SCHEDULE 13D
This Amendment No. 13 (Amendment No. 13), being filed jointly by CBI USA, Inc. (CBI USA) and DGP Co., Ltd. (DGP,
and together with CBI USA, the Reporting Persons), amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the SEC) on June 1, 2022 (the Initial Schedule 13D and together
with Amendment No. 1 thereto filed with the SEC on October 31, 2022 (Amendment No. 1), Amendment No. 2 thereto filed with the SEC on December 5, 2022 (Amendment No. 2), Amendment No. 3
thereto filed with the SEC on December 19, 2022 (Amendment No. 3), Amendment No. 4 thereto filed with the SEC on January 23, 2023 (Amendment No. 4), Amendment No. 5 thereto filed with the SEC on
February 13, 2023 (Amendment No. 5), Amendment No. 6 thereto filed with the SEC on March 3, 2023 (Amendment No. 6), Amendment No. 7 thereto filed with the SEC on May 1, 2023 (Amendment
No. 7), Amendment No. 8 thereto filed with the SEC on May 17, 2023 (Amendment No. 8), Amendment No. 9 thereto filed with the SEC on June 28, 2023 (Amendment No. 9), Amendment
No. 10 thereto filed with the SEC on August 8, 2023 (Amendment No. 10), Amendment No. 11 thereto filed with the SEC on March 4, 2024 (Amendment No. 11), and Amendment No. 12 thereto filed
with the SEC on July 2, 2024 (Amendment No. 12), the Schedule 13D) by CBI USA, and, with respect to Amendment No. 9, Amendment No. 10, Amendment No. 11, and Amendment No. 12, DGP, with respect to
the Common Stock, par value $0.0001 per share, of Exicure, Inc. (Exicure or the Company). This Amendment No. 13 amends Item 6 to the extent set forth below.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Item 6 is supplemented as follows:
On July 31, 2024, DGP
and OverdigmK entered into an amendment of the DGP Sale Agreement, as amended, a translated copy of which is attached hereto as an Exhibit, pursuant to which the closing date for the balance of the DGP Sale was extended to September 30, 2024.
On the same day, DGP and OverdigmK entered into an assignment and waiver agreement, a translated copy of which is attached hereto as an Exhibit, pursuant to
which the parties agreed that the DGP Sale Agreement may be terminated or assigned to a third party upon DGPs request.
Item 7. Material to
be Filed as Exhibits.
Item 7 is supplemented by adding the following exhibits:
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Exhibit No. |
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Name |
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1. |
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Second Amendment to Stock Purchase Agreement between DGP and OverdigmK* |
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2. |
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Assignment and Waiver Agreement* |
* |
English language provisions are a translation. |