Statement of Changes in Beneficial Ownership (4)
2022年1月6日 - 8:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LEUNG CHI WAH |
2. Issuer Name and Ticker or Trading Symbol
NETWORK CN INC
[
NWCN.OB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
FLAT 2B, OLYMPAIN MANSION, 9 CONDUIT ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/28/2021 |
(Street)
MID-LEVEL, K3 00000
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock $0.001 par value | | | | | | | | 2028967 (1) | I (1) | See Footnote (1) |
Common Stock $0.001 par value | 10/28/2021 (2) | | A | | 11764756 | A | $0.169 | 11764756 | D | |
Stock grant (3) | 8/30/2013 (3) | | A | | 8000 (3) | A | $0 | 8000 (3) | D | |
Stock grant (4) | 2/23/2015 (4) | | A | | 13333 (4) | A | $0 | 13333 (4) | D | |
Stock grant (5) | 8/28/2015 (5) | | A | | 13333 (5) | A | $0 | 13333 (5) | D | |
Stock grant (6) | 12/31/2021 (6) | | A | | 52172 (6) | A | $0 | 52172 (6) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Total of the 2,028,968 shares were held by the reporting person, 44,707 are held by Keywin Holdings Ltd. and 1,984,261 shares are held directly by the reporting person. |
(2) | On October 28, 2021, Keywin Holdings Ltd exercised its right to convert the share options in to 11,764,756shares |
(3) | On August 30, 2013, the reporting person received an aggregate award of 8,000 shares of the Issuer's common stock, as consideration for services rendered as a director, between July 1, 2014 and June 30, 2014, so long as the reporting person continues in his role as a director of the Issuer on June 30, 2014, the scheduled vesting date. The shares are not issued. |
(4) | On February 23, 2015, the reporting person received an aggregate award of 13,333 shares of the Issuer's common stock, as consideration for services rendered as a director, between July 1, 2014 and June 30, 2015, so long as the reporting person continues in his role as a director of the Issuer on June 30, 2015, the scheduled vesting date. The shares are not issued. |
(5) | On August 28, 2015, the reporting person received an aggregate award of 13,333 shares of the Issuer's common stock, as consideration for services rendered as a director, between August 28, 2015 and June 30, 2016, so long as the reporting person continues in his role as a director of the Issuer on June 30, 2016, the scheduled vesting date. |
(6) | On December 31, 2021, the reporting person received an aggregate award of 52,172 shares of the Issuer's common stock, as consideration for services rendered as a director. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LEUNG CHI WAH FLAT 2B, OLYMPAIN MANSION 9 CONDUIT ROAD MID-LEVEL, K3 00000 | X | X | Chief Executive Officer |
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Signatures
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/s/ Chi Wah Earnest Leung | | 1/6/2022 |
**Signature of Reporting Person | Date |
Network CN (PK) (USOTC:NWCN)
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