Holding Recon Date |
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01-Jun-2022 |
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City / |
Country |
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United States |
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Vote Deadline |
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27-Jul-2022 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1a. |
Election of Director to hold office until the 2025 Annual General Meeting: Jennifer E. Cook |
Management |
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For |
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For |
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1b. |
Election of Director to hold office until the 2025 Annual General Meeting: Patrick G. Enright |
Management |
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For |
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For |
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1c. |
Election of Director to hold office until the 2025 Annual General Meeting: Seamus Mulligan |
Management |
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For |
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For |
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1d. |
Election of Director to hold office until the 2025 Annual General Meeting: Norbert G. Riedel, Ph.D. |
Management |
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For |
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For |
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2. |
To ratify, on a non-binding advisory basis, the appointment of KPMG as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2022 and to authorize, in a binding vote, the Board of Directors, acting through the audit committee, to determine KPMG's remuneration. |
Management |
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For |
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For |
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3. |
To approve, on a non-binding advisory basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement. |
Management |
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For |
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For |
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4. |
To grant the Board of Directors authority under Irish law to allot and issue ordinary shares for cash without first offering those ordinary shares to existing shareholders pursuant to the statutory pre-emption right that would otherwise apply. |
Management |
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For |
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For |
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5. |
To approve any motion to adjourn the Annual General Meeting, or any adjournments thereof, to another time and place to solicit additional proxies if there are insufficient votes at the time of the Annual General Meeting to approve Proposal 4. |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
16,670 |
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0 |
11-Jun-2022 |
11-Jun-2022 |
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997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
30,430 |
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0 |
11-Jun-2022 |
11-Jun-2022 |
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LEGEND BIOTECH CORPORATION |
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Security |
52490G102 |
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Meeting Type |
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Annual |
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Ticker Symbol |
LEGN |
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Meeting Date |
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14-Oct-2022 |
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ISIN |
US52490G1022 |
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Agenda |
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935712439 - Management |
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Record Date |
13-Sep-2022 |
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Holding Recon Date |
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13-Sep-2022 |
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City / |
Country |
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United States |
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Vote Deadline |
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11-Oct-2022 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1. |
To receive the audited consolidated financial statements of the Company for the fiscal year ended December 31, 2021. |
Management |
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For |
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For |
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2. |
To ratify the appointment of Ernst & Young LLP as independent auditor of the Company (the "Independent Auditor") for the fiscal year ending December 31, 2022. |
Management |
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For |
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For |
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3. |
To re-elect Dr. Patrick Casey, whose term of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. |
Management |
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For |
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For |
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4. |
To re-elect Mr. Philip Yau, whose term of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. |
Management |
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For |
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For |
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5. |
To re-elect Dr. Fangliang Zhang, whose term of office will expire pursuant to article 88(b) of the Company's memorandum of association, to serve as a Class II director of the Company for a full term of three (3) years. |
Management |
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For |
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For |
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6. |
To authorize each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
180 |
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37,200 |
17-Sep-2022 |
17-Sep-2022 |
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997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
13,369 |
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26,300 |
17-Sep-2022 |
17-Sep-2022 |
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997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
29,900 |
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0 |
17-Sep-2022 |
17-Sep-2022 |
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SPDR SERIES TRUST |
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Security |
78468R556 |
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Meeting Type |
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Special |
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Ticker Symbol |
XOP |
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Meeting Date |
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20-Oct-2022 |
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ISIN |
US78468R5569 |
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Agenda |
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935696572 - Management |
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Record Date |
20-Jul-2022 |
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Holding Recon Date |
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20-Jul-2022 |
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City / |
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United States |
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Vote Deadline |
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19-Oct-2022 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1. |
DIRECTOR |
Management |
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1 |
Clare S. Richer |
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For |
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For |
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2 |
Sandra G. Sponem |
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For |
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For |
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3 |
Kristi L. Rowsell |
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For |
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For |
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4 |
Gunjan Chauhan |
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For |
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For |
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5 |
Carolyn M. Clancy |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
16,790 |
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0 |
04-Aug-2022 |
04-Aug-2022 |
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997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
30,670 |
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0 |
04-Aug-2022 |
04-Aug-2022 |
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997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
9,210 |
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0 |
04-Aug-2022 |
04-Aug-2022 |
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997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
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0 |
04-Aug-2022 |
04-Aug-2022 |
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997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
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0 |
04-Aug-2022 |
04-Aug-2022 |
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MICROSOFT CORPORATION |
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Security |
594918104 |
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Meeting Type |
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Annual |
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Ticker Symbol |
MSFT |
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Meeting Date |
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13-Dec-2022 |
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ISIN |
US5949181045 |
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Agenda |
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935722567 - Management |
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Record Date |
12-Oct-2022 |
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Holding Recon Date |
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12-Oct-2022 |
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City / |
Country |
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United States |
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Vote Deadline |
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12-Dec-2022 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1a. |
Election of Director: Reid G. Hoffman |
Management |
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For |
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For |
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1b. |
Election of Director: Hugh F. Johnston |
Management |
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For |
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For |
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1c. |
Election of Director: Teri L. List |
Management |
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For |
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For |
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1d. |
Election of Director: Satya Nadella |
Management |
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For |
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For |
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1e. |
Election of Director: Sandra E. Peterson |
Management |
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For |
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For |
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1f. |
Election of Director: Penny S. Pritzker |
Management |
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For |
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For |
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1g. |
Election of Director: Carlos A. Rodriguez |
Management |
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For |
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For |
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1h. |
Election of Director: Charles W. Scharf |
Management |
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For |
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For |
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1i. |
Election of Director: John W. Stanton |
Management |
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For |
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For |
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1j. |
Election of Director: John W. Thompson |
Management |
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For |
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For |
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1k. |
Election of Director: Emma N. Walmsley |
Management |
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For |
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For |
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1l. |
Election of Director: Padmasree Warrior |
Management |
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For |
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For |
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2. |
Advisory vote to approve named executive officer compensation |
Management |
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For |
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For |
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3. |
Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 |
Management |
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For |
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For |
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4. |
Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder |
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Against |
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For |
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5. |
Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder |
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Against |
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For |
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6. |
Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change |
Shareholder |
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Against |
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For |
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7. |
Shareholder Proposal - Report on Government Use of Microsoft Technology |
Shareholder |
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Against |
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For |
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8. |
Shareholder Proposal - Report on Development of Products for Military |
Shareholder |
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Against |
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For |
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9. |
Shareholder Proposal - Report on Tax Transparency |
Shareholder |
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Against |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
|
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997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
3,880 |
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0 |
28-Oct-2022 |
28-Oct-2022 |
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| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
6,630 |
|
0 |
28-Oct-2022 |
28-Oct-2022 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
12,130 |
|
0 |
28-Oct-2022 |
28-Oct-2022 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
3,980 |
|
8,960 |
28-Oct-2022 |
28-Oct-2022 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
6,790 |
|
12,825 |
28-Oct-2022 |
28-Oct-2022 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
16,090 |
|
19,920 |
28-Oct-2022 |
28-Oct-2022 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
65 |
|
0 |
28-Oct-2022 |
28-Oct-2022 |
|
| |
PALO ALTO NETWORKS, INC. |
|
|
|
|
| |
Security |
697435105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
PANW |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
13-Dec-2022 |
|
| |
ISIN |
US6974351057 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935732140 - Management |
| |
Record Date |
14-Oct-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
14-Oct-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
12-Dec-2022 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Class II Director: Dr. Helene D. Gayle |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Class II Director: James J. Goetz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, on an advisory basis, the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To approve an amendment to the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
155 |
|
20,035 |
08-Nov-2022 |
08-Nov-2022 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
8,610 |
|
48,720 |
08-Nov-2022 |
08-Nov-2022 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
10,650 |
|
0 |
08-Nov-2022 |
08-Nov-2022 |
|
| |
LINDE PLC |
|
|
|
|
| |
Security |
G5494J103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Special |
| |
Ticker Symbol |
LIN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-Jan-2023 |
|
| |
ISIN |
IE00BZ12WP82 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935750819 - Management |
| |
Record Date |
08-Dec-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
08-Dec-2022 |
|
| |
City / |
Country |
|
|
/ |
United Kingdom |
|
|
|
|
|
|
Vote Deadline |
|
17-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
4,900 |
|
0 |
16-Dec-2022 |
16-Dec-2022 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
9,000 |
|
0 |
16-Dec-2022 |
16-Dec-2022 |
|
| |
LINDE PLC |
|
|
|
|
| |
Security |
G5494J111 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Special |
| |
Ticker Symbol |
|
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-Jan-2023 |
|
| |
ISIN |
|
|
|
|
|
|
|
|
|
|
Agenda |
|
935750821 - Management |
| |
Record Date |
08-Dec-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
08-Dec-2022 |
|
| |
City / |
Country |
|
|
/ |
United Kingdom |
|
|
|
|
|
|
Vote Deadline |
|
17-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
To approve the Scheme of Arrangement under Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
4,900 |
|
0 |
16-Dec-2022 |
16-Dec-2022 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
9,000 |
|
0 |
16-Dec-2022 |
16-Dec-2022 |
|
| |
VISA INC. |
|
|
|
|
| |
Security |
92826C839 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
V |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
24-Jan-2023 |
|
| |
ISIN |
US92826C8394 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935745779 - Management |
| |
Record Date |
25-Nov-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
25-Nov-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
23-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Lloyd A. Carney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Kermit R. Crawford |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Francisco Javier Fernández-Carbajal |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Alfred F. Kelly, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Ramon Laguarta |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Teri L. List |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: John F. Lundgren |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Denise M. Morrison |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Linda J. Rendle |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Maynard G. Webb, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To approve, on an advisory basis, the compensation paid to our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
To vote on a stockholder proposal requesting an independent board chair policy. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
2,250 |
|
4,900 |
03-Dec-2022 |
03-Dec-2022 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
7,600 |
|
4,880 |
03-Dec-2022 |
03-Dec-2022 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
560 |
|
0 |
03-Dec-2022 |
03-Dec-2022 |
|
| |
AIR PRODUCTS AND CHEMICALS, INC. |
|
|
|
|
| |
Security |
009158106 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
APD |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
26-Jan-2023 |
|
| |
ISIN |
US0091581068 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935746365 - Management |
| |
Record Date |
30-Nov-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
30-Nov-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
25-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Tonit M. Calaway |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Charles Cogut |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Lisa A. Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Seifollah Ghasemi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: David H.Y. Ho |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Edward L. Monser |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Matthew H. Paull |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Wayne T. Smith |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote approving the compensation of the Company's executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of future advisory votes on executive officer compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
2,900 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
5,300 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
WALGREENS BOOTS ALLIANCE, INC. |
|
|
|
|
| |
Security |
931427108 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
WBA |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
26-Jan-2023 |
|
| |
ISIN |
US9314271084 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935747280 - Management |
| |
Record Date |
28-Nov-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
28-Nov-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
25-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Janice M. Babiak |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Inderpal S. Bhandari |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Rosalind G. Brewer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Ginger L. Graham |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Bryan C. Hanson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Valerie B. Jarrett |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: John A. Lederer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Dominic P. Murphy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Stefano Pessina |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Nancy M. Schlichting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve named executive officer compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Stockholder proposal requesting report on public health costs due to tobacco product sales and the impact on overall market returns. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
5. |
Stockholder proposal requesting an independent board chairman. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
32,000 |
|
0 |
09-Dec-2022 |
09-Dec-2022 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
64,900 |
|
0 |
09-Dec-2022 |
09-Dec-2022 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
44,400 |
|
74,400 |
09-Dec-2022 |
09-Dec-2022 |
|
| |
JABIL INC. |
|
|
|
|
| |
Security |
466313103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
JBL |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
26-Jan-2023 |
|
| |
ISIN |
US4663131039 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935747317 - Management |
| |
Record Date |
30-Nov-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
30-Nov-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
25-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director to serve until the next Annual Meeting of Shareholders: Anousheh Ansari |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director to serve until the next Annual Meeting of Shareholders: Christopher S. Holland |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director to serve until the next Annual Meeting of Shareholders: Mark T. Mondello |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director to serve until the next Annual Meeting of Shareholders: John C. Plant |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director to serve until the next Annual Meeting of Shareholders: Steven A. Raymund |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director to serve until the next Annual Meeting of Shareholders: Thomas A. Sansone |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director to serve until the next Annual Meeting of Shareholders: David M. Stout |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director to serve until the next Annual Meeting of Shareholders: Kathleen A. Walters |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratify the appointment of Ernst & Young LLP as Jabil's independent registered public accounting firm for the fiscal year ending August 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approve (on an advisory basis) Jabil's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
13,900 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
10,800 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
19,800 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
10,900 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
19,900 |
|
0 |
10-Dec-2022 |
10-Dec-2022 |
|
| |
ACCENTURE PLC |
|
|
|
|
| |
Security |
G1151C101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ACN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
01-Feb-2023 |
|
| |
ISIN |
IE00B4BNMY34 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935750174 - Management |
| |
Record Date |
06-Dec-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Dec-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
31-Jan-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Appointment of Director: Jaime Ardila |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Appointment of Director: Nancy McKinstry |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Appointment of Director: Beth E. Mooney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Appointment of Director: Gilles C. Pélisson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Appointment of Director: Paula A. Price |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Appointment of Director: Venkata (Murthy) Renduchintala |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Appointment of Director: Arun Sarin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Appointment of Director: Julie Sweet |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Appointment of Director: Tracey T. Travis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To approve, in a non-binding vote, the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, in a non-binding vote, the frequency of future non-binding votes to approve the compensation of our named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditor of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
To grant the Board of Directors the authority to issue shares under Irish law. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
7. |
To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
3,800 |
|
0 |
15-Dec-2022 |
15-Dec-2022 |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
10,700 |
|
0 |
15-Dec-2022 |
15-Dec-2022 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
19,700 |
|
0 |
15-Dec-2022 |
15-Dec-2022 |
|
| |
GOLUB CAPITAL BDC, INC. |
|
|
|
|
| |
Security |
38173M102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
GBDC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
07-Feb-2023 |
|
| |
ISIN |
US38173M1027 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935752623 - Management |
| |
Record Date |
12-Dec-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
12-Dec-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
06-Feb-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Class I Director of the Company who will each serve for a term expiring in 2026: David B. Golub |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Class I Director of the Company who will each serve for a term expiring in 2026: Anita J. Rival |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
52,100 |
|
0 |
23-Dec-2022 |
23-Dec-2022 |
|
| |
DEERE & COMPANY |
|
|
|
|
| |
Security |
244199105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
DE |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
22-Feb-2023 |
|
| |
ISIN |
US2441991054 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935755009 - Management |
| |
Record Date |
27-Dec-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
27-Dec-2022 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
21-Feb-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Leanne G. Caret |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Tamra A. Erwin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Alan C. Heuberger |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Charles O. Holliday, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Michael O. Johanns |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Clayton M. Jones |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: John C. May |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Gregory R. Page |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Sherry M. Smith |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Dmitri L. Stockton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Sheila G. Talton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve executive compensation("say- on-pay"). |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of future say-on-pay votes. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder proposal regarding termination pay. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,200 |
|
0 |
12-Jan-2023 |
12-Jan-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
2,300 |
|
0 |
12-Jan-2023 |
12-Jan-2023 |
|
| |
QUALCOMM INCORPORATED |
|
|
|
|
| |
Security |
747525103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
QCOM |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
08-Mar-2023 |
|
| |
ISIN |
US7475251036 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935757281 - Management |
| |
Record Date |
09-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
09-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
07-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director to hold office until the next annual meeting of stockholders: Mark Fields |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approval of the QUALCOMM Incorporated 2023 Long- Term Incentive Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Approval, on an advisory basis, of the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
3,800 |
|
9,400 |
20-Jan-2023 |
20-Jan-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
1,400 |
|
22,500 |
20-Jan-2023 |
20-Jan-2023 |
|
| |
ANALOG DEVICES, INC. |
|
|
|
|
| |
Security |
032654105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ADI |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
08-Mar-2023 |
|
| |
ISIN |
US0326541051 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935758740 - Management |
| |
Record Date |
03-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
03-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
07-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Vincent Roche |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: James A. Champy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: André Andonian |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Anantha P. Chandrakasan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Edward H. Frank |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Laurie H. Glimcher |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Karen M. Golz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Mercedes Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Kenton J. Sicchitano |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Ray Stata |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Susie Wee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
8,800 |
|
0 |
21-Jan-2023 |
21-Jan-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
12,100 |
|
0 |
21-Jan-2023 |
21-Jan-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
22,000 |
|
0 |
21-Jan-2023 |
21-Jan-2023 |
|
| |
JOHNSON CONTROLS INTERNATIONAL PLC |
|
|
|
|
| |
Security |
G51502105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
JCI |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
08-Mar-2023 |
|
| |
ISIN |
IE00BY7QL619 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935759590 - Management |
| |
Record Date |
05-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
05-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
07-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2.a |
To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2.b |
To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
To approve, in a non-binding advisory vote, the compensation of the named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
7. |
To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8. |
To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
8,200 |
|
0 |
21-Jan-2023 |
21-Jan-2023 |
|
| |
HOLOGIC, INC. |
|
|
|
|
| |
Security |
436440101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
HOLX |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
09-Mar-2023 |
|
| |
ISIN |
US4364401012 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935758132 - Management |
| |
Record Date |
11-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
11-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
08-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Stephen P. MacMillan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Sally W. Crawford |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Charles J. Dockendorff |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Scott T. Garrett |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Ludwig N. Hantson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Namal Nawana |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Christiana Stamoulis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Stacey D. Stewart |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Amy M. Wendell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
A non-binding advisory resolution to approve executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
A non-binding advisory vote on the frequency of future advisory votes to approve executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Approval of the Hologic, Inc. Amended and Restated 2008 Equity Incentive Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Approval of the Hologic, Inc. Amended and Restated 2012 Employee Stock Purchase Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
4,000 |
|
0 |
20-Jan-2023 |
20-Jan-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
7,300 |
|
0 |
20-Jan-2023 |
20-Jan-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
20,000 |
|
0 |
20-Jan-2023 |
20-Jan-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
7,490 |
|
29,000 |
20-Jan-2023 |
20-Jan-2023 |
|
| |
TRANSDIGM GROUP INCORPORATED |
|
|
|
|
| |
Security |
893641100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
TDG |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
09-Mar-2023 |
|
| |
ISIN |
US8936411003 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935759261 - Management |
| |
Record Date |
13-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
08-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
1 |
David Barr |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
2 |
Jane Cronin |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Mervin Dunn |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
4 |
Michael Graff |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
5 |
Sean Hennessy |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
6 |
W. Nicholas Howley |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
7 |
Gary E. McCullough |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
8 |
Michele Santana |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
9 |
Robert Small |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
10 |
John Staer |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
11 |
Kevin Stein |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve (in an advisory vote) compensation paid to the Company's named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To determine the frequency of the advisory vote regarding compensation paid to the Company's named executive officers. |
Management |
|
|
3 Years |
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
150 |
|
7,317 |
28-Jan-2023 |
28-Jan-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
128 |
|
13,500 |
28-Jan-2023 |
28-Jan-2023 |
|
| |
APPLE INC. |
|
|
|
|
| |
Security |
037833100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
AAPL |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
10-Mar-2023 |
|
| |
ISIN |
US0378331005 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935757700 - Management |
| |
Record Date |
09-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
09-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
09-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a |
Election of Director: James Bell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b |
Election of Director: Tim Cook |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c |
Election of Director: Al Gore |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d |
Election of Director: Alex Gorsky |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e |
Election of Director: Andrea Jung |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f |
Election of Director: Art Levinson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g |
Election of Director: Monica Lozano |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h |
Election of Director: Ron Sugar |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i |
Election of Director: Sue Wagner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote to approve executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on the frequency of advisory votes on executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
A shareholder proposal entitled "Civil Rights and Non- Discrimination Audit Proposal" |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
A shareholder proposal entitled "Communist China Audit" |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
A shareholder proposal on Board policy for communication with shareholder proponents |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
A shareholder proposal entitled "Racial and Gender Pay Gaps" |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
A shareholder proposal entitled "Shareholder Proxy Access Amendments" |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
2,000 |
|
10,540 |
14-Jan-2023 |
14-Jan-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,800 |
|
18,820 |
14-Jan-2023 |
14-Jan-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
34,600 |
|
0 |
14-Jan-2023 |
14-Jan-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
3,100 |
|
0 |
14-Jan-2023 |
14-Jan-2023 |
|
| |
SAMSUNG ELECTRONICS CO LTD |
|
|
|
|
| |
Security |
Y74718100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual General Meeting |
| |
Ticker Symbol |
|
|
|
|
|
|
|
|
|
|
Meeting Date |
|
15-Mar-2023 |
|
| |
ISIN |
KR7005930003 |
|
|
|
|
|
|
|
|
|
Agenda |
|
716681437 - Management |
| |
Record Date |
31-Dec-2022 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
31-Dec-2022 |
|
| |
City / |
Country |
|
GYEONG GI |
/ |
Korea, Republic Of |
|
|
|
|
|
|
Vote Deadline |
|
03-Mar-2023 01:59 PM ET |
| |
SEDOL(s) |
6771720 - B19VC15 |
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1 |
APPROVAL OF FINANCIAL STATEMENTS |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2 |
ELECTION OF INSIDE DIRECTOR HAN JONG HUI |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3 |
APPROVAL OF REMUNERATION FOR DIRECTOR |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
AL27 |
GLV |
|
STATE STREET BANK |
10,483 |
|
0 |
15-Feb-2023 |
15-Feb-2023 |
|
| |
AL28 |
GLQ |
|
STATE STREET BANK |
16,231 |
|
0 |
15-Feb-2023 |
15-Feb-2023 |
|
| |
AL29 |
GLO |
|
STATE STREET BANK |
29,714 |
|
0 |
15-Feb-2023 |
15-Feb-2023 |
|
| |
STARBUCKS CORPORATION |
|
|
|
|
| |
Security |
855244109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
SBUX |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
23-Mar-2023 |
|
| |
ISIN |
US8552441094 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935762193 - Management |
| |
Record Date |
13-Jan-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Jan-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
22-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Richard E. Allison, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Andrew Campion |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Beth Ford |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Mellody Hobson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Jørgen Vig Knudstorp |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Satya Nadella |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Laxman Narasimhan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Howard Schultz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approval, on a nonbinding basis, of the compensation paid to our named executive officers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Report on Plant-Based Milk Pricing |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
CEO Succession Planning Policy Amendment |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Annual Reports on Company Operations in China |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Assessment of Worker Rights Commitments |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Creation of Board Committee on Corporate Sustainability |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
12,100 |
|
0 |
28-Jan-2023 |
28-Jan-2023 |
|
| |
BROADCOM INC |
|
|
|
|
| |
Security |
11135F101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
AVGO |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
03-Apr-2023 |
|
| |
ISIN |
US11135F1012 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935766189 - Management |
| |
Record Date |
06-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
31-Mar-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Diane M. Bryant |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Gayla J. Delly |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Raul J. Fernandez |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Eddy W. Hartenstein |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Check Kian Low |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Justine F. Page |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Henry Samueli |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Hock E. Tan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Harry L. You |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approve an amendment and restatement of the 2012 Stock Incentive Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote to approve the named executive officer compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Advisory vote on the frequency of the advisory vote on named executive officer compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
1,300 |
|
0 |
18-Feb-2023 |
18-Feb-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,000 |
|
2,500 |
18-Feb-2023 |
18-Feb-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
1,800 |
|
4,700 |
18-Feb-2023 |
18-Feb-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
2,600 |
|
0 |
18-Feb-2023 |
18-Feb-2023 |
|
| |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) |
|
|
|
|
| |
Security |
806857108 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
SLB |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
05-Apr-2023 |
|
| |
ISIN |
AN8068571086 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935767105 - Management |
| |
Record Date |
08-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
08-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
04-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Peter Coleman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Patrick de La Chevardière |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Miguel Galuccio |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Olivier Le Peuch |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Samuel Leupold |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Tatiana Mitrova |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Maria Moraeus Hanssen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Vanitha Narayanan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Mark Papa |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Jeff Sheets |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Ulrich Spiesshofer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote on the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
3. |
Advisory approval of our executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Approval of our consolidated balance sheet at December 31, 2022; our consolidated statement of income for the year ended December 31, 2022; and the declarations of dividends by our Board of Directors in 2022, as reflected in our 2022 Annual Report to Shareholders. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
28,100 |
|
0 |
25-Feb-2023 |
25-Feb-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
51,400 |
|
0 |
25-Feb-2023 |
25-Feb-2023 |
|
| |
DOW INC. |
|
|
|
|
| |
Security |
260557103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
DOW |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
13-Apr-2023 |
|
| |
ISIN |
US2605571031 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935771178 - Management |
| |
Record Date |
15-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
15-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
12-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Samuel R. Allen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Gaurdie E. Banister Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Wesley G. Bush |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Richard K. Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Jerri DeVard |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Debra L. Dial |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Jeff M. Fettig |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Jim Fitterling |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Jacqueline C. Hinman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Luis Alberto Moreno |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Jill S. Wyant |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Daniel W. Yohannes |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Resolution to Approve Executive Compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Stockholder Proposal - Independent Board Chairman |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
5. |
Stockholder Proposal - Single-Use Plastics Report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
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| |
|
|
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
12,800 |
|
0 |
04-Mar-2023 |
04-Mar-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
25,500 |
|
0 |
04-Mar-2023 |
04-Mar-2023 |
|
| |
THE BOEING COMPANY |
|
|
|
|
| |
Security |
097023105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BA |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-Apr-2023 |
|
| |
ISIN |
US0970231058 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935770063 - Management |
| |
Record Date |
17-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
17-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Robert A. Bradway |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: David L. Calhoun |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Lynne M. Doughtie |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: David L. Gitlin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Lynn J. Good |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Stayce D. Harris |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Akhil Johri |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: David L. Joyce |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Lawrence W. Kellner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Steven M. Mollenkopf |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: John M. Richardson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Sabrina Soussan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Ronald A. Williams |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approve, on an Advisory Basis, the Frequency of Future Advisory Votes on Named Executive Officer Compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Approve The Boeing Company 2023 Incentive Stock Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
China Report. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Report on Lobbying Activities. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Report on Climate Lobbying. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Pay Equity Disclosure. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
18,890 |
04-Mar-2023 |
04-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
35,625 |
04-Mar-2023 |
04-Mar-2023 |
|
| |
M&T BANK CORPORATION |
|
|
|
|
| |
Security |
55261F104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MTB |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-Apr-2023 |
|
| |
ISIN |
US55261F1049 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935775873 - Management |
| |
Record Date |
23-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
23-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John P. Barnes |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert T. Brady |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Carlton J. Charles |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Jane Chwick |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: William F. Cruger, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: T. Jefferson Cunningham III |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Gary N. Geisel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Leslie V. Godridge |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: René F. Jones |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Richard H. Ledgett, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Melinda R. Rich |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert E. Sadler, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Denis J. Salamone |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1n. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John R. Scannell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1o. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Rudina Seseri |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1p. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Kirk W. Walters |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1q. |
ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Herbert L. Washington |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
TO APPROVE THE 2022 COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE M&T BANK CORPORATION 2019 EQUITY INCENTIVE COMPENSATION PLAN. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
4,600 |
|
0 |
08-Mar-2023 |
08-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
4,700 |
|
0 |
08-Mar-2023 |
08-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
3,700 |
|
0 |
08-Mar-2023 |
08-Mar-2023 |
|
| |
AIRBUS SE |
|
|
|
|
| |
Security |
N0280G100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual General Meeting |
| |
Ticker Symbol |
|
|
|
|
|
|
|
|
|
|
Meeting Date |
|
19-Apr-2023 |
|
| |
ISIN |
NL0000235190 |
|
|
|
|
|
|
|
|
|
Agenda |
|
716761514 - Management |
| |
Record Date |
22-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
22-Mar-2023 |
|
| |
City / |
Country |
|
AMSTER DAM |
/ |
Netherlands |
|
|
|
|
|
|
Vote Deadline |
|
03-Apr-2023 01:59 PM ET |
| |
SEDOL(s) |
4012250 - 4012346 - 4057273 - B01DGJ8 - B16Q6Y4 - B87GTC1 - BDC50T2 - BF444K0 - BHZLF67 - BLDBRM7 |
|
|
|
|
|
|
Quick Code |
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
CMMT |
VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
CMMT |
VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
CMMT |
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 859228 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
A |
OPEN MEETING |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
B |
DISCUSSION ON COMPANY'S CORPORATE GOVERNANCE STRUCTURE |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
C |
RECEIVE REPORT ON BUSINESS AND FINANCIAL STATEMENTS |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
D |
RECEIVE EXPLANATION ON COMPANY'S DIVIDEND POLICY |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
E |
RECEIVE BOARD REPORT |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
F |
DISCUSSION ON LEADING THE JOURNEY TOWARDS CLEAN AEROSPACE |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
G |
DISCUSS POTENTIAL LONG-TERM STRATEGIC AND TECHNOLOGICAL PARTNERSHIP WITH-EVIDIAN AND ACQUISITION OF A MINORITY STAKE IN EVIDIAN |
Non-Voting |
|
|
|
|
|
|
|
|
|
|
|
| |
1 |
ADOPT FINANCIAL STATEMENTS |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2 |
APPROVE ALLOCATION OF INCOME |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3 |
APPROVE DISCHARGE OF NON-EXECUTIVE DIRECTORS |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4 |
APPROVE DISCHARGE OF EXECUTIVE DIRECTORS |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5 |
RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6 |
APPROVE IMPLEMENTATION OF REMUNERATION POLICY |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
7 |
REELECT RALPH D. CROSBY, JR. AS NON- EXECUTIVE DIRECTOR |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8 |
REELECT MARK DUNKERLEY AS NON-EXECUTIVE DIRECTOR |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
9 |
REELECT STEPHAN GEMKOW AS NON-EXECUTIVE DIRECTOR |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
10 |
ELECT ANTONY WOOD AS NON-EXECUTIVE DIRECTOR |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
11 |
GRANT BOARD AUTHORITY TO ISSUE SHARES AND EXCLUDE PREEMPTIVE RIGHTS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS |
Management |
|
|
For |
|
|
For |
|
|
|
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| |
12 |
GRANT BOARD AUTHORITY TO ISSUE SHARES AND EXCLUDE PREEMPTIVE RIGHTS FOR THE PURPOSE OF COMPANY FUNDING |
Management |
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For |
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For |
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| |
13 |
AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management |
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For |
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For |
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| |
14 |
APPROVE CANCELLATION OF REPURCHASED SHARES |
Management |
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For |
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For |
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| |
H |
CLOSE MEETING |
Non-Voting |
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| |
CMMT |
INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting |
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| |
CMMT |
10 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 869634,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
AL27 |
GLV |
|
STATE STREET BANK |
30,434 |
|
0 |
10-Mar-2023 |
10-Mar-2023 |
|
| |
AL28 |
GLQ |
|
STATE STREET BANK |
37,902 |
|
0 |
10-Mar-2023 |
10-Mar-2023 |
|
| |
AL29 |
GLO |
|
STATE STREET BANK |
70,865 |
|
0 |
10-Mar-2023 |
10-Mar-2023 |
|
| |
THE SHERWIN-WILLIAMS COMPANY |
|
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| |
Security |
824348106 |
|
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Meeting Type |
|
Annual |
| |
Ticker Symbol |
SHW |
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Meeting Date |
|
19-Apr-2023 |
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| |
ISIN |
US8243481061 |
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Agenda |
|
935772562 - Management |
| |
Record Date |
21-Feb-2023 |
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Holding Recon Date |
|
21-Feb-2023 |
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| |
City / |
Country |
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/ |
United States |
|
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|
Vote Deadline |
|
18-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
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|
Quick Code |
|
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|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
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|
| |
1a. |
Election of Director: Kerrii B. Anderson |
Management |
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For |
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For |
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| |
1b. |
Election of Director: Arthur F. Anton |
Management |
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For |
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For |
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| |
1c. |
Election of Director: Jeff M. Fettig |
Management |
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For |
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For |
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| |
1d. |
Election of Director: John G. Morikis |
Management |
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For |
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For |
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| |
1e. |
Election of Director: Christine A. Poon |
Management |
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For |
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For |
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|
| |
1f. |
Election of Director: Aaron M. Powell |
Management |
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For |
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For |
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| |
1g. |
Election of Director: Marta R. Stewart |
Management |
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For |
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For |
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| |
1h. |
Election of Director: Michael H. Thaman |
Management |
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For |
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For |
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| |
1i. |
Election of Director: Matthew Thornton III |
Management |
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For |
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For |
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| |
2. |
Advisory approval of the compensation of the named executives. |
Management |
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For |
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For |
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| |
3. |
Advisory approval of the frequency of the advisory vote on the compensation of the named executives. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management |
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For |
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For |
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| |
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
3,300 |
|
0 |
09-Mar-2023 |
09-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
6,000 |
|
0 |
09-Mar-2023 |
09-Mar-2023 |
|
| |
HUNTINGTON BANCSHARES INCORPORATED |
|
|
|
|
| |
Security |
446150104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
HBAN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
19-Apr-2023 |
|
| |
ISIN |
US4461501045 |
|
|
|
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|
|
|
Agenda |
|
935775621 - Management |
| |
Record Date |
15-Feb-2023 |
|
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|
|
|
Holding Recon Date |
|
15-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
18-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Alanna Y. Cotton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Ann B. Crane |
Management |
|
|
For |
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|
For |
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|
| |
1c. |
Election of Director: Gina D. France |
Management |
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For |
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|
For |
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|
| |
1d. |
Election of Director: J. Michael Hochschwender |
Management |
|
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For |
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|
For |
|
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|
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|
| |
1e. |
Election of Director: Richard H. King |
Management |
|
|
For |
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|
For |
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|
| |
1f. |
Election of Director: Katherine M. A. Kline |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Richard W. Neu |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Kenneth J. Phelan |
Management |
|
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For |
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|
For |
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|
| |
1i. |
Election of Director: David L. Porteous |
Management |
|
|
For |
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|
For |
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|
| |
1j. |
Election of Director: Roger J. Sit |
Management |
|
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For |
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|
For |
|
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|
| |
1k. |
Election of Director: Stephen D. Steinour |
Management |
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|
For |
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|
For |
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|
| |
1l. |
Election of Director: Jeffrey L. Tate |
Management |
|
|
For |
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|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Gary Torgow |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
An advisory resolution to approve, on a non-binding basis, the compensation of executives as disclosed in the accompanying proxy statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
An advisory resolution to approve, on a non-binding basis, the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
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| |
|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
40,600 |
|
0 |
10-Mar-2023 |
10-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
113,200 |
|
0 |
10-Mar-2023 |
10-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
205,400 |
|
0 |
10-Mar-2023 |
10-Mar-2023 |
|
| |
THE AES CORPORATION |
|
|
|
|
| |
Security |
00130H105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
AES |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
20-Apr-2023 |
|
| |
ISIN |
US00130H1059 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935774984 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
19-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Janet G. Davidson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Andrés R. Gluski |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Tarun Khanna |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Holly K. Koeppel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Julia M. Laulis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Alain Monié |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: John B. Morse, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Moisés Naim |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Teresa M. Sebastian |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Maura Shaughnessy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approval, on an advisory basis, of the Company's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approval, on an advisory basis, of the frequency of future advisory votes on the Company's executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
If properly presented, to vote on a non-binding Stockholder proposal to subject termination pay to Stockholder approval. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
52,900 |
|
0 |
07-Mar-2023 |
07-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
56,000 |
|
0 |
07-Mar-2023 |
07-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
102,400 |
|
0 |
07-Mar-2023 |
07-Mar-2023 |
|
| |
THE COCA-COLA COMPANY |
|
|
|
|
| |
Security |
191216100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
KO |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
25-Apr-2023 |
|
| |
ISIN |
US1912161007 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935776685 - Management |
| |
Record Date |
24-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
24-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
24-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Herb Allen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Marc Bolland |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Ana Botín |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Christopher C. Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Barry Diller |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Carolyn Everson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Helene D. Gayle |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Alexis M. Herman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Maria Elena Lagomasino |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Amity Millhiser |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: James Quincey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Caroline J. Tsay |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: David B. Weinberg |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of future advisory votes to approve executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareowner proposal requesting an audit of the Company's impact on nonwhite stakeholders |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareowner proposal requesting a global transparency report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareowner proposal regarding political expenditures values alignment |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareowner proposal requesting an independent Board chair policy |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareowner proposal requesting a report on risks from state policies restricting reproductive rights |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
13,100 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
11,900 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
21,800 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
25,300 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
EXELON CORPORATION |
|
|
|
|
| |
Security |
30161N101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
EXC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
25-Apr-2023 |
|
| |
ISIN |
US30161N1019 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935779504 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
24-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Anthony Anderson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: W. Paul Bowers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Calvin G. Butler, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Marjorie Rodgers Cheshire |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Linda Jojo |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Charisse Lillie |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Matthew Rogers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: John Young |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on the frequency of the advisory vote on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
36,200 |
|
0 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
38,300 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
70,200 |
|
0 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
BANK OF AMERICA CORPORATION |
|
|
|
|
| |
Security |
060505104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BAC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
25-Apr-2023 |
|
| |
ISIN |
US0605051046 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935779782 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
24-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Sharon L. Allen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: José (Joe) E. Almeida |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Frank P. Bramble, Sr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Pierre J. P. de Weck |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Arnold W. Donald |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Linda P. Hudson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Monica C. Lozano |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Brian T. Moynihan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Lionel L. Nowell III |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Denise L. Ramos |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Clayton S. Rose |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Michael D. White |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Thomas D. Woods |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1n. |
Election of Director: Maria T. Zuber |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approving our executive compensation (an advisory, non- binding "Say on Pay" resolution) |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratifying the appointment of our independent registered public accounting firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Amending and restating the Bank of America Corporation Equity Plan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal requesting an independent board chair |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder proposal requesting shareholder ratification of termination pay |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder proposal requesting greenhouse gas reduction targets |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareholder proposal requesting report on transition planning |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
Shareholder proposal requesting a racial equity audit |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
7,900 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
12,000 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
85,300 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
64,000 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
72,000 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
66,300 |
|
0 |
11-Mar-2023 |
11-Mar-2023 |
|
| |
THE CIGNA GROUP |
|
|
|
|
| |
Security |
125523100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
CI |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
26-Apr-2023 |
|
| |
ISIN |
US1255231003 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935779073 - Management |
| |
Record Date |
07-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
07-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
25-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: David M. Cordani |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: William J. DeLaney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Eric J. Foss |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Retired Maj. Gen. Elder Granger, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Neesha Hathi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: George Kurian |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Kathleen M. Mazzarella |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Mark B. McClellan, M.D., Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Kimberly A. Ross |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Eric C. Wiseman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Donna F. Zarcone |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory approval of The Cigna Group's executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of the frequency of future advisory votes on executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal - Special shareholder meeting improvement |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder proposal - Political contributions report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,900 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
800 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
2,800 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
SELECT MEDICAL HOLDINGS CORPORATION |
|
|
|
|
| |
Security |
81619Q105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
SEM |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Apr-2023 |
|
| |
ISIN |
US81619Q1058 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935774643 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of class II Director for a term of three years: Bryan C. Cressey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of class II Director for a term of three years: Parvinderjit S. Khanuja |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.3 |
Election of class II Director for a term of three years: Robert A. Ortenzio |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.4 |
Election of class II Director for a term of three years: Daniel J. Thomas |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Non-binding advisory vote to approve executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Non-binding advisory vote on the frequency of the advisory vote to approve executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of PriceWaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
15,800 |
|
0 |
07-Mar-2023 |
07-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
24,300 |
|
0 |
07-Mar-2023 |
07-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
44,600 |
|
0 |
07-Mar-2023 |
07-Mar-2023 |
|
| |
JOHNSON & JOHNSON |
|
|
|
|
| |
Security |
478160104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
JNJ |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Apr-2023 |
|
| |
ISIN |
US4781601046 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935776813 - Management |
| |
Record Date |
28-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
28-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Darius Adamczyk |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Mary C. Beckerle |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: D. Scott Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Jennifer A. Doudna |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Joaquin Duato |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Marillyn A. Hewson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Paula A. Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Hubert Joly |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1I. |
Election of Director: Mark B. McClellan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Anne M. Mulcahy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Mark A. Weinberger |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Nadja Y. West |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote to Approve Named Executive Officer Compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) |
Shareholder |
|
|
Against |
|
|
|
|
|
|
|
|
| |
6. |
Vaccine Pricing Report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Executive Compensation Adjustment Policy |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Impact of Extended Patent Exclusivities on Product Access |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
2,740 |
|
0 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
4,100 |
|
0 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
16,200 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
29,800 |
|
0 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
7,000 |
|
0 |
16-Mar-2023 |
16-Mar-2023 |
|
| |
TEXAS INSTRUMENTS INCORPORATED |
|
|
|
|
| |
Security |
882508104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
TXN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Apr-2023 |
|
| |
ISIN |
US8825081040 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935777120 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Mark A. Blinn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Todd M. Bluedorn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Janet F. Clark |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Carrie S. Cox |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Martin S. Craighead |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Curtis C. Farmer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Jean M. Hobby |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Haviv Ilan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Ronald Kirk |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Pamela H. Patsley |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Robert E. Sanchez |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Richard K. Templeton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Board proposal to approve amendment and restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Board proposal regarding advisory vote on the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Board proposal regarding advisory approval of the Company's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Stockholder proposal to report on due diligence efforts to trace end-user misuse of company products. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
6,900 |
|
0 |
15-Mar-2023 |
15-Mar-2023 |
|
| |
PFIZER INC. |
|
|
|
|
| |
Security |
717081103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
PFE |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Apr-2023 |
|
| |
ISIN |
US7170811035 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935778451 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Ronald E. Blaylock |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Albert Bourla |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Susan Desmond-Hellmann |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Joseph J. Echevarria |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Scott Gottlieb |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Helen H. Hobbs |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Susan Hockfield |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Dan R. Littman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Shantanu Narayen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Suzanne Nora Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: James Quincey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: James C. Smith |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
2023 advisory approval of executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on frequency of future advisory votes to approve executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Shareholder proposal regarding ratification of termination pay |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal regarding independent board chairman policy |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder proposal regarding impact of extended patent exclusivities on product access report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareholder proposal regarding political contributions congruency report |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
32,200 |
|
19,500 |
17-Mar-2023 |
17-Mar-2023 |
|
| |
VICI PROPERTIES INC. |
|
|
|
|
| |
Security |
925652109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
VICI |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Apr-2023 |
|
| |
ISIN |
US9256521090 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935779174 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: James R. Abrahamson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Diana F. Cantor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Monica H. Douglas |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Elizabeth I. Holland |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Craig Macnab |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Edward B. Pitoniak |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Michael D. Rumbolz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve (on a non-binding, advisory basis) the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
20,200 |
|
0 |
15-Mar-2023 |
15-Mar-2023 |
|
| |
LOCKHEED MARTIN CORPORATION |
|
|
|
|
| |
Security |
539830109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
LMT |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Apr-2023 |
|
| |
ISIN |
US5398301094 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935779655 - Management |
| |
Record Date |
24-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
24-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Daniel F. Akerson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: David B. Burritt |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Bruce A. Carlson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: John M. Donovan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Joseph F. Dunford, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: James O. Ellis, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Thomas J. Falk |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Ilene S. Gordon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Vicki A. Hollub |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Jeh C. Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Debra L. Reed-Klages |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: James D. Taiclet |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Patricia E. Yarrington |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on the Frequency of Advisory Votes to Approve the Compensation of our Named Executive Officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the Appointment of Ernst & Young LLP as our Independent Auditors for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Stockholder Proposal Requiring Independent Board Chairman. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Stockholder Proposal to Issue a Human Rights Impact Assessment Report. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Stockholder Proposal to Issue a Report on the Company's Intention to Reduce Full Value Chain GHG Emissions. |
Shareholder |
|
|
Against |
|
|
For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
1,000 |
|
0 |
15-Mar-2023 |
15-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,000 |
|
0 |
15-Mar-2023 |
15-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
1,900 |
|
0 |
15-Mar-2023 |
15-Mar-2023 |
|
| |
ELI LILLY AND COMPANY |
|
|
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| |
Security |
532457108 |
|
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|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
LLY |
|
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|
Meeting Date |
|
01-May-2023 |
|
| |
ISIN |
US5324571083 |
|
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|
Agenda |
|
935784769 - Management |
| |
Record Date |
21-Feb-2023 |
|
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|
|
Holding Recon Date |
|
21-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
28-Apr-2023 11:59 PM ET |
| |
SEDOL(s) |
|
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|
|
Quick Code |
|
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| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
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|
| |
1a. |
Election of Director to serve a three-year term: William G. Kaelin, Jr. |
Management |
|
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For |
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For |
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| |
1b. |
Election of Director to serve a three-year term: David A. Ricks |
Management |
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For |
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For |
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| |
1c. |
Election of Director to serve a three-year term: Marschall S. Runge |
Management |
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For |
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For |
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|
| |
1d. |
Election of Director to serve a three-year term: Karen Walker |
Management |
|
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For |
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|
For |
|
|
|
|
|
| |
2. |
Approval, on an advisory basis, of the compensation paid to the company's named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on frequency of future advisory votes on named executive officer compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. |
Management |
|
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For |
|
|
For |
|
|
|
|
|
| |
5. |
Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. |
Management |
|
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For |
|
|
For |
|
|
|
|
|
| |
6. |
Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. |
Management |
|
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For |
|
|
For |
|
|
|
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|
| |
7. |
Shareholder proposal to publish an annual report disclosing lobbying activities. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder proposal to eliminate supermajority voting requirements. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
Shareholder proposal to report on risks of supporting abortion. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
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|
| |
12. |
Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
13. |
Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. |
Shareholder |
|
|
Against |
|
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For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,300 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
6,300 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
2,100 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
RAYTHEON TECHNOLOGIES |
|
|
|
|
| |
Security |
75513E101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
RTX |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
02-May-2023 |
|
| |
ISIN |
US75513E1010 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935780468 - Management |
| |
Record Date |
07-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
07-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
01-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Tracy A. Atkinson |
Management |
|
|
For |
|
|
For |
|
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|
| |
1b. |
Election of Director: Leanne G. Caret |
Management |
|
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For |
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For |
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|
| |
1c. |
Election of Director: Bernard A. Harris, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Gregory J. Hayes |
Management |
|
|
For |
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|
For |
|
|
|
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|
| |
1e. |
Election of Director: George R. Oliver |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Robert K. (Kelly) Ortberg |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Dinesh C. Paliwal |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Ellen M. Pawlikowski |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Denise L. Ramos |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Fredric G. Reynolds |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Brian C. Rogers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: James A. Winnefeld, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Robert O. Work |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote to Approve Executive Compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
7. |
Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
2,000 |
|
0 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
3,700 |
|
0 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
23,600 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
41,670 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
83,220 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
4,990 |
|
0 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
3,760 |
|
0 |
14-Mar-2023 |
14-Mar-2023 |
|
| |
BRISTOL-MYERS SQUIBB COMPANY |
|
|
|
|
| |
Security |
110122108 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BMY |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
02-May-2023 |
|
| |
ISIN |
US1101221083 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935788286 - Management |
| |
Record Date |
13-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
01-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1A. |
Election of Director: Peter J. Arduini |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1B. |
Election of Director: Deepak L. Bhatt, M.D., M.P.H. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1C. |
Election of Director: Giovanni Caforio, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1D. |
Election of Director: Julia A. Haller, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1E. |
Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1F. |
Election of Director: Paula A. Price |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1G. |
Election of Director: Derica W. Rice |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1H. |
Election of Director: Theodore R. Samuels |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1I. |
Election of Director: Gerald L. Storch |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1J. |
Election of Director: Karen H. Vousden, Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1K. |
Election of Director: Phyllis R. Yale |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the Appointment of an Independent Registered Public Accounting Firm. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder Proposal on Workplace Non-Discrimination Audit. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder Proposal on Special Shareholder Meeting Improvement. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
3,100 |
|
0 |
24-Mar-2023 |
24-Mar-2023 |
|
| |
PEPSICO, INC. |
|
|
|
|
| |
Security |
713448108 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
PEP |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
03-May-2023 |
|
| |
ISIN |
US7134481081 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935784795 - Management |
| |
Record Date |
01-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
01-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
02-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Segun Agbaje |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Jennifer Bailey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Cesar Conde |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Ian Cook |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Edith W. Cooper |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Susan M. Diamond |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Dina Dublon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Michelle Gass |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Ramon L. Laguarta |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Dave J. Lewis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: David C. Page |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Robert C. Pohlad |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Daniel Vasella |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1n. |
Election of Director: Darren Walker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1o. |
Election of Director: Alberto Weisser |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of the Company's executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Shareholder Proposal - Independent Board Chair. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder Proposal - Global Transparency Report. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder Proposal - Report on Impacts of Reproductive Healthcare Legislation |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder Proposal - Congruency Report on Net-Zero Emissions Policies. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
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|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
6,800 |
|
0 |
22-Mar-2023 |
22-Mar-2023 |
|
| |
GILEAD SCIENCES, INC. |
|
|
|
|
| |
Security |
375558103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
GILD |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
03-May-2023 |
|
| |
ISIN |
US3755581036 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935788438 - Management |
| |
Record Date |
15-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
15-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
02-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Jacqueline K. Barton, Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Jeffrey A. Bluestone, Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Sandra J. Horning, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Kelly A. Kramer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Kevin E. Lofton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Harish Manwani |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Daniel P. O'Day |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Javier J. Rodriguez |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Anthony Welters |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
7,600 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
THE KRAFT HEINZ COMPANY |
|
|
|
|
| |
Security |
500754106 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
KHC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US5007541064 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935780557 - Management |
| |
Record Date |
06-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Gregory E. Abel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Humberto P. Alfonso |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: John T. Cahill |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Lori Dickerson Fouché |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Diane Gherson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Timothy Kenesey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Alicia Knapp |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Elio Leoni Sceti |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Susan Mulder |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: James Park |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Miguel Patricio |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: John C. Pope |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Stockholder Proposal - Simple majority vote, if properly presented. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
5. |
Stockholder Proposal - Report on water risk, if properly presented. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Stockholder Proposal - Civil rights audit, if properly presented. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
23,700 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
20,800 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
38,200 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
DUKE ENERGY CORPORATION |
|
|
|
|
| |
Security |
26441C204 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
DUK |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US26441C2044 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935783440 - Management |
| |
Record Date |
06-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Derrick Burks |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Annette K. Clayton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Theodore F. Craver, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Robert M. Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Caroline Dorsa |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: W. Roy Dunbar |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Nicholas C. Fanandakis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Lynn J. Good |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: John T. Herron |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Idalene F. Kesner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: E. Marie McKee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Michael J. Pacilio |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Thomas E. Skains |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1n. |
Election of Director: William E. Webster, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote to approve Duke Energy's named executive officer compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on the frequency of an advisory vote on executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Approval of the Duke Energy Corporation 2023 Long- Term Incentive Plan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal regarding simple majority vote |
Shareholder |
|
|
Against |
|
|
|
|
|
|
|
|
| |
7. |
Shareholder proposal regarding formation of committee to evaluate decarbonization risk |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
15,000 |
|
0 |
24-Mar-2023 |
24-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
15,800 |
24-Mar-2023 |
24-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
29,100 |
|
0 |
24-Mar-2023 |
24-Mar-2023 |
|
| |
UNITED PARCEL SERVICE, INC. |
|
|
|
|
| |
Security |
911312106 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
UPS |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US9113121068 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935783894 - Management |
| |
Record Date |
09-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
09-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director to serve until 2024 annual meeting: Carol B. Tomé |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director to serve until 2024 annual meeting: Rodney C. Adkins |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director to serve until 2024 annual meeting: Eva C. Boratto |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director to serve until 2024 annual meeting: Michael J. Burns |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director to serve until 2024 annual meeting: Wayne M. Hewett |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director to serve until 2024 annual meeting: Angela Hwang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director to serve until 2024 annual meeting: Kate E. Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director to serve until 2024 annual meeting: William R. Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director to serve until 2024 annual meeting: Franck J. Moison |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director to serve until 2024 annual meeting: Christiana Smith Shi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director to serve until 2024 annual meeting: Russell Stokes |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director to serve until 2024 annual meeting: Kevin Warsh |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To approve on an advisory basis named executive officer compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve on an advisory basis the frequency of future advisory votes on named executive officer compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
To adopt independently verified science-based greenhouse gas emissions reduction targets. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
To prepare a report on integrating GHG emissions reductions targets into executive compensation. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
To prepare a report on addressing the impact of UPS's climate change strategy on relevant stakeholders consistent with the "Just Transition" guidelines. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
To prepare a report on risks or costs caused by state policies restricting reproductive rights. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
To prepare a report on the impact of UPS's DE&I policies on civil rights, non-discrimination and returns to merit, and the company's business. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
To prepare an annual report on the effectiveness of UPS's diversity, equity and inclusion efforts. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
2,700 |
|
0 |
21-Mar-2023 |
21-Mar-2023 |
|
| |
BOSTON SCIENTIFIC CORPORATION |
|
|
|
|
| |
Security |
101137107 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BSX |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US1011371077 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935784860 - Management |
| |
Record Date |
10-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
10-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Nelda J. Connors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Charles J. Dockendorff |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Yoshiaki Fujimori |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Edward J. Ludwig |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Michael F. Mahoney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: David J. Roux |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: John E. Sununu |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: David S. Wichmann |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Ellen M. Zane |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To approve, on a non-binding, advisory basis, the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
19,200 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
35,400 |
|
0 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
WYNN RESORTS, LIMITED |
|
|
|
|
| |
Security |
983134107 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
WYNN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US9831341071 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935785494 - Management |
| |
Record Date |
10-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
10-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
1 |
Richard J. Byrne |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
2 |
Patricia Mulroy |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Philip G. Satre |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To approve, on a non-binding advisory basis, the frequency of future advisory votes to approve the compensation of our named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
9,330 |
|
0 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
14,090 |
|
0 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
25,820 |
|
0 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
PROLOGIS, INC. |
|
|
|
|
| |
Security |
74340W103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
PLD |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US74340W1036 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935786814 - Management |
| |
Record Date |
07-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
07-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Hamid R. Moghadam |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Cristina G. Bita |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: James B. Connor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: George L. Fotiades |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Lydia H. Kennard |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Irving F. Lyons III |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Avid Modjtabai |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: David P. O'Connor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Olivier Piani |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Jeffrey L. Skelton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Carl B. Webb |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote to Approve the Company's Executive Compensation for 2022. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on the Frequency of Future Advisory Votes on the Company's Executive Compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
3,700 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
6,800 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
SIMON PROPERTY GROUP, INC. |
|
|
|
|
| |
Security |
828806109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
SPG |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US8288061091 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935790736 - Management |
| |
Record Date |
15-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
15-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1A. |
Election of Director: Glyn F. Aeppel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1B. |
Election of Director: Larry C. Glasscock |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1C. |
Election of Director: Allan Hubbard |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1D. |
Election of Director: Reuben S. Leibowitz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1E. |
Election of Director: Randall J. Lewis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1F. |
Election of Director: Gary M. Rodkin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1G. |
Election of Director: Peggy Fang Roe |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1H. |
Election of Director: Stefan M. Selig |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1I. |
Election of Director: Daniel C. Smith, Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1J. |
Election of Director: Marta R. Stewart |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory Vote on the frequency of executive compensation advisory votes. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
5,900 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
3,700 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
6,800 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
ENCOMPASS HEALTH CORPORATION |
|
|
|
|
| |
Security |
29261A100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
EHC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
04-May-2023 |
|
| |
ISIN |
US29261A1007 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935812291 - Management |
| |
Record Date |
09-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
09-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
03-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director to serve until 2024 Annual Meeting: Greg D. Carmichael |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director to serve until 2024 Annual Meeting: John W. Chidsey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director to serve until 2024 Annual Meeting: Donald L. Correll |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director to serve until 2024 Annual Meeting: Joan E. Herman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director to serve until 2024 Annual Meeting: Leslye G. Katz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director to serve until 2024 Annual Meeting: Patricia A. Maryland |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director to serve until 2024 Annual Meeting: Kevin J. O'Connor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director to serve until 2024 Annual Meeting: Christopher R. Reidy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director to serve until 2024 Annual Meeting: Nancy M. Schlichting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director to serve until 2024 Annual Meeting: Mark J. Tarr |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director to serve until 2024 Annual Meeting: Terrance Williams |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
An advisory vote to approve executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To approve, on an advisory basis, the frequency of future votes to approve, on an advisory basis, the named executive officers compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
7,400 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
11,300 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
6,000 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
14,700 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
ILLINOIS TOOL WORKS INC. |
|
|
|
|
| |
Security |
452308109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ITW |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
05-May-2023 |
|
| |
ISIN |
US4523081093 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935779035 - Management |
| |
Record Date |
06-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
04-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Daniel J. Brutto |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Susan Crown |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Darrell L. Ford |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Kelly J. Grier |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: James W. Griffith |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Jay L. Henderson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Richard H. Lenny |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: E. Scott Santi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: David B. Smith, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Pamela B. Strobel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve compensation of ITW's named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of the advisory vote on compensation of named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
A non-binding stockholder proposal, if properly presented at the meeting, for an Independent Board Chairman. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
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|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
2,200 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
ABBVIE INC. |
|
|
|
|
| |
Security |
00287Y109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ABBV |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
05-May-2023 |
|
| |
ISIN |
US00287Y1091 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935786484 - Management |
| |
Record Date |
06-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
04-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Class II Director: Robert J. Alpern |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Class II Director: Melody B. Meyer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Class II Director: Frederick H. Waddell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Say on Pay - An advisory vote on the approval of executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Stockholder Proposal - to Implement Simple Majority Vote. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Stockholder Proposal - to Issue an Annual Report on Political Spending. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Stockholder Proposal - to Issue an Annual Report on Lobbying. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Stockholder Proposal - to Issue a Report on Patent Process. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
3,400 |
22-Mar-2023 |
22-Mar-2023 |
|
| |
BERKSHIRE HATHAWAY INC. |
|
|
|
|
| |
Security |
084670108 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BRKA |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
06-May-2023 |
|
| |
ISIN |
US0846701086 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935785418 - Management |
| |
Record Date |
08-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
08-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
05-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
1 |
Warren E. Buffett |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
2 |
Charles T. Munger |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Gregory E. Abel |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
4 |
Howard G. Buffett |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
5 |
Susan A. Buffett |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
6 |
Stephen B. Burke |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
7 |
Kenneth I. Chenault |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
8 |
Christopher C. Davis |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
9 |
Susan L. Decker |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
10 |
Charlotte Guyman |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
11 |
Ajit Jain |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
12 |
Thomas S. Murphy, Jr. |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
13 |
Ronald L. Olson |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
14 |
Wallace R. Weitz |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
15 |
Meryl B. Witmer |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. |
Management |
|
|
3 Years |
|
|
For |
|
|
|
|
|
| |
4. |
Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder proposal regarding how climate related risks are being governed by the Company. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
2 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
4 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
5 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
2 |
|
0 |
18-Mar-2023 |
18-Mar-2023 |
|
| |
INTERNATIONAL PAPER COMPANY |
|
|
|
|
| |
Security |
460146103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
IP |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
08-May-2023 |
|
| |
ISIN |
US4601461035 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935786321 - Management |
| |
Record Date |
09-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
09-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
05-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director (one-year term): Christopher M. Connor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director (one-year term): Ahmet C. Dorduncu |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director (one-year term): Ilene S. Gordon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director (one-year term): Anders Gustafsson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director (one-year term): Jacqueline C. Hinman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director (one-year term): Clinton A. Lewis, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director (one-year term): Donald G. (DG) Macpherson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director (one-year term): Kathryn D. Sullivan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director (one-year term): Mark S. Sutton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director (one-year term): Anton V. Vincent |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director (one-year term): Ray G. Young |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2 |
Ratification of Deloitte & Touche LLP as the Company's Independent Auditor for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3 |
A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4 |
A Non-Binding Vote on the Frequency with which Shareowners Will Vote to Approve the Compensation of the Company's Named Executive Officers |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5 |
Shareowner Proposal Concerning an Independent Board Chair |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6 |
Shareowner Proposal Concerning a Report on Operations in China |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
22,800 |
|
0 |
29-Mar-2023 |
29-Mar-2023 |
|
| |
PARAMOUNT GLOBAL |
|
|
|
|
| |
Security |
92556H206 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
PARA |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
08-May-2023 |
|
| |
ISIN |
US92556H2067 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935791372 - Management |
| |
Record Date |
13-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
05-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
Non-Voting agenda |
Management |
|
|
For |
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
17,000 |
|
0 |
22-Mar-2023 |
22-Mar-2023 |
|
| |
3M COMPANY |
|
|
|
|
| |
Security |
88579Y101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MMM |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
09-May-2023 |
|
| |
ISIN |
US88579Y1010 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935791550 - Management |
| |
Record Date |
14-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
14-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
08-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director for a term of one year: Thomas "Tony" K. Brown |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director for a term of one year: Anne H. Chow |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director for a term of one year: David B. Dillon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director for a term of one year: Michael L. Eskew |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director for a term of one year: James R. Fitterling |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director for a term of one year: Amy E. Hood |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director for a term of one year: Suzan Kereere |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director for a term of one year: Gregory R. Page |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director for a term of one year: Pedro J. Pizarro |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director for a term of one year: Michael F. Roman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory approval on the frequency of advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
3,800 |
|
0 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
11,200 |
|
0 |
23-Mar-2023 |
23-Mar-2023 |
|
| |
PRUDENTIAL FINANCIAL, INC. |
|
|
|
|
| |
Security |
744320102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
PRU |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
09-May-2023 |
|
| |
ISIN |
US7443201022 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935793845 - Management |
| |
Record Date |
10-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
10-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
08-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of Director: Gilbert F. Casellas |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of Director: Robert M. Falzon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.3 |
Election of Director: Martina Hund-Mejean |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.4 |
Election of Director: Wendy E. Jones |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.5 |
Election of Director: Charles F. Lowrey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.6 |
Election of Director: Sandra Pianalto |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.7 |
Election of Director: Christine A. Poon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.8 |
Election of Director: Douglas A. Scovanner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.9 |
Election of Director: Michael A. Todman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote to approve named executive officer compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory Vote on the frequency of future advisory votes to approve named executive officer compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Shareholder proposal regarding an Independent Board Chairman. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
4,000 |
|
0 |
24-Mar-2023 |
24-Mar-2023 |
|
| |
KINDER MORGAN, INC. |
|
|
|
|
| |
Security |
49456B101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
KMI |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
10-May-2023 |
|
| |
ISIN |
US49456B1017 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935785759 - Management |
| |
Record Date |
13-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
09-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director for a one year term expiring in 2024: Richard D. Kinder |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director for a one year term expiring in 2024: Steven J. Kean |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director for a one year term expiring in 2024: Kimberly A. Dang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director for a one year term expiring in 2024: Ted A. Gardner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director for a one year term expiring in 2024: Anthony W. Hall, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director for a one year term expiring in 2024: Gary L. Hultquist |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director for a one year term expiring in 2024: Ronald L. Kuehn, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director for a one year term expiring in 2024: Deborah A. Macdonald |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director for a one year term expiring in 2024: Michael C. Morgan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director for a one year term expiring in 2024: Arthur C. Reichstetter |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director for a one year term expiring in 2024: C. Park Shaper |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director for a one year term expiring in 2024: William A. Smith |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director for a one year term expiring in 2024: Joel V. Staff |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1n. |
Election of Director for a one year term expiring in 2024: Robert F. Vagt |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approval of an Amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the company as permitted by recent amendments to the General Corporation Law of the State of Delaware |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
129,000 |
|
0 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
45,300 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
198,434 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
63,500 |
|
0 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
ELEVANCE HEALTH, INC. |
|
|
|
|
| |
Security |
036752103 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ELV |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
10-May-2023 |
|
| |
ISIN |
US0367521038 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935797502 - Management |
| |
Record Date |
17-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
17-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
09-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Gail K. Boudreaux |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: R. Kerry Clark |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Robert L. Dixon, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Deanna D. Strable |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal requesting annual reporting from third parties seeking financial support. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
400 |
|
0 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
3,200 |
|
0 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
1,400 |
|
0 |
01-Apr-2023 |
01-Apr-2023 |
|
| |
AUTOLIV, INC. |
|
|
|
|
| |
Security |
052800109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ALV |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
11-May-2023 |
|
| |
ISIN |
US0528001094 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935788414 - Management |
| |
Record Date |
15-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
15-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
Sweden |
|
|
|
|
|
|
Vote Deadline |
|
10-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Mikael Bratt |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Laurie Brlas |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Jan Carlson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Hasse Johansson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Leif Johansson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Franz-Josef Kortüm |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Frédéric Lissalde |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Xiaozhi Liu |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Gustav Lundgren |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Martin Lundstedt |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Ted Senko |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory Vote on Autoliv, Inc.'s 2022 Executive Compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on Frequency of Stockholder Vote on Executive Compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of Ernst & Young AB as independent registered public accounting firm of the company for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
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|
|
|
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|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
23,300 |
|
0 |
24-Mar-2023 |
24-Mar-2023 |
|
| |
VERIZON COMMUNICATIONS INC. |
|
|
|
|
| |
Security |
92343V104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
VZ |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
11-May-2023 |
|
| |
ISIN |
US92343V1044 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935790700 - Management |
| |
Record Date |
13-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
10-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1A. |
Election of Director: Shellye Archambeau |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1B. |
Election of Director: Roxanne Austin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1C. |
Election of Director: Mark Bertolini |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1D. |
Election of Director: Vittorio Colao |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1E. |
Election of Director: Melanie Healey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1F. |
Election of Director: Laxman Narasimhan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1G. |
Election of Director: Clarence Otis, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1H. |
Election of Director: Daniel Schulman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1I. |
Election of Director: Rodney Slater |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1J. |
Election of Director: Carol Tomé |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1K. |
Election of Director: Hans Vestberg |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1L. |
Election of Director: Gregory Weaver |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of future advisory votes to approve executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of appointment of independent registered public accounting firm |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Government requests to remove content |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Prohibit political contributions |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Amend clawback policy |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder ratification of annual equity awards |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Independent chair |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
26,900 |
|
0 |
28-Mar-2023 |
28-Mar-2023 |
|
| |
TRANSOCEAN, LTD. |
|
|
|
|
| |
Security |
H8817H100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
RIG |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
11-May-2023 |
|
| |
ISIN |
CH0048265513 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935800020 - Management |
| |
Record Date |
17-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
17-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
10-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1 |
Reallocation of CHF 9.5 Billion of Free Capital Reserves from Capital Contribution to Statutory Capital Reserves from Capital Contribution |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2A |
Approval of the 2022 Annual Report, Including the Audited Consolidated Financial Statements of Transocean Ltd. for Fiscal Year 2022 and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2B |
Advisory Vote to Approve Swiss Statutory Compensation Report for Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3 |
Discharge of the Members of the Board of Directors and the Executive Management Team from Liability for Activities During Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4 |
Appropriation of the Accumulated Loss for Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5 |
Approval of Shares Authorized for Issuance |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6A |
Election of Director: Glyn A. Barker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6B |
Election of Director: Vanessa C.L. Chang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6C |
Election of Director: Frederico F. Curado |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6D |
Election of Director: Chadwick C. Deaton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6E |
Election of Director: Domenic J. "Nick" Dell'Osso, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6F |
Election of Director: Vincent J. Intrieri |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6G |
Election of Director: Samuel J. Merksamer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6H |
Election of Director: Frederik W. Mohn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6I |
Election of Director: Edward R. Muller |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6J |
Election of Director: Margareth Øvrum |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6K |
Election of Director: Jeremy D. Thigpen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
7 |
Reelection of Chadwick C. Deaton as the Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8A |
Reelection of the Member of the Compensation Committee: Glyn A. Barker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8B |
Reelection of the Member of the Compensation Committee: Vanessa C.L. Chang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8C |
Reelection of the Member of the Compensation Committee: Samuel J. Merksamer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
9 |
Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
10 |
Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
11 |
Advisory Vote to Approve Named Executive Officer Compensation for Fiscal Year 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12 |
Advisory Vote to Approve Frequency of Named Executive Officer Compensation Vote |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
13A |
Ratification of the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2023 Annual General Meeting and the 2024 Annual General Meeting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
13B |
Ratification of the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2024 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
14A |
Approval of Amendment and Restatement of Transocean Ltd. 2015 Long-Term Incentive Plan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
14B |
Approval of Capital Authorization for Share-Based Incentive Plans |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
15 |
Approval of Amendments to Articles of Association to Reflect New Swiss Corporate Law and Make Certain Related Changes |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
A |
If any modifications to agenda items or proposals identified in the notice of meeting or other matters on which voting is permissible under Swiss law are properly presented at the 2023 Annual General Meeting for consideration, you instruct the independent proxy, in the absence of other specific instructions, to vote in accordance with the recommendations of the Board of Directors. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
173,500 |
|
0 |
29-Mar-2023 |
29-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
68,000 |
|
250,000 |
29-Mar-2023 |
29-Mar-2023 |
|
| |
CHENIERE ENERGY, INC. |
|
|
|
|
| |
Security |
16411R208 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
LNG |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
11-May-2023 |
|
| |
ISIN |
US16411R2085 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935825969 - Management |
| |
Record Date |
27-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
27-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
10-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: G. Andrea Botta |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Jack A. Fusco |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Patricia K. Collawn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Brian E. Edwards |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Denise Gray |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Lorraine Mitchelmore |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Donald F. Robillard, Jr |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Matthew Runkle |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Neal A. Shear |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2022. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approve, on an advisory and non-binding basis, the frequency of holding future advisory votes on the compensation of the Company's named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder Proposal regarding climate change risk analysis. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
2,540 |
|
2,900 |
13-Apr-2023 |
13-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
12,635 |
|
0 |
13-Apr-2023 |
13-Apr-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
1,520 |
|
0 |
13-Apr-2023 |
13-Apr-2023 |
|
| |
TRANSOCEAN, LTD. |
|
|
|
|
| |
Security |
H8817H100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
RIG |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
11-May-2023 |
|
| |
ISIN |
CH0048265513 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935854299 - Management |
| |
Record Date |
24-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
24-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
10-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1 |
Reallocation of CHF 9.5 Billion of Free Capital Reserves from Capital Contribution to Statutory Capital Reserves from Capital Contribution |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2A |
Approval of the 2022 Annual Report, Including the Audited Consolidated Financial Statements of Transocean Ltd. for Fiscal Year 2022 and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2B |
Advisory Vote to Approve Swiss Statutory Compensation Report for Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3 |
Discharge of the Members of the Board of Directors and the Executive Management Team from Liability for Activities During Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4 |
Appropriation of the Accumulated Loss for Fiscal Year 2022 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5 |
Approval of Shares Authorized for Issuance |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6A |
Election of Director: Glyn A. Barker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6B |
Election of Director: Vanessa C.L. Chang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6C |
Election of Director: Frederico F. Curado |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6D |
Election of Director: Chadwick C. Deaton |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6E |
Election of Director: Domenic J. "Nick" Dell'Osso, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6F |
Election of Director: Vincent J. Intrieri |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6G |
Election of Director: Samuel J. Merksamer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6H |
Election of Director: Frederik W. Mohn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6I |
Election of Director: Edward R. Muller |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6J |
Election of Director: Margareth Øvrum |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6K |
Election of Director: Jeremy D. Thigpen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
7 |
Reelection of Chadwick C. Deaton as the Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8A |
Reelection of the Member of the Compensation Committee: Glyn A. Barker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8B |
Reelection of the Member of the Compensation Committee: Vanessa C.L. Chang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8C |
Reelection of the Member of the Compensation Committee: Samuel J. Merksamer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
9 |
Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
10 |
Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
11 |
Advisory Vote to Approve Named Executive Officer Compensation for Fiscal Year 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12 |
Advisory Vote to Approve Frequency of Named Executive Officer Compensation Vote |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
13A |
Ratification of the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2023 Annual General Meeting and the 2024 Annual General Meeting |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
13B |
Ratification of the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2024 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
14A |
Approval of Amendment and Restatement of Transocean Ltd. 2015 Long-Term Incentive Plan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
14B |
Approval of Capital Authorization for Share-Based Incentive Plans |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
15 |
Approval of Amendments to Articles of Association to Reflect New Swiss Corporate Law and Make Certain Related Changes |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
A |
If any modifications to agenda items or proposals identified in the notice of meeting or other matters on which voting is permissible under Swiss law are properly presented at the 2023 Annual General Meeting for consideration, you instruct the independent proxy, in the absence of other specific instructions, to vote in accordance with the recommendations of the Board of Directors. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
173,500 |
|
0 |
02-May-2023 |
02-May-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
318,000 |
|
0 |
02-May-2023 |
02-May-2023 |
|
| |
ZIMMER BIOMET HOLDINGS, INC. |
|
|
|
|
| |
Security |
98956P102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ZBH |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
12-May-2023 |
|
| |
ISIN |
US98956P1021 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935784909 - Management |
| |
Record Date |
13-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
13-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
11-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Christopher B. Begley |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Betsy J. Bernard |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Michael J. Farrell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Robert A. Hagemann |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Bryan C. Hanson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Arthur J. Higgins |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Maria Teresa Hilado |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Syed Jafry |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Sreelakshmi Kolli |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Michael W. Michelson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approve, on a non-binding advisory basis, named executive officer compensation ("Say on Pay") |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Approve, on a non-binding advisory basis, the frequency of future Say on Pay votes |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
470 |
|
0 |
31-Mar-2023 |
31-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,300 |
|
0 |
31-Mar-2023 |
31-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
8,920 |
|
0 |
31-Mar-2023 |
31-Mar-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
2,420 |
|
0 |
31-Mar-2023 |
31-Mar-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
4,400 |
|
0 |
31-Mar-2023 |
31-Mar-2023 |
|
| |
MARRIOTT INTERNATIONAL, INC. |
|
|
|
|
| |
Security |
571903202 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MAR |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
12-May-2023 |
|
| |
ISIN |
US5719032022 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935797564 - Management |
| |
Record Date |
15-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
15-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
11-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
ELECTION OF DIRECTOR: Anthony G. Capuano |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
ELECTION OF DIRECTOR: Isabella D. Goren |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
ELECTION OF DIRECTOR: Deborah M. Harrison |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
ELECTION OF DIRECTOR: Frederick A. Henderson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
ELECTION OF DIRECTOR: Eric Hippeau |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
ELECTION OF DIRECTOR: Lauren R. Hobart |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
ELECTION OF DIRECTOR: Debra L. Lee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
ELECTION OF DIRECTOR: Aylwin B. Lewis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
ELECTION OF DIRECTOR: David S. Marriott |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
ELECTION OF DIRECTOR: Margaret M. McCarthy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
ELECTION OF DIRECTOR: Grant F. Reid |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
ELECTION OF DIRECTOR: Horacio D. Rozanski |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
ELECTION OF DIRECTOR: Susan C. Schwab |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023 |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
APPROVAL OF THE 2023 MARRIOTT INTERNATIONAL, INC. STOCK AND CASH INCENTIVE PLAN |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
STOCKHOLDER RESOLUTION REQUESTING THAT THE COMPANY PUBLISH A CONGRUENCY REPORT OF PARTNERSHIPS WITH GLOBALIST ORGANIZATIONS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
STOCKHOLDER RESOLUTION REQUESTING THE COMPANY ANNUALLY PREPARE A PAY EQUITY DISCLOSURE |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
5,600 |
|
0 |
29-Mar-2023 |
29-Mar-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
3,100 |
|
0 |
29-Mar-2023 |
29-Mar-2023 |
|
| |
JPMORGAN CHASE & CO. |
|
|
|
|
| |
Security |
46625H100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
JPM |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
16-May-2023 |
|
| |
ISIN |
US46625H1005 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935797223 - Management |
| |
Record Date |
17-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
17-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
15-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Linda B. Bammann |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Stephen B. Burke |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Todd A. Combs |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: James S. Crown |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Alicia Boler Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: James Dimon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Timothy P. Flynn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Alex Gorsky |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Mellody Hobson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Michael A. Neal |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Phebe N. Novakovic |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Virginia M. Rometty |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory resolution to approve executive compensation |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on frequency of advisory resolution to approve executive compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of independent registered public accounting firm |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Independent board chairman |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Fossil fuel phase out |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Special shareholder meeting improvement |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Report on climate transition planning |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
Report on ensuring respect for civil liberties |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
Report analyzing the congruence of the company's political and electioneering expenditures |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
12. |
Absolute GHG reduction goals |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
18,700 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
11,400 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
18,000 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
14,300 |
|
0 |
05-Apr-2023 |
05-Apr-2023 |
|
| |
TESLA, INC. |
|
|
|
|
| |
Security |
88160R101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
TSLA |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
16-May-2023 |
|
| |
ISIN |
US88160R1014 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935804636 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
15-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of Director: Elon Musk |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of Director: Robyn Denholm |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.3 |
Election of Director: JB Straubel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Tesla proposal to approve executive compensation on a non- binding advisory basis. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. |
Management |
|
|
3 Years |
|
|
For |
|
|
|
|
|
| |
4. |
Tesla proposal to ratify the appointment of independent registered public accounting firm. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Stockholder proposal regarding reporting on key-person risk. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
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|
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
10,037 |
07-Apr-2023 |
07-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
15,167 |
|
3,300 |
07-Apr-2023 |
07-Apr-2023 |
|
| |
NEWELL BRANDS INC. |
|
|
|
|
| |
Security |
651229106 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
NWL |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
16-May-2023 |
|
| |
ISIN |
US6512291062 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935806135 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
15-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Bridget Ryan Berman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Patrick D. Campbell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Gary Hu |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Jay L. Johnson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Gerardo I. Lopez |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Courtney R. Mather |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Christopher H. Peterson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Judith A. Sprieser |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Stephanie P. Stahl |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Robert A. Steele |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: David P. Willetts |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory resolution to approve executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Vote on an advisory resolution on the frequency of the advisory vote on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
A stockholder proposal to amend the stockholders' right to action by written consent. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
50,200 |
|
0 |
06-Apr-2023 |
06-Apr-2023 |
|
| |
HERTZ GLOBAL HOLDINGS, INC. |
|
|
|
|
| |
Security |
42806J700 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
HTZ |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
17-May-2023 |
|
| |
ISIN |
US42806J7000 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935806337 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
16-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director to serve for a three-year term expiring at the Company's 2026 annual meeting of stockholders: Jennifer Feikin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director to serve for a three-year term expiring at the Company's 2026 annual meeting of stockholders: Mark Fields |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director to serve for a three-year term expiring at the Company's 2026 annual meeting of stockholders: Evangeline Vougessis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of our named executive officers' compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory recommendation as to the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
21,400 |
06-Apr-2023 |
06-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
39,700 |
06-Apr-2023 |
06-Apr-2023 |
|
| |
NORTHROP GRUMMAN CORPORATION |
|
|
|
|
| |
Security |
666807102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
NOC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
17-May-2023 |
|
| |
ISIN |
US6668071029 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935809763 - Management |
| |
Record Date |
21-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
21-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
16-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Kathy J. Warden |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: David P. Abney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Marianne C. Brown |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Ann M. Fudge |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Madeleine A. Kleiner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Arvind Krishna |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Graham N. Robinson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Kimberly A. Ross |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Gary Roughead |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Thomas M. Schoewe |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: James S. Turley |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Mark A. Welsh III |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Mary A. Winston |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Proposal to vote on the preferred frequency of future advisory votes on the compensation of the Company's Named Executive Officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Proposal to amend the Company's Amended and Restated Certificate of Incorporation to reduce the threshold to call a special meeting of shareholders. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal to annually conduct an evaluation and issue a report describing the alignment of the Company's political activities with its human rights policy |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder proposal to provide for an independent Board chair. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
900 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
6,910 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
13,795 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
17,780 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
7,850 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
250 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
VERTEX PHARMACEUTICALS INCORPORATED |
|
|
|
|
| |
Security |
92532F100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
VRTX |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
17-May-2023 |
|
| |
ISIN |
US92532F1003 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935809852 - Management |
| |
Record Date |
23-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
23-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
16-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of Director: Sangeeta Bhatia |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of Director: Lloyd Carney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.3 |
Election of Director: Alan Garber |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.4 |
Election of Director: Terrence Kearney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.5 |
Election of Director: Reshma Kewalramani |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.6 |
Election of Director: Jeffrey Leiden |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.7 |
Election of Director: Diana McKenzie |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.8 |
Election of Director: Bruce Sachs |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.9 |
Election of Director: Suketu Upadhyay |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote to approve named executive office compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
5,160 |
08-Apr-2023 |
08-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
9,545 |
08-Apr-2023 |
08-Apr-2023 |
|
| |
STARWOOD PROPERTY TRUST, INC. |
|
|
|
|
| |
Security |
85571B105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
STWD |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-May-2023 |
|
| |
ISIN |
US85571B1052 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935782119 - Management |
| |
Record Date |
28-Feb-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
28-Feb-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
1 |
Richard D. Bronson |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
2 |
Jeffrey G. Dishner |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Camille J. Douglas |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
4 |
Deborah L. Harmon |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
5 |
Solomon J. Kumin |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
6 |
Fred Perpall |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
7 |
Fred S. Ridley |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
8 |
Barry S. Sternlicht |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
9 |
Strauss Zelnick |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
The approval, on an advisory basis, of the Company's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
The approval, on an advisory basis, of the frequency of the advisory vote on the Company's executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
7,400 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
5,900 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
10,700 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
70,000 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
10,100 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
101,673 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
45,500 |
|
0 |
25-Mar-2023 |
25-Mar-2023 |
|
| |
THE HOME DEPOT, INC. |
|
|
|
|
| |
Security |
437076102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
HD |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-May-2023 |
|
| |
ISIN |
US4370761029 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935795659 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Gerard J. Arpey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Ari Bousbib |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Jeffery H. Boyd |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Gregory D. Brenneman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: J. Frank Brown |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Albert P. Carey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Edward P. Decker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Linda R. Gooden |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Wayne M. Hewett |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Manuel Kadre |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Stephanie C. Linnartz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Paula Santilli |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Caryn Seidman-Becker |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the Appointment of KPMG LLP |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory Vote on the Frequency of Future Say-on-Pay Votes |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder Proposal Regarding Independent Board Chair |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder Proposal Regarding Political Contributions Congruency Analysis |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
1,400 |
|
7,800 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
3,305 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
6,230 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
AT&T INC. |
|
|
|
|
| |
Security |
00206R102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
T |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-May-2023 |
|
| |
ISIN |
US00206R1023 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935803937 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Scott T. Ford |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Glenn H. Hutchins |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: William E. Kennard |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Stephen J. Luczo |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Michael B. McCallister |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Beth E. Mooney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Matthew K. Rose |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: John T. Stankey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Cynthia B. Taylor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Luis A. Ubiñas |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of the appointment of independent auditors. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory approval of frequency of vote on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Independent board chairman. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Racial equity audit. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
128,400 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
ACADIA HEALTHCARE COMPANY, INC. |
|
|
|
|
| |
Security |
00404A109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ACHC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-May-2023 |
|
| |
ISIN |
US00404A1097 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935806185 - Management |
| |
Record Date |
23-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
23-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Michael J. Fucci |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Wade D. Miquelon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approve an amendment and restatement of the Acadia Healthcare Company, Inc. Incentive Compensation Plan as presented in the Proxy Statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the compensation of the Company's named executive officers as presented in the Proxy Statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
6,200 |
|
0 |
08-Apr-2023 |
08-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
11,300 |
|
0 |
08-Apr-2023 |
08-Apr-2023 |
|
| |
AMPHENOL CORPORATION |
|
|
|
|
| |
Security |
032095101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
APH |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
18-May-2023 |
|
| |
ISIN |
US0320951017 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935823953 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
17-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of Director: Nancy A. Altobello |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of Director: David P. Falck |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.3 |
Election of Director: Edward G. Jepsen |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.4 |
Election of Director: Rita S. Lane |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.5 |
Election of Director: Robert A. Livingston |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.6 |
Election of Director: Martin H. Loeffler |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.7 |
Election of Director: R. Adam Norwitt |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.8 |
Election of Director: Prahlad Singh |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.9 |
Election of Director: Anne Clarke Wolff |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratification of Deloitte & Touche LLP as Independent Public Accountants of the Company |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote to Approve Compensation of Named Executive Officers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory Vote on the Frequency of Future Advisory Votes to Approve Compensation of Named Executive Officers |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Stockholder Proposal: Improve Political Spending Disclosure |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
12,200 |
|
0 |
12-Apr-2023 |
12-Apr-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
6,700 |
|
0 |
12-Apr-2023 |
12-Apr-2023 |
|
| |
AMGEN INC. |
|
|
|
|
| |
Security |
031162100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
AMGN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
19-May-2023 |
|
| |
ISIN |
US0311621009 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935805739 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
18-May-2023 11:59 PM ET |
| |
SEDOL(s) |
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|
Quick Code |
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| |
Item |
Proposal |
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Proposed by |
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Vote |
|
For/Against Management |
|
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| |
1a. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin |
Management |
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For |
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For |
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| |
1b. |
Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway |
Management |
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For |
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For |
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| |
1c. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake |
Management |
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For |
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For |
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| |
1d. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker |
Management |
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For |
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For |
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| |
1e. |
Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert |
Management |
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For |
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For |
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| |
1f. |
Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland |
Management |
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For |
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For |
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| |
1g. |
Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. |
Management |
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For |
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For |
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| |
1h. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak |
Management |
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For |
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For |
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| |
1i. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks |
Management |
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For |
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For |
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| |
1j. |
Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman |
Management |
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For |
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For |
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| |
1k. |
Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles |
Management |
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For |
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For |
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| |
1l. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar |
Management |
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For |
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For |
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| |
1m. |
Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams |
Management |
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For |
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For |
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| |
2. |
Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation. |
Management |
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|
3 Years |
|
|
Against |
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| |
3. |
Advisory vote to approve our executive compensation. |
Management |
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For |
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For |
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|
| |
4. |
To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. |
Management |
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For |
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For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
3,400 |
|
0 |
07-Apr-2023 |
07-Apr-2023 |
|
| |
MORGAN STANLEY |
|
|
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|
| |
Security |
617446448 |
|
|
|
|
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|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MS |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
19-May-2023 |
|
| |
ISIN |
US6174464486 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935808646 - Management |
| |
Record Date |
20-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
20-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
18-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Alistair Darling |
Management |
|
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For |
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|
For |
|
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|
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|
| |
1b. |
Election of Director: Thomas H. Glocer |
Management |
|
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For |
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|
For |
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|
| |
1c. |
Election of Director: James P. Gorman |
Management |
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For |
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|
For |
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| |
1d. |
Election of Director: Robert H. Herz |
Management |
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For |
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For |
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| |
1e. |
Election of Director: Erika H. James |
Management |
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For |
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|
For |
|
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|
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| |
1f. |
Election of Director: Hironori Kamezawa |
Management |
|
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For |
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|
For |
|
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|
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|
| |
1g. |
Election of Director: Shelley B. Leibowitz |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Stephen J. Luczo |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Jami Miscik |
Management |
|
|
For |
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|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Masato Miyachi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Dennis M. Nally |
Management |
|
|
For |
|
|
For |
|
|
|
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|
| |
1l. |
Election of Director: Mary L. Schapiro |
Management |
|
|
For |
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|
For |
|
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|
|
|
| |
1m. |
Election of Director: Perry M. Traquina |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1n. |
Election of Director: Rayford Wilkins, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the appointment of Deloitte & Touche LLP as independent auditor |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
9,400 |
|
28,100 |
07-Apr-2023 |
07-Apr-2023 |
|
| |
THE GABELLI EQUITY TRUST INC. |
|
|
|
|
| |
Security |
362397846 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
GABPRK |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
22-May-2023 |
|
| |
ISIN |
US3623978463 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935810312 - Management |
| |
Record Date |
28-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
28-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
19-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
1 |
Frank J. Fahrenkopf, Jr |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
2 |
Laura Linehan |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Kuni Nakamura |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
4 |
Salvatore J. Zizza |
|
|
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For |
|
|
For |
|
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|
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| |
|
|
|
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|
|
|
|
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|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
21,200 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
MERCK & CO., INC. |
|
|
|
|
| |
Security |
58933Y105 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MRK |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
23-May-2023 |
|
| |
ISIN |
US58933Y1055 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935809080 - Management |
| |
Record Date |
24-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
24-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
22-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Douglas M. Baker, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Mary Ellen Coe |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Pamela J. Craig |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Robert M. Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Thomas H. Glocer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Risa J. Lavizzo-Mourey, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Stephen L. Mayo, Ph.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Paul B. Rothman, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Patricia F. Russo |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Christine E. Seidman, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Inge G. Thulin |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Kathy J. Warden |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director: Peter C. Wendell |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Non-binding advisory vote to approve the compensation of our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of the Company's independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder proposal regarding business operations in China. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Shareholder proposal regarding access to COVID-19 products. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Shareholder proposal regarding indirect political spending. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Shareholder proposal regarding patents and access. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Shareholder proposal regarding a congruency report of partnerships with globalist organizations. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
Shareholder proposal regarding an independent board chairman. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
2,180 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
10,800 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
1,630 |
|
7,570 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
16,880 |
|
0 |
04-Apr-2023 |
04-Apr-2023 |
|
| |
AMERICAN TOWER CORPORATION |
|
|
|
|
| |
Security |
03027X100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
AMT |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
24-May-2023 |
|
| |
ISIN |
US03027X1000 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935806008 - Management |
| |
Record Date |
27-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
27-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
23-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Thomas A. Bartlett |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Kelly C. Chambliss |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Teresa H. Clarke |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Raymond P. Dolan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Kenneth R. Frank |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Robert D. Hormats |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Grace D. Lieblein |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Craig Macnab |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: JoAnn A. Reed |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Pamela D. A. Reeve |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Bruce L. Tanner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director: Samme L. Thompson |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, on an advisory basis, the Company's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
11,520 |
13-Apr-2023 |
13-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
13,660 |
13-Apr-2023 |
13-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
25,140 |
|
0 |
13-Apr-2023 |
13-Apr-2023 |
|
| |
AMAZON.COM, INC. |
|
|
|
|
| |
Security |
023135106 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
AMZN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
24-May-2023 |
|
| |
ISIN |
US0231351067 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935825452 - Management |
| |
Record Date |
30-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
30-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
23-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Jeffrey P. Bezos |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Andrew R. Jassy |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Keith B. Alexander |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Edith W. Cooper |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Jamie S. Gorelick |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Daniel P. Huttenlocher |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Judith A. McGrath |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Indra K. Nooyi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Jonathan J. Rubinstein |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Patricia Q. Stonesifer |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director: Wendell P. Weeks |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6. |
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
12. |
SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
13. |
SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
14. |
SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
15. |
SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
16. |
SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
17. |
SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
18. |
SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
19. |
SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
20. |
SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
21. |
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
22. |
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
23. |
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
13,500 |
|
0 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
1,045 |
|
0 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
28,610 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
23,655 |
|
52,730 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
MCDONALD'S CORPORATION |
|
|
|
|
| |
Security |
580135101 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MCD |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
25-May-2023 |
|
| |
ISIN |
US5801351017 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935819788 - Management |
| |
Record Date |
27-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
27-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
24-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director to serve until the 2024 Annual Meeting: Anthony Capuano |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director to serve until the 2024 Annual Meeting: Kareem Daniel |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director to serve until the 2024 Annual Meeting: Lloyd Dean |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director to serve until the 2024 Annual Meeting: Catherine Engelbert |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director to serve until the 2024 Annual Meeting: Margaret Georgiadis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director to serve until the 2024 Annual Meeting: Enrique Hernandez, Jr. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director to serve until the 2024 Annual Meeting: Christopher Kempczinski |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director to serve until the 2024 Annual Meeting: Richard Lenny |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director to serve until the 2024 Annual Meeting: John Mulligan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director to serve until the 2024 Annual Meeting: Jennifer Taubert |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1k. |
Election of Director to serve until the 2024 Annual Meeting: Paul Walsh |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1l. |
Election of Director to serve until the 2024 Annual Meeting: Amy Weaver |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1m. |
Election of Director to serve until the 2024 Annual Meeting: Miles White |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Advisory Vote on Adoption of Antibiotics Policy (1 of 2). |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Advisory Vote on Adoption of Antibiotics Policy (2 of 2). |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Advisory Vote on Annual Report on "Communist China." |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Advisory Vote on Civil Rights & Returns to Merit Audit. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Advisory Vote on Annual Report on Lobbying Activities. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
10. |
Advisory Vote on Annual Report on Global Political Influence. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
Advisory Vote on Poultry Welfare Disclosure. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
2,600 |
|
0 |
15-Apr-2023 |
15-Apr-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
1,500 |
|
0 |
15-Apr-2023 |
15-Apr-2023 |
|
| |
997AL60 |
GLV MS PLEDGE |
997AL60 |
STATE STREET BANK & TRUST CO |
4,400 |
|
0 |
15-Apr-2023 |
15-Apr-2023 |
|
| |
TENET HEALTHCARE CORPORATION |
|
|
|
|
| |
Security |
88033G407 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
THC |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
25-May-2023 |
|
| |
ISIN |
US88033G4073 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935821593 - Management |
| |
Record Date |
28-Mar-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
28-Mar-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
24-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: J. Robert Kerrey |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: James L. Bierman |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Richard W. Fisher |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Meghan M. FitzGerald |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Cecil D. Haney |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: Christopher S. Lynch |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Richard J. Mark |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: Tammy Romo |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Saumya Sutaria |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
Election of Director: Nadja Y. West |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To approve, on an advisory basis, the Company's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve, on an advisory basis, the frequency of future advisory votes on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accountants for the year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Shareholder Proposal requesting a report on patients' right to access abortion in emergencies. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
2,400 |
|
20,350 |
15-Apr-2023 |
15-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
3,940 |
|
37,900 |
15-Apr-2023 |
15-Apr-2023 |
|
| |
ILLUMINA, INC. |
|
|
|
|
| |
Security |
452327109 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Contested-Annual |
| |
Ticker Symbol |
ILMN |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
25-May-2023 |
|
| |
ISIN |
US4523271090 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935842977 - Management |
| |
Record Date |
03-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
03-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
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Vote Deadline |
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24-May-2023 11:59 PM ET |
| |
SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1A. |
Illumina Nominee: Frances Arnold, Ph.D. |
Management |
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For |
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For |
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1B. |
Illumina Nominee: Francis A. deSouza |
Management |
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For |
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For |
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1C. |
Illumina Nominee: Caroline D. Dorsa |
Management |
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For |
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For |
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1D. |
Illumina Nominee: Robert S. Epstein, M.D. |
Management |
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For |
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For |
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1E. |
Illumina Nominee: Scott Gottlieb, M.D. |
Management |
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For |
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For |
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1F. |
Illumina Nominee: Gary S. Guthart, Ph.D. |
Management |
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For |
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For |
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1G. |
Illumina Nominee: Philip W. Schiller |
Management |
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For |
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For |
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1H. |
Illumina Nominee: Susan E. Siegel |
Management |
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For |
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For |
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1I. |
Illumina Nominee: John W. Thompson |
Management |
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For |
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For |
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1J. |
Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri |
Management |
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Withheld |
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* |
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1K. |
Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn |
Management |
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Withheld |
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* |
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1L. |
Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno |
Management |
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Withheld |
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* |
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2. |
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
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For |
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For |
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3. |
To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. |
Management |
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For |
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For |
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4. |
To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". |
Management |
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1 Year |
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For |
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5. |
To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
2,910 |
|
0 |
10-May-2023 |
10-May-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
5,395 |
|
0 |
10-May-2023 |
10-May-2023 |
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| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
7,645 |
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0 |
10-May-2023 |
10-May-2023 |
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| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
14,190 |
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0 |
10-May-2023 |
10-May-2023 |
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| |
ASCENDIS PHARMA A S |
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Security |
04351P101 |
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Meeting Type |
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Annual |
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Ticker Symbol |
ASND |
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Meeting Date |
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30-May-2023 |
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ISIN |
US04351P1012 |
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Agenda |
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935869101 - Management |
| |
Record Date |
21-Apr-2023 |
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Holding Recon Date |
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21-Apr-2023 |
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City / |
Country |
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/ |
United States |
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Vote Deadline |
|
23-May-2023 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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| |
Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1. |
The Board of Directors proposes that attorney-at-law Lars Lüthjohan is elected as chairman of the general meeting. |
Management |
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For |
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For |
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2. |
Chairman of the Board, Albert Cha, and Chief Executive Officer, Jan Møller Mikkelsen or Chief Legal Officer, Michael Wolff Jensen will report on the Company's activities for the year ended December 31, 2022. |
Management |
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For |
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For |
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3. |
The Board of Directors recommends that the audited annual report will be adopted and that a resolution will be passed to discharge the Board of Directors and Management from liability. |
Management |
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For |
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For |
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4. |
The Board of Directors proposes that the consolidated loss for the year of EUR 583.2 million be carried forward to next year through recognition in accumulated deficit. |
Management |
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For |
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For |
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5a. |
Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: Jan Møller Mikkelsen |
Management |
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For |
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For |
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5b. |
Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: Lisa Morrison |
Management |
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For |
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For |
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5c. |
Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: William Carl Fairey Jr |
Management |
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For |
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For |
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5d. |
Re-Election of class I Director for a term expiring at the annual general meeting to be held in 2025: Siham Imani |
Management |
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For |
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For |
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6. |
The Board of Directors proposes that Deloitte Statsautoriseret Revisionspartnerselskab be re-appointed as the Company's auditor. |
Management |
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For |
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For |
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| |
7. |
Proposal from the Board of Directors The Board of Directors proposes that the following authorization is adopted: The Board of Directors is authorized, in accordance with the Danish Companies Act, Section 198, during the period until 29 May 2028 on one or more occasions to purchase up to nominal DKK 1,000,000 shares or American Depositary Shares representing a corresponding amount of shares in the Company as treasury shares. The minimum price per share shall be DKK 1 and the maximum price per share shall not exceed the market price. |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
4,800 |
|
0 |
13-May-2023 |
13-May-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
8,700 |
|
0 |
13-May-2023 |
13-May-2023 |
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| |
EXXON MOBIL CORPORATION |
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| |
Security |
30231G102 |
|
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Meeting Type |
|
Annual |
| |
Ticker Symbol |
XOM |
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Meeting Date |
|
31-May-2023 |
|
| |
ISIN |
US30231G1022 |
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Agenda |
|
935823977 - Management |
| |
Record Date |
05-Apr-2023 |
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Holding Recon Date |
|
05-Apr-2023 |
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City / |
Country |
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/ |
United States |
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Vote Deadline |
|
30-May-2023 11:59 PM ET |
| |
SEDOL(s) |
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|
Quick Code |
|
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| |
Item |
Proposal |
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|
Proposed by |
|
Vote |
|
For/Against Management |
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| |
1a. |
Election of Director: Michael J. Angelakis |
Management |
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For |
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For |
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1b. |
Election of Director: Susan K. Avery |
Management |
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For |
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For |
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1c. |
Election of Director: Angela F. Braly |
Management |
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For |
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For |
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1d. |
Election of Director: Gregory J. Goff |
Management |
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For |
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For |
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| |
1e. |
Election of Director: John D. Harris II |
Management |
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For |
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For |
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| |
1f. |
Election of Director: Kaisa H. Hietala |
Management |
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For |
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For |
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1g. |
Election of Director: Joseph L. Hooley |
Management |
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For |
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For |
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1h. |
Election of Director: Steven A. Kandarian |
Management |
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For |
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For |
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1i. |
Election of Director: Alexander A. Karsner |
Management |
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For |
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For |
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1j. |
Election of Director: Lawrence W. Kellner |
Management |
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For |
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For |
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1k. |
Election of Director: Jeffrey W. Ubben |
Management |
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For |
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For |
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1l. |
Election of Director: Darren W. Woods |
Management |
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For |
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For |
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| |
2. |
Ratification of Independent Auditors |
Management |
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For |
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For |
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| |
3. |
Advisory Vote to Approve Executive Compensation |
Management |
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For |
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|
For |
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| |
4. |
Frequency of Advisory Vote on Executive Compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Establish a New Board Committee on Decarbonization Risk |
Shareholder |
|
|
Against |
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For |
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| |
6. |
Reduce Executive Stock Holding Period |
Shareholder |
|
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Against |
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For |
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| |
7. |
Additional Carbon Capture and Storage and Emissions Report |
Shareholder |
|
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Against |
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For |
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| |
8. |
Additional Direct Methane Measurement |
Shareholder |
|
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Against |
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For |
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|
| |
9. |
Establish a Scope 3 Target and Reduce Hydrocarbon Sales |
Shareholder |
|
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Against |
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For |
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| |
10. |
Additional Report on Worst-case Spill and Response Plans |
Shareholder |
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Against |
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For |
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| |
11. |
GHG Reporting on Adjusted Basis |
Shareholder |
|
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Against |
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For |
|
|
|
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|
| |
12. |
Report on Asset Retirement Obligations Under IEA NZE Scenario |
Shareholder |
|
|
Against |
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For |
|
|
|
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|
| |
13. |
Report on Plastics Under SCS Scenario |
Shareholder |
|
|
Against |
|
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For |
|
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|
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|
| |
14. |
Litigation Disclosure Beyond Legal and Accounting Requirements |
Shareholder |
|
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Against |
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For |
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| |
15. |
Tax Reporting Beyond Legal Requirements |
Shareholder |
|
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Against |
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For |
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| |
16. |
Energy Transition Social Impact Report |
Shareholder |
|
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Against |
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|
For |
|
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|
| |
17. |
Report on Commitment Against AMAP Work |
Shareholder |
|
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Against |
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For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
6,490 |
|
18,700 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
24,390 |
|
0 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
27,020 |
|
17,400 |
14-Apr-2023 |
14-Apr-2023 |
|
| |
CHEVRON CORPORATION |
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| |
Security |
166764100 |
|
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|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
CVX |
|
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|
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|
Meeting Date |
|
31-May-2023 |
|
| |
ISIN |
US1667641005 |
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Agenda |
|
935829284 - Management |
| |
Record Date |
03-Apr-2023 |
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Holding Recon Date |
|
03-Apr-2023 |
|
| |
City / |
Country |
|
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/ |
United States |
|
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|
|
Vote Deadline |
|
30-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Wanda M. Austin |
Management |
|
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For |
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|
For |
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| |
1b. |
Election of Director: John B. Frank |
Management |
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For |
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For |
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| |
1c. |
Election of Director: Alice P. Gast |
Management |
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For |
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For |
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| |
1d. |
Election of Director: Enrique Hernandez, Jr. |
Management |
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For |
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|
For |
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| |
1e. |
Election of Director: Marillyn A. Hewson |
Management |
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For |
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For |
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| |
1f. |
Election of Director: Jon M. Huntsman Jr. |
Management |
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For |
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For |
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| |
1g. |
Election of Director: Charles W. Moorman |
Management |
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For |
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For |
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| |
1h. |
Election of Director: Dambisa F. Moyo |
Management |
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For |
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For |
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| |
1i. |
Election of Director: Debra Reed-Klages |
Management |
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For |
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For |
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| |
1j. |
Election of Director: D. James Umpleby III |
Management |
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For |
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For |
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| |
1k. |
Election of Director: Cynthia J. Warner |
Management |
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For |
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|
For |
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| |
1l. |
Election of Director: Michael K. Wirth |
Management |
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For |
|
|
For |
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| |
2. |
Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm |
Management |
|
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For |
|
|
For |
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| |
3. |
Advisory Vote to Approve Named Executive Officer Compensation |
Management |
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For |
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For |
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|
| |
4. |
Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal |
Shareholder |
|
|
Against |
|
|
For |
|
|
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|
| |
6. |
Set a Medium-Term Scope 3 GHG Emissions Reduction Target |
Shareholder |
|
|
Against |
|
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For |
|
|
|
|
|
| |
7. |
Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures |
Shareholder |
|
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Against |
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For |
|
|
|
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| |
8. |
Establish Board Committee on Decarbonization Risk |
Shareholder |
|
|
Against |
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For |
|
|
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|
| |
9. |
Report on Worker and Community Impact from Facility Closures and Energy Transitions |
Shareholder |
|
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Against |
|
|
For |
|
|
|
|
|
| |
10. |
Report on Racial Equity Audit |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
11. |
Report on Tax Practices |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
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|
| |
12. |
Independent Chair |
Shareholder |
|
|
Against |
|
|
For |
|
|
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|
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| |
|
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|
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|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
|
10,100 |
15-Apr-2023 |
15-Apr-2023 |
|
| |
APELLIS PHARMACEUTICALS INC. |
|
|
|
|
| |
Security |
03753U106 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
APLS |
|
|
|
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Meeting Date |
|
01-Jun-2023 |
|
| |
ISIN |
US03753U1060 |
|
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|
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|
|
|
Agenda |
|
935829892 - Management |
| |
Record Date |
03-Apr-2023 |
|
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|
|
|
|
|
|
Holding Recon Date |
|
03-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
31-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
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|
|
Quick Code |
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| |
Item |
Proposal |
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|
|
Proposed by |
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Vote |
|
For/Against Management |
|
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|
| |
1.1 |
Election of Class III Director to hold office until the 2026 annual meeting: Gerald Chan |
Management |
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For |
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For |
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|
|
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| |
1.2 |
Election of Class III Director to hold office until the 2026 annual meeting: Cedric Francois |
Management |
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For |
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|
For |
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|
| |
2. |
To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
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|
For |
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|
For |
|
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| |
3. |
To approve an advisory vote on executive compensation. |
Management |
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For |
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For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
2,777 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
166 |
|
7,200 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL53 |
GLO MS PLEDGE |
997AL53 |
STATE STREET BANK & TRUST CO |
4,600 |
|
0 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
3,600 |
|
0 |
22-Apr-2023 |
22-Apr-2023 |
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| |
ROYAL CARIBBEAN CRUISES LTD. |
|
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|
| |
Security |
V7780T103 |
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Meeting Type |
|
Annual |
| |
Ticker Symbol |
RCL |
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|
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|
|
Meeting Date |
|
01-Jun-2023 |
|
| |
ISIN |
LR0008862868 |
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Agenda |
|
935831188 - Management |
| |
Record Date |
06-Apr-2023 |
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Holding Recon Date |
|
06-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
31-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
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|
Quick Code |
|
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| |
Item |
Proposal |
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|
Proposed by |
|
Vote |
|
For/Against Management |
|
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|
| |
1a. |
Election of Director: John F. Brock |
Management |
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For |
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For |
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| |
1b. |
Election of Director: Richard D. Fain |
Management |
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For |
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For |
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| |
1c. |
Election of Director: Stephen R. Howe, Jr. |
Management |
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For |
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For |
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| |
1d. |
Election of Director: William L. Kimsey |
Management |
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For |
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|
For |
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| |
1e. |
Election of Director: Michael O. Leavitt |
Management |
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For |
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|
For |
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|
| |
1f. |
Election of Director: Jason T. Liberty |
Management |
|
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For |
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|
For |
|
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|
| |
1g. |
Election of Director: Amy McPherson |
Management |
|
|
For |
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|
For |
|
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|
| |
1h. |
Election of Director: Maritza G. Montiel |
Management |
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For |
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|
For |
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| |
1i. |
Election of Director: Ann S. Moore |
Management |
|
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For |
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|
For |
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| |
1j. |
Election of Director: Eyal M. Ofer |
Management |
|
|
For |
|
|
For |
|
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|
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|
| |
1k. |
Election of Director: Vagn O. Sørensen |
Management |
|
|
For |
|
|
For |
|
|
|
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|
| |
1l. |
Election of Director: Donald Thompson |
Management |
|
|
For |
|
|
For |
|
|
|
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|
| |
1m. |
Election of Director: Arne Alexander Wilhelmsen |
Management |
|
|
For |
|
|
For |
|
|
|
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|
| |
1n. |
Election of Director: Rebecca Yeung |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory approval of the Company's compensation of its named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory vote on the frequency of shareholder vote on executive compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. |
Management |
|
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For |
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|
For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
23,100 |
|
24,520 |
19-Apr-2023 |
19-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
88,147 |
19-Apr-2023 |
19-Apr-2023 |
|
| |
SURGERY PARTNERS INC. |
|
|
|
|
| |
Security |
86881A100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
SGRY |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
01-Jun-2023 |
|
| |
ISIN |
US86881A1007 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935836467 - Management |
| |
Record Date |
06-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
06-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
31-May-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of Class II Director: Patricia A. Maryland, Dr.PH |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of Class II Director: T. Devin O'Reilly |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.3 |
Election of Class II Director: Brent Turner |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approval, on an advisory basis, of the compensation paid by the Company to its named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approval, on an advisory basis, of the frequency of future advisory votes on the compensation paid by the Company to its named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
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| |
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|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
32,200 |
21-Apr-2023 |
21-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
59,446 |
21-Apr-2023 |
21-Apr-2023 |
|
| |
UNITEDHEALTH GROUP INCORPORATED |
|
|
|
|
| |
Security |
91324P102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
UNH |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
05-Jun-2023 |
|
| |
ISIN |
US91324P1021 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935835237 - Management |
| |
Record Date |
10-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
10-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
02-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Director: Timothy Flynn |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Director: Paul Garcia |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Director: Kristen Gil |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Election of Director: Stephen Hemsley |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Election of Director: Michele Hooper |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
Election of Director: F. William McNabb III |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
Election of Director: Valerie Montgomery Rice, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
Election of Director: John Noseworthy, M.D. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
Election of Director: Andrew Witty |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory approval of the Company's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory approval of the frequency of holding future say- on-pay votes. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third- party racial equity audit. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
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|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
620 |
|
0 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
790 |
|
0 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
1,430 |
|
0 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
1,340 |
|
1,775 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
3,255 |
|
710 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
280 |
|
6,885 |
22-Apr-2023 |
22-Apr-2023 |
|
| |
BOOKING HOLDINGS INC. |
|
|
|
|
| |
Security |
09857L108 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BKNG |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
06-Jun-2023 |
|
| |
ISIN |
US09857L1089 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935842244 - Management |
| |
Record Date |
11-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
11-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
05-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
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| |
|
|
|
1 |
Glenn D. Fogel |
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|
For |
|
|
For |
|
|
|
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| |
|
|
|
2 |
Mirian M. Graddick-Weir |
|
|
|
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|
For |
|
|
For |
|
|
|
|
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| |
|
|
|
3 |
Wei Hopeman |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
4 |
Robert J. Mylod, Jr. |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
5 |
Charles H. Noski |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
6 |
Larry Quinlan |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
7 |
Nicholas J. Read |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
8 |
Thomas E. Rothman |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
9 |
Sumit Singh |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
10 |
Lynn V. Radakovich |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
11 |
Vanessa A. Wittman |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Advisory vote to approve 2022 executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Advisory vote on the frequency of future non-binding advisory votes on the compensation paid by the Company to its named executive officers. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
5. |
Stockholder proposal requesting a non-binding stockholder vote to ratify termination pay of executives. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
400 |
|
0 |
25-Apr-2023 |
25-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
700 |
|
0 |
25-Apr-2023 |
25-Apr-2023 |
|
| |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
|
|
|
|
| |
Security |
874039100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
TSM |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
06-Jun-2023 |
|
| |
ISIN |
US8740391003 |
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Agenda |
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935863298 - Management |
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Record Date |
06-Apr-2023 |
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Holding Recon Date |
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06-Apr-2023 |
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City / |
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United States |
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Vote Deadline |
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26-May-2023 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Vote |
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For/Against Management |
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1. |
To accept 2022 Business Report and Financial Statements |
Management |
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For |
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2. |
To approve the issuance of employee restricted stock awards for year 2023 |
Management |
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For |
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3. |
To revise the Procedures for Endorsement and Guarantee |
Management |
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4. |
In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee |
Management |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
12,150 |
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0 |
09-May-2023 |
09-May-2023 |
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997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
18,500 |
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0 |
09-May-2023 |
09-May-2023 |
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997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
34,050 |
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0 |
09-May-2023 |
09-May-2023 |
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COMCAST CORPORATION |
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Security |
20030N101 |
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Meeting Type |
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Annual |
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Ticker Symbol |
CMCSA |
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Meeting Date |
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07-Jun-2023 |
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ISIN |
US20030N1019 |
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Agenda |
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935845492 - Management |
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Record Date |
03-Apr-2023 |
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Holding Recon Date |
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03-Apr-2023 |
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City / |
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United States |
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Vote Deadline |
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06-Jun-2023 11:59 PM ET |
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SEDOL(s) |
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Item |
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For/Against Management |
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1. |
DIRECTOR |
Management |
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1 |
Kenneth J. Bacon |
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2 |
Thomas J. Baltimore Jr. |
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3 |
Madeline S. Bell |
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For |
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For |
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4 |
Edward D. Breen |
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For |
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5 |
Gerald L. Hassell |
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6 |
Jeffrey A. Honickman |
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For |
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7 |
Maritza G. Montiel |
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For |
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8 |
Asuka Nakahara |
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For |
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9 |
David C. Novak |
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For |
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10 |
Brian L. Roberts |
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For |
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For |
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2. |
Ratification of the appointment of our independent auditors. |
Management |
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For |
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For |
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3. |
Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. |
Management |
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For |
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For |
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4. |
Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. |
Management |
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For |
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For |
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5. |
Advisory vote on executive compensation. |
Management |
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For |
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For |
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6. |
Advisory vote on the frequency of the vote on executive compensation. |
Management |
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3 Years |
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Against |
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7. |
To perform independent racial equity audit. |
Shareholder |
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Against |
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8. |
To report on climate risk in default retirement plan options. |
Shareholder |
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Against |
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9. |
To set different greenhouse gas emissions reduction targets. |
Shareholder |
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Against |
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10. |
To report on political contributions and company values alignment. |
Shareholder |
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Against |
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11. |
To report on business in China. |
Shareholder |
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Against |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
100 |
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51,700 |
29-Apr-2023 |
29-Apr-2023 |
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BYD COMPANY LTD |
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Security |
Y1023R104 |
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Meeting Type |
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Annual General Meeting |
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Ticker Symbol |
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Meeting Date |
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08-Jun-2023 |
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ISIN |
CNE100000296 |
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Agenda |
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717077792 - Management |
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Record Date |
01-Jun-2023 |
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Holding Recon Date |
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01-Jun-2023 |
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City / |
Country |
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SHENZH EN |
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China |
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Vote Deadline |
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01-Jun-2023 01:59 PM ET |
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SEDOL(s) |
6536651 - B01XKF2 - B0WVS95 - BD8GJR0 - BDDXWZ5 - BGKFJ21 - BGPHZH9 - BPK3KT2 |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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CMMT |
PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0418/2023041801055.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0418/2023041801069.pdf |
Non-Voting |
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1 |
TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE BOARD) FOR THE YEAR ENDED 31 DECEMBER 2022 |
Management |
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For |
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For |
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2 |
TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE SUPERVISORY COMMITTEE) FOR THE YEAR ENDED 31 DECEMBER 2022 |
Management |
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For |
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For |
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3 |
TO CONSIDER AND APPROVE THE AUDITED FINANCIAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 |
Management |
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For |
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For |
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4 |
TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 AND THE SUMMARY THEREOF |
Management |
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For |
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For |
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5 |
TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 |
Management |
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For |
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For |
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6 |
TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG HUA MING LLP AS THE SOLE EXTERNAL AUDITOR AND INTERNAL CONTROL AUDIT INSTITUTION OF THE COMPANY FOR THE FINANCIAL YEAR OF 2023 AND TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, AND TO AUTHORISE THE BOARD AND THE BOARD DELEGATES THE MANAGEMENT OF THE COMPANY TO DETERMINE THEIR REMUNERATION |
Management |
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For |
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For |
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7 |
TO CONSIDER AND APPROVE THE PROVISION OF GUARANTEES BY THE GROUP |
Management |
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For |
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For |
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8 |
TO CONSIDER AND APPROVE THE ESTIMATED CAP OF ORDINARY CONNECTED TRANSACTIONS OF THE GROUP FOR THE YEAR 2023 |
Management |
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For |
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For |
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9 |
TO CONSIDER AND APPROVE: (A) THE GRANT TO THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES IN THE CAPITAL OF THE COMPANY SUBJECT TO THE FOLLOWING CONDITIONS: (I) THAT THE AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE COMPANY ALLOTTED, ISSUED AND DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED OR DEALT WITH BY THE BOARD PURSUANT TO THE GENERAL MANDATE SHALL NOT EXCEED 20 PER CENT OF THE AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE COMPANY IN ISSUE (II) THAT THE EXERCISE OF THE GENERAL MANDATE SHALL BE SUBJECT TO ALL GOVERNMENTAL AND/OR REGULATORY APPROVAL(S), IF ANY, AND APPLICABLE LAWS (INCLUDING BUT WITHOUT LIMITATION, THE COMPANY LAW OF THE PRC AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE LISTING RULES)) (III) THAT THE GENERAL MANDATE SHALL REMAIN VALID UNTIL THE EARLIEST OF (1) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; OR (2) THE EXPIRATION OF A 12-MONTH PERIOD FOLLOWING THE PASSING OF THIS RESOLUTION; OR (3) THE DATE ON WHICH THE AUTHORITY SET OUT IN THIS RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN A GENERAL MEETING; AND (B) THE AUTHORISATION TO THE BOARD TO APPROVE, EXECUTE AND DO OR PROCURE TO BE EXECUTED AND DONE, ALL SUCH DOCUMENTS, DEEDS AND THINGS AS IT MAY CONSIDER NECESSARY OR EXPEDIENT IN CONNECTION WITH THE ALLOTMENT AND ISSUE OF ANY NEW SHARES PURSUANT TO THE EXERCISE OF THE GENERAL MANDATE REFERRED TO IN PARAGRAPH (A) OF THIS RESOLUTION |
Management |
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For |
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10 |
TO CONSIDER AND APPROVE A GENERAL AND UNCONDITIONAL MANDATE TO THE DIRECTORS OF BYD ELECTRONIC (INTERNATIONAL) COMPANY LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF BYD ELECTRONIC NOT EXCEEDING 20 PER CENT OF THE NUMBER OF THE ISSUED SHARES OF BYD ELECTRONIC |
Management |
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For |
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For |
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11 |
TO CONSIDER AND APPROVE THE AUTHORISATION TO THE BOARD TO DETERMINE THE PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT(S) |
Management |
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For |
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For |
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12 |
TO CONSIDER AND APPROVE MATTERS IN CONNECTION WITH THE PURCHASE OF LIABILITY INSURANCE FOR THE COMPANY AND ALL DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND OTHER RELATED PERSONS, AND SUBJECT TO OBTAINING AUTHORIZATION FROM GENERAL MEETING, TO AGREE WITH THE DELEGATION OF THE BOARD TO AUTHORIZE THE CHAIRMAN OR ITS AUTHORISED PERSONS TO APPROVE AND HANDLE MATTERS IN CONNECTION WITH THE PURCHASE OF LIABILITY INSURANCE FOR THE COMPANY AND ALL DIRECTORS, SUPERVISORS, AND SENIOR MANAGEMENT (INCLUDING BUT NOT LIMITED TO THE DETERMINATION OF OTHER RELATED RESPONSIBLE PERSONS, THE DETERMINATION OF THE INSURANCE COMPANY, THE DETERMINATION OF THE INSURANCE AMOUNT, THE PREMIUM AND OTHER INSURANCE CLAUSES, THE SIGNING OF RELEVANT LEGAL DOCUMENTS AND DEALING WITH OTHER MATTERS RELATING TO THE PURCHASE OF INSURANCE, ETC.), AND TO DEAL WITH MATTERS RELATING TO THE RENEWAL OR REPURCHASE OF THE INSURANCE UPON OR BEFORE THE EXPIRATION OF THE ABOVEMENTIONED LIABILITY INSURANCE CONTRACTS |
Management |
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For |
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For |
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13 |
TO CONSIDER AND APPROVE THE COMPLIANCE MANUAL IN RELATION TO CONNECTED TRANSACTION OF THE COMPANY AS SET OUT IN APPENDIX I TO THE CIRCULAR DATED 19 APRIL 2023 OF THE COMPANY |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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AL28 |
GLQ |
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STATE STREET BANK |
74,000 |
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0 |
19-Apr-2023 |
19-Apr-2023 |
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AL29 |
GLO |
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STATE STREET BANK |
136,500 |
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0 |
19-Apr-2023 |
19-Apr-2023 |
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VERACYTE, INC. |
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Security |
92337F107 |
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Meeting Type |
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Annual |
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Ticker Symbol |
VCYT |
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Meeting Date |
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08-Jun-2023 |
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ISIN |
US92337F1075 |
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Agenda |
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935840581 - Management |
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Record Date |
10-Apr-2023 |
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Holding Recon Date |
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10-Apr-2023 |
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City / |
Country |
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United States |
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Vote Deadline |
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07-Jun-2023 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1a. |
Election of Class I Director to serve until the 2026 Annual Meeting of Stockholders: Robert S. Epstein |
Management |
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For |
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For |
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1b. |
Election of Class I Director to serve until the 2026 Annual Meeting of Stockholders: Evan Jones |
Management |
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For |
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For |
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2. |
The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. |
Management |
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For |
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For |
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3. |
The approval, on a non-binding advisory basis, of the compensation of our named executive officers, as disclosed in our proxy statement. |
Management |
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For |
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For |
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4. |
The approval of the new Veracyte, Inc. 2023 Equity Incentive Plan. |
Management |
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For |
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For |
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5. |
The adoption of an amendment to our existing restated certificate of incorporation in order to declassify our Board of Directors and make other related changes. |
Management |
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For |
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For |
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6. |
The adoption of an amendment to our existing restated certificate of incorporation to permit exculpation of officers by Veracyte from personal liability for certain breaches of the duty of care. |
Management |
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For |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
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Unavailable Shares |
Vote Date |
Date Confirmed |
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997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
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32,000 |
29-Apr-2023 |
29-Apr-2023 |
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997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
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58,600 |
29-Apr-2023 |
29-Apr-2023 |
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CRISPR THERAPEUTICS AG |
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Security |
H17182108 |
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Meeting Type |
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Annual |
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Ticker Symbol |
CRSP |
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Meeting Date |
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08-Jun-2023 |
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ISIN |
CH0334081137 |
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Agenda |
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935847218 - Management |
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Record Date |
17-Apr-2023 |
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Holding Recon Date |
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17-Apr-2023 |
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City / |
Country |
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Switzerland |
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Vote Deadline |
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06-Jun-2023 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1. |
Approval of the Swiss management report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2022. |
Management |
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For |
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For |
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2. |
Approval of the appropriation of financial results. |
Management |
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For |
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For |
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3. |
Discharge of the members of the Board of Directors and Executive Committee. |
Management |
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For |
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For |
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4.a |
Re-election of Rodger Novak, M.D., as member and Chairman |
Management |
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For |
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For |
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| |
4.b |
Re-election of Samarth Kulkarni, Ph.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.c |
Re-election of Ali Behbahani, M.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.d |
Re-election of Maria Fardis, Ph.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.e |
Re-election of H. Edward Fleming, Jr., M.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.f |
Re-election of Simeon J. George, M.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.g |
Re-election of John T. Greene as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.h |
Re-election of Katherine A. High, M.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4.i |
Re-election of Douglas A. Treco, Ph.D. as a member to the Board of Directors |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5.a |
Re-election of Ali Behbahani, M.D. as a member of the Compensation Committee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5.b |
Election of H. Edward Fleming, Jr., M.D. as a member of the Compensation Committee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5.c |
Re-election of Simeon J. George, M.D. as a member of the Compensation Committee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5.d |
Re-election of John T. Greene as a member of the Compensation Committee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6.a |
Binding vote on maximum non-performance-related compensation for members of the Board of Directors from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6.b |
Binding vote on maximum equity for members of the Board of Directors from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6.c |
Binding vote on maximum non-performance-related compensation for members of the Executive Committee from July 1, 2023 to June 30, 2024. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6.d |
Binding vote on maximum variable compensation for members of the Executive Committee for the current year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6.e |
Binding vote on maximum equity for members of the Executive Committee from the 2023 Annual General Meeting to the 2024 annual general meeting of shareholders. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
6.f |
Non-binding advisory vote on the 2022 Compensation Report. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
7. |
Non-binding advisory vote to approve the compensation paid to the Company's named executive officers under U.S. securities law requirements. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
8. |
Approval of a capital band. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
9. |
Approval of an increase in the conditional share capital for employee equity plans. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
10. |
Approval of an amendment to the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
11. |
Approval of a reduction in the maximum size of the Board of Directors. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12a |
Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Additions to the purpose of the Company. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12b |
Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: General Meeting abroad and virtual General Meeting. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12c |
Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Inclusion of a jurisdiction clause. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12d |
Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Alignment with compulsory new regulations. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
12e |
Approval of amendments to the Articles of Association to reflect revised Swiss corporate law and other changes: Editorial and other changes. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
13. |
Re-election of the independent voting rights representative. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
14. |
Re-election of the auditors. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
15. |
Transact any other business that may properly come before the 2023 Annual General Meeting or any adjournment or postponement thereof. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
5,340 |
|
10,370 |
27-Apr-2023 |
27-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
28,151 |
|
0 |
27-Apr-2023 |
27-Apr-2023 |
|
| |
2SEVENTY BIO, INC. |
|
|
|
|
| |
Security |
901384107 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
TSVT |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
13-Jun-2023 |
|
| |
ISIN |
US9013841070 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935843119 - Management |
| |
Record Date |
17-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
17-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
12-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
1 |
Daniel S. Lynch |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
2 |
Sarah Glickman |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Wei Lin, M.D. |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To approve an amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of 2seventy bio, Inc. as permitted by recent amendments to Delaware law. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
137,100 |
|
0 |
02-May-2023 |
02-May-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
249,900 |
|
0 |
02-May-2023 |
02-May-2023 |
|
| |
ARCELLX, INC. |
|
|
|
|
| |
Security |
03940C100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
ACLX |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
13-Jun-2023 |
|
| |
ISIN |
US03940C1009 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935852601 - Management |
| |
Record Date |
14-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
14-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
12-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1.1 |
Election of Class I Director to hold office until our 2026 annual meeting: Ali Behbahani, M.D |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1.2 |
Election of Class I Director to hold office until our 2026 annual meeting: Derek Yoon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
To amend the Company's certificate of incorporation to reflect new Delaware law provisions regarding officer exculpation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
8,800 |
|
0 |
05-May-2023 |
05-May-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
17,600 |
|
0 |
05-May-2023 |
05-May-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
100 |
|
43,864 |
05-May-2023 |
05-May-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
100 |
|
87,838 |
05-May-2023 |
05-May-2023 |
|
| |
NORWEGIAN CRUISE LINE HOLDINGS LTD. |
|
|
|
|
| |
Security |
G66721104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
NCLH |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
15-Jun-2023 |
|
| |
ISIN |
BMG667211046 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935847826 - Management |
| |
Record Date |
03-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
03-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
14-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Election of Class I Director: David M. Abrams |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Election of Class I Director: Zillah Byng-Thorne |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Election of Class I Director: Russell W. Galbut |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Approval, on a non-binding, advisory basis, of the compensation of our named executive officers |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Approval of an amendment to our 2013 Performance Incentive Plan (our "Plan"), including an increase in the number of shares available for grant under our Plan |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered public accounting firm for the year ending December 31, 2023 and the determination of PwC's remuneration by our Audit Committee |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
27,200 |
|
0 |
29-Apr-2023 |
29-Apr-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
49,800 |
|
0 |
29-Apr-2023 |
29-Apr-2023 |
|
| |
NETEASE, INC. |
|
|
|
|
| |
Security |
64110W102 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
NTES |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
15-Jun-2023 |
|
| |
ISIN |
US64110W1027 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935881246 - Management |
| |
Record Date |
16-May-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
16-May-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
06-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
Re-election of Director to serve for the ensuing year until the next annual general meeting: William Lei Ding |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
Re-election of Director to serve for the ensuing year until the next annual general meeting: Grace Hui Tang |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
Re-election of Director to serve for the ensuing year until the next annual general meeting: Alice Yu-Fen Cheng |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
Re-election of Director to serve for the ensuing year until the next annual general meeting: Joseph Tze Kay Tong |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
Re-election of Director to serve for the ensuing year until the next annual general meeting: Michael Man Kit Leung |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
As an ordinary resolution, ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as auditors of NetEase, for the fiscal year ending December 31, 2023 for U.S. financial reporting and Hong Kong financial reporting purposes respectively. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
As a special resolution, amend and restate the Company's Amended and Restated Memorandum and Articles of Association in effect, as adopted by special resolution passed on June 23, 2021, by the deletion in their entirety and by the substitution in their place of the Second Amended and Restated Memorandum and Articles of Association which are annexed to the accompanying Proxy Statement for the purposes of, among others, (i) bringing the existing Articles of Association in line with applicable ...(due to space limits, see proxy material for full proposal). |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
4. |
As an ordinary resolution, approve the Company's Amended and Restated 2019 Share Incentive Plan which is annexed to the accompanying Proxy Statement. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
3,370 |
|
0 |
27-May-2023 |
27-May-2023 |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
7,470 |
|
0 |
27-May-2023 |
27-May-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
8,710 |
|
0 |
27-May-2023 |
27-May-2023 |
|
| |
T-MOBILE US, INC. |
|
|
|
|
| |
Security |
872590104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
TMUS |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
16-Jun-2023 |
|
| |
ISIN |
US8725901040 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935842206 - Management |
| |
Record Date |
17-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
17-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
15-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
|
|
|
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1 |
André Almeida |
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For |
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For |
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2 |
Marcelo Claure |
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For |
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For |
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3 |
Srikant M. Datar |
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For |
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For |
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4 |
Srinivasan Gopalan |
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For |
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For |
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5 |
Timotheus Höttges |
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For |
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For |
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6 |
Christian P. Illek |
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For |
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For |
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7 |
Raphael Kübler |
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For |
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For |
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8 |
Thorsten Langheim |
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For |
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For |
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9 |
Dominique Leroy |
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For |
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For |
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10 |
Letitia A. Long |
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For |
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For |
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11 |
G. Michael Sievert |
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For |
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For |
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12 |
Teresa A. Taylor |
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For |
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For |
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13 |
Kelvin R. Westbrook |
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For |
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For |
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2. |
Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. |
Management |
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For |
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For |
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3. |
Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. |
Management |
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For |
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For |
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| |
4. |
Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. |
Management |
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3 Years |
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For |
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| |
5. |
Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. |
Management |
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For |
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For |
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6. |
Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. |
Management |
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For |
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For |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
16,310 |
|
0 |
29-Apr-2023 |
29-Apr-2023 |
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| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
130 |
|
29,900 |
29-Apr-2023 |
29-Apr-2023 |
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| |
MARVELL TECHNOLOGY, INC. |
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| |
Security |
573874104 |
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Meeting Type |
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Annual |
| |
Ticker Symbol |
MRVL |
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|
Meeting Date |
|
16-Jun-2023 |
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| |
ISIN |
US5738741041 |
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Agenda |
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935858463 - Management |
| |
Record Date |
21-Apr-2023 |
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Holding Recon Date |
|
21-Apr-2023 |
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| |
City / |
Country |
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/ |
United States |
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Vote Deadline |
|
15-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
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|
Quick Code |
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| |
Item |
Proposal |
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|
Proposed by |
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Vote |
|
For/Against Management |
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| |
1a. |
Election of Director: Sara Andrews |
Management |
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For |
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For |
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1b. |
Election of Director: W. Tudor Brown |
Management |
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For |
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For |
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| |
1c. |
Election of Director: Brad W. Buss |
Management |
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For |
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For |
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| |
1d. |
Election of Director: Rebecca W. House |
Management |
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For |
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For |
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| |
1e. |
Election of Director: Marachel L. Knight |
Management |
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For |
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For |
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| |
1f. |
Election of Director: Matthew J. Murphy |
Management |
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For |
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For |
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| |
1g. |
Election of Director: Michael G. Strachan |
Management |
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For |
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For |
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| |
1h. |
Election of Director: Robert E. Switz |
Management |
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For |
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For |
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| |
1i. |
Election of Director: Ford Tamer |
Management |
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For |
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For |
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| |
2. |
An advisory (non-binding) vote to approve compensation of our named executive officers. |
Management |
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For |
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For |
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| |
3. |
To conduct an advisory (non-binding) vote on the frequency of holding an advisory shareholder vote on executive compensation. |
Management |
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|
3 Years |
|
|
Against |
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| |
4. |
To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending February 3, 2024. |
Management |
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For |
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For |
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| |
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| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
10,600 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
16,000 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
29,400 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
THE KROGER CO. |
|
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| |
Security |
501044101 |
|
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|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
KR |
|
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|
Meeting Date |
|
22-Jun-2023 |
|
| |
ISIN |
US5010441013 |
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|
|
Agenda |
|
935864579 - Management |
| |
Record Date |
24-Apr-2023 |
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|
Holding Recon Date |
|
24-Apr-2023 |
|
| |
City / |
Country |
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|
/ |
United States |
|
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|
|
Vote Deadline |
|
21-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
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|
Quick Code |
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| |
Item |
Proposal |
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|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
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|
| |
1a. |
Election of Director: Nora A. Aufreiter |
Management |
|
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For |
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|
For |
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|
| |
1b. |
Election of Director: Kevin M. Brown |
Management |
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For |
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For |
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|
| |
1c. |
Election of Director: Elaine L. Chao |
Management |
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For |
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For |
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| |
1d. |
Election of Director: Anne Gates |
Management |
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For |
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For |
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|
| |
1e. |
Election of Director: Karen M. Hoguet |
Management |
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For |
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For |
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|
| |
1f. |
Election of Director: W. Rodney McMullen |
Management |
|
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For |
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For |
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|
| |
1g. |
Election of Director: Clyde R. Moore |
Management |
|
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For |
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For |
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|
| |
1h. |
Election of Director: Ronald L. Sargent |
Management |
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For |
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For |
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| |
1i. |
Election of Director: J. Amanda Sourry Knox |
Management |
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For |
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For |
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| |
1j. |
Election of Director: Mark S. Sutton |
Management |
|
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For |
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For |
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|
| |
1k. |
Election of Director: Ashok Vemuri |
Management |
|
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For |
|
|
For |
|
|
|
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|
| |
2. |
Approval, on an advisory basis, of Kroger's executive compensation. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on Frequency of Future Votes on Executive Compensation. |
Management |
|
|
3 Years |
|
|
Against |
|
|
|
|
|
| |
4. |
Ratification of PricewaterhouseCoopers LLP, as auditors. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
5. |
Report on Public Health Costs from Sale of Tobacco Products. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
6. |
Listing of Charitable Contributions of $10,000 or More. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
7. |
Report on Recyclability of Packaging. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
8. |
Report on Racial and Gender Pay Gaps. |
Shareholder |
|
|
Against |
|
|
For |
|
|
|
|
|
| |
9. |
Report on EEO Policy Risks. |
Shareholder |
|
|
Against |
|
|
For |
|
|
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| |
|
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|
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
6,200 |
|
0 |
13-May-2023 |
13-May-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
31,400 |
|
0 |
13-May-2023 |
13-May-2023 |
|
| |
997AL61 |
GLQ MS PLEDGE |
997AL61 |
STATE STREET BANK & TRUST CO |
10,900 |
|
0 |
13-May-2023 |
13-May-2023 |
|
| |
BLACKSTONE MORTGAGE TRUST, INC. |
|
|
|
|
| |
Security |
09257W100 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
BXMT |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
23-Jun-2023 |
|
| |
ISIN |
US09257W1009 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935858401 - Management |
| |
Record Date |
14-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
14-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
22-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1. |
DIRECTOR |
Management |
|
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| |
|
|
|
1 |
Michael B. Nash |
|
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For |
|
|
For |
|
|
|
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| |
|
|
|
2 |
Katharine A. Keenan |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
3 |
Leonard W. Cotton |
|
|
|
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For |
|
|
For |
|
|
|
|
|
| |
|
|
|
4 |
Thomas E. Dobrowski |
|
|
|
|
|
For |
|
|
For |
|
|
|
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| |
|
|
|
5 |
Timothy Johnson |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
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| |
|
|
|
6 |
Nnenna Lynch |
|
|
|
|
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For |
|
|
For |
|
|
|
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|
| |
|
|
|
7 |
Henry N. Nassau |
|
|
|
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For |
|
|
For |
|
|
|
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|
| |
|
|
|
8 |
Gilda Perez-Alvarado |
|
|
|
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For |
|
|
For |
|
|
|
|
|
| |
|
|
|
9 |
Jonathan L. Pollack |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
|
|
|
10 |
Lynne B. Sagalyn |
|
|
|
|
|
For |
|
|
For |
|
|
|
|
|
| |
2. |
Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
3. |
Advisory Vote on Executive Compensation: To approve in a non- binding, advisory vote, the compensation paid to our named executive officers. |
Management |
|
|
For |
|
|
For |
|
|
|
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| |
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|
| |
Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL27 |
GLV |
997AL27 |
STATE STREET BANK & TRUST CO |
13,300 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
34,600 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
997AL45 |
GLV BNP PLEDGE |
997AL45 |
STATE STREET BANK & TRUST CO |
12,800 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
36,900 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
32,973 |
|
0 |
04-May-2023 |
04-May-2023 |
|
| |
MASTERCARD INCORPORATED |
|
|
|
|
| |
Security |
57636Q104 |
|
|
|
|
|
|
|
|
|
Meeting Type |
|
Annual |
| |
Ticker Symbol |
MA |
|
|
|
|
|
|
|
|
|
Meeting Date |
|
27-Jun-2023 |
|
| |
ISIN |
US57636Q1040 |
|
|
|
|
|
|
|
|
|
Agenda |
|
935858437 - Management |
| |
Record Date |
28-Apr-2023 |
|
|
|
|
|
|
|
|
|
Holding Recon Date |
|
28-Apr-2023 |
|
| |
City / |
Country |
|
|
/ |
United States |
|
|
|
|
|
|
Vote Deadline |
|
26-Jun-2023 11:59 PM ET |
| |
SEDOL(s) |
|
|
|
|
|
|
|
Quick Code |
|
|
|
| |
Item |
Proposal |
|
|
|
Proposed by |
|
Vote |
|
For/Against Management |
|
|
|
|
|
| |
1a. |
ELECTION OF DIRECTOR: Merit E. Janow |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1b. |
ELECTION OF DIRECTOR: Candido Bracher |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1c. |
ELECTION OF DIRECTOR: Richard K. Davis |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1d. |
ELECTION OF DIRECTOR: Julius Genachowski |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1e. |
ELECTION OF DIRECTOR: Choon Phong Goh |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1f. |
ELECTION OF DIRECTOR: Oki Matsumoto |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1g. |
ELECTION OF DIRECTOR: Michael Miebach |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1h. |
ELECTION OF DIRECTOR: Youngme Moon |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1i. |
ELECTION OF DIRECTOR: Rima Qureshi |
Management |
|
|
For |
|
|
For |
|
|
|
|
|
| |
1j. |
ELECTION OF DIRECTOR: Gabrielle Sulzberger |
Management |
|
|
For |
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For |
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1k. |
ELECTION OF DIRECTOR: Harit Talwar |
Management |
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For |
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For |
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1l. |
ELECTION OF DIRECTOR: Lance Uggla |
Management |
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For |
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For |
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2. |
Advisory approval of Mastercard's executive compensation. |
Management |
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For |
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For |
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3. |
Advisory approval of the frequency of future advisory votes on executive compensation. |
Management |
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3 Years |
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Against |
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4. |
Approval of Mastercard Incorporated Employee Stock Purchase Plan. |
Management |
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For |
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For |
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5. |
Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. |
Management |
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For |
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For |
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6. |
Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. |
Shareholder |
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Against |
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For |
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7. |
Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. |
Shareholder |
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Against |
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For |
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8. |
Consideration of a stockholder proposal requesting lobbying disclosure. |
Shareholder |
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Against |
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For |
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9. |
Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. |
Shareholder |
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Against |
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For |
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10. |
Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. |
Shareholder |
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Against |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL47 |
GLQ BNP PLEDGE |
997AL47 |
STATE STREET BANK & TRUST CO |
6,500 |
|
0 |
04-May-2023 |
04-May-2023 |
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| |
997AL49 |
GLO BNP PLEDGE |
997AL49 |
STATE STREET BANK & TRUST CO |
5,900 |
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0 |
04-May-2023 |
04-May-2023 |
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TRIP.COM GROUP LIMITED |
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Security |
89677Q107 |
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Meeting Type |
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Annual |
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Ticker Symbol |
TCOM |
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Meeting Date |
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30-Jun-2023 |
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ISIN |
US89677Q1076 |
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Agenda |
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935892756 - Management |
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Record Date |
01-Jun-2023 |
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Holding Recon Date |
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01-Jun-2023 |
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City / |
Country |
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/ |
United States |
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Vote Deadline |
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21-Jun-2023 11:59 PM ET |
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SEDOL(s) |
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Quick Code |
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Item |
Proposal |
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Proposed by |
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Vote |
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For/Against Management |
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1. |
As a special resolution, THAT the Company's Third Amended and Restated Memorandum of Association and Articles of Association (the "Current M&AA") be amended and restated by their deletion in their entirety and by the substitution in their place of the Fourth Amended and Restated Memorandum of Association and Articles of Association in the form as attached to the Notice of Annual General Meeting as Exhibit B (the "Amended M&AA"). |
Management |
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For |
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Account Number |
Account Name |
Internal Account |
Custodian |
Ballot Shares |
|
Unavailable Shares |
Vote Date |
Date Confirmed |
|
| |
997AL28 |
GLQ |
997AL28 |
STATE STREET BANK & TRUST CO |
18,400 |
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0 |
10-Jun-2023 |
10-Jun-2023 |
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997AL29 |
GLO |
997AL29 |
STATE STREET BANK & TRUST CO |
21,500 |
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0 |
10-Jun-2023 |
10-Jun-2023 |
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Pursuant to the requirements of the Investment
Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
