Statement of Changes in Beneficial Ownership (4)
2019年9月11日 - 5:36AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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MOSLEY WILLIAM D |
2. Issuer Name and Ticker or Trading Symbol
Seagate Technology plc
[
STX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer
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(Last)
(First)
(Middle)
SEAGATE TECHNOLOGY PLC, 10200 S. DE ANZA BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/6/2019
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(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares
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9/6/2019
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M
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40000
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A
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$29.87
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303103 (1)
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D
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Ordinary Shares
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9/6/2019
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M
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50000
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A
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$40.16
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353103
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D
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Ordinary Shares
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9/6/2019
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S
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90000 (2)
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D
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$54.31 (3)
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263103
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D
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Ordinary Shares
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9/9/2019
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F
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9416 (4)
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D
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$54.78
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253687
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D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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NQ Stock Options
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$29.87
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9/6/2019
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M
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40000
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9/10/2013 (5)
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9/10/2019
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Ordinary Shares
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40000.0
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$0
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0
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D
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NQ Stock Options
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$40.16
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9/6/2019
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M
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50000
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9/9/2014 (6)
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9/9/2020
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Ordinary Shares
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50000.0
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$0
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0
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D
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NQ Stock Options
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$54.78
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9/9/2019
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A
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154347
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9/9/2020 (7)
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9/9/2026
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Ordinary Shares
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154347.0
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$0
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154347
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D
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Explanation of Responses:
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(1)
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Includes 448 Ordinary Shares purchased by Reporting Person on July 31, 2019 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
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(2)
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These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person.
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(3)
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The Ordinary Shares were sold in multiple transactions at sales prices ranging from $53.78 to $54.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
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(4)
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These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3.
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(5)
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Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "2012 Equity Incentive Plan") are subject to a four-year vesting schedule. One quarter of the option shares vested on September 10, 2013. The remaining option shares vested in equal monthly installments over the 36 months following September 10, 2013.
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(6)
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Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2014. The remaining options vested in equal monthly installments over the 36 months following September 9, 2014.
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(7)
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Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four year vesting schedule. Subject to continuous employment, one quarter of the option shares will vest on September 9, 2020. The remaining option shares will vest in equal monthly installments over the 36 months following September 9, 2020.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MOSLEY WILLIAM D SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO, CA 95014
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X
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Chief Executive Officer
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Signatures
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/s/ Laurie A. Webb Attorney-in-Fact for William D. Mosley
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9/10/2019
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**Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Seagate Technology (NASDAQ:STX)
過去 株価チャート
から 7 2024 まで 8 2024
Seagate Technology (NASDAQ:STX)
過去 株価チャート
から 8 2023 まで 8 2024
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