- Statement of Changes in Beneficial Ownership (4)
2009年1月6日 - 1:48AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
JORDAN LEE ROY
|
2. Issuer Name
and
Ticker or Trading Symbol
CAVALIER HOMES INC
[
CAV
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
32 WILSON BLVD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/2/2009
|
(Street)
ADDISON, AL 35540
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
|
|
|
|
|
|
|
4500
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-Qualified Stock Option (right to buy)
|
$1.06
|
1/2/2009
|
|
A
|
|
5000
|
|
(1)
|
1/2/2019
|
Common Stock
|
5000
|
$0
(2)
|
5000
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$1.93
|
|
|
|
|
|
|
(1)
|
1/2/2018
|
Common Stock
|
5000
|
|
5000
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$4.16
|
|
|
|
|
|
|
(1)
|
1/2/2017
|
Common Stock
|
5000
|
|
5000
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$6.45
|
|
|
|
|
|
|
(1)
|
1/2/2016
|
Common Stock
|
5000
|
|
5000
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$9.75
|
|
|
|
|
|
|
7/15/1998
|
1/15/2008
|
Common Stock
|
5000
|
|
5000
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$11
|
|
|
|
|
|
|
7/4/1999
|
1/4/2009
|
Common Stock
|
5000
|
|
5000
|
D
|
|
Explanation of Responses:
|
(
1)
|
Option grant vests 1/12th per month from the grant date.
|
(
2)
|
Annual non-employee director's option grant.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
JORDAN LEE ROY
32 WILSON BLVD
ADDISON, AL 35540
|
X
|
|
|
|
Signatures
|
By: Michael R. Murphy, as Attorney-in-fact For: Lee Roy Jordan
|
|
1/5/2009
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Cavalier Homes (AMEX:CAV)
過去 株価チャート
から 11 2024 まで 12 2024
Cavalier Homes (AMEX:CAV)
過去 株価チャート
から 12 2023 まで 12 2024
Real-Time news about Cavalier Homes (アメリカ証券取引所): 0 recent articles
その他のニュース記事