FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

O'Hara Mary Payton
2. Issuer Name and Ticker or Trading Symbol

APPLIED ENERGETICS, INC. [ AERG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
General Counsel and CLO
(Last)          (First)          (Middle)

C/O APPLIED ENERGETICS, INC., 9070 S. RITA ROAD, 1500
3. Date of Earliest Transaction (MM/DD/YYYY)

1/1/2022
(Street)

TUCSON, AZ 85747
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Incentive Stock Option $2.40 1/1/2022  A   640000     (1) (2)Common Stock, par value $0.001 640000  (3)1000000 D  

Explanation of Responses:
(1) Options vest in equal monthly installments over a period of four years form the date of grant.
(2) Options expire on the tenth anniversary of the date of grant.
(3) Options were granted ias part of a compensation package n exchange for services rendered as General Counsel and Chief Legal Officer.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
O'Hara Mary Payton
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, 1500
TUCSON, AZ 85747
X
General Counsel and CLO

Signatures
/s/ Mary P. O'Hara1/5/2022
**Signature of Reporting PersonDate

Applied Energetics (QB) (USOTC:AERG)
過去 株価チャート
から 5 2024 まで 6 2024 Applied Energetics (QB)のチャートをもっと見るにはこちらをクリック
Applied Energetics (QB) (USOTC:AERG)
過去 株価チャート
から 6 2023 まで 6 2024 Applied Energetics (QB)のチャートをもっと見るにはこちらをクリック