Holding(s) in Company (3971S)

TIDMNBT
RNS Number : 3971S
Group NBT PLC
18 November 2011
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
-------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying                   GROUP NBT PLC 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      u 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  --------------------------------------------------------  ------- 
 3. Full name of person(s) subject                     HARGREAVE HALE LIMITED 
  to the 
  notification obligation: 
--------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s)                         DISCRETIONARY CLIENTS 
  (if different from 3.): 
--------------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date                      17 NOVEMBER 2011 
  on 
  which the threshold is crossed 
  or 
  reached: 
--------------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                        18 NOVEMBER 2011 
--------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                                                       5% 
--------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                     Resulting situation after the triggering 
  of             to the triggering                      transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  -------------------------------------  ---------------------------------------------------------------------- 
                Number             Number              Number                     Number of voting       % of voting 
                 of                 of                  of shares                  rights                 rights 
                 Shares             Voting 
                                    Rights 
-------------  -----------------  ------------------  -------------------------  ---------------------  -------------------- 
                                                       Direct     Indirect        Direct   Indirect      Direct   Indirect 
-------------  ----  -----  ----  ---  -----  ------  ---------  --------------  -------  ------------  -------  ----------- 
 GB0006905193   1,315,283          1,315,283                      1,291,783                1,291,783              4.97% 
               -----------------  ------------------  ---------  --------------  -------  ------------  -------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------------- 
 Type of financial           Expiration        Exercise/                     Number of voting            % of voting 
  instrument                  date              Conversion Period             rights that may             rights 
                                                                              be 
                                                                              acquired if the 
                                                                              instrument is 
                                                                              exercised/ converted. 
--------------------------  ----------------  ----------------------------  --------------------------  -------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
---------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------------- 
 Type of financial    Exercise          Expiration       Exercise/      Number of voting            % of voting rights 
  instrument           price             date             Conversion     rights instrument 
                                                          period         refers to 
-------------------  ----------------  ---------------  -------------  --------------------------  ------------------------- 
                                                                                                    Nominal       Delta 
-------------------  ----------------  ---------------  -------------  --------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                                Percentage of voting rights 
---------------------------------------------------------------------  ----------------------------------------------------- 
 
  1,291,783                                                             4.97% 
---------------------------------------------------------------------  ----------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
-------------------------------------------------------------------------------- 
 540,000 of these shares are held for a unit trust operated by Marlborough 
  Fund Managers Ltd for who Hargreave Hale Ltd manages the portfolio of 
  investments on a discretionary basis. The remaining shares are held for 
  other Discretionary clients. 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                         Raj Nagevadia 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:             020 7015 9266 
----------------------------------------  --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLLFSELSLTLIL
Group Nbt (LSE:NBT)
過去株価チャート
から 12 2024 まで 1 2025