UBS UBS Group AG

 

 

 

 

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 6-K

REPORT OF FOREIGN PRIVATEISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

Date: August 14, 2024

UBS Group AG

(Registrant's Name)

Bahnhofstrasse 45, 8001 Zurich, Switzerland

(Address of principal executive office)

Commission File Number: 1-36764

Indicate by check mark whether the registrant files or will file annualreports under cover of

Form 20-F or Form 40-F.

Form 20-F

☒

Form 40-F

☐

UBS Group AG produces regular annual and quarterly reports, whichare submitted to the

SEC under Forms 20-F and 6-K, respectively. UBS Group AG’s consolidated financial statements are

prepared in accordance with IFRS Accounting Standards. SEC regulationsrequire certain additional

disclosures to be included in registration statements relating to offerings of securities.Certain of these

additional disclosures follow herein, and should be read in conjunction withthe annual report on Form

20-F for the year ended 31 December 2023 of UBS Group AG, filed withthe SEC on March 28, 2024,

as well as UBS Group AG's first quarter 2024 report, submitted to the SECon Form 6-K on May 7,

2024, and UBS Group AG’s second quarter 2024 report, submitted to the SEC on Form 6-K on

August 14, 2024.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Capitalization of UBS Group AG

ThetablebelowpresentstheconsolidatedcapitalizationofUBSGroupAGinaccordancewithIFRSAccounting

Standards in US dollars, the presentation currency of UBS Group AG.

As of

USD m

30.6.24

31.3.24

Debt:

Short-term debt issued

1

92,826

96,331

Long-term debt issued

2

249,607

246,726

of which: eligible as high-trigger loss-absorbing additionaltier 1 capital instruments

12,400

12,021

of which: eligible as low-trigger loss-absorbing additionaltier 1 capital instruments

1,225

1,217

of which: eligible as non-Basel III-compliant tier 2 capitalinstruments

536

537

Total debt issued

3

342,432

343,056

Equity attributable to shareholders

4

83,683

84,777

Equity attributable to non-controlling interests

535

506

Total capitalization

426,650

428,339

1 Short-term debt issued consists of debt issued (reflected onthe balance sheet lines Debt issued measured at amortized costand Debt issued designated at fair value) byUBS Group AG and

its subsidiaries with a remaining contractual maturityof less than one year without considering anyearly redemption features.2 Long-term debt issued consists of debtissued (reflected on

the balance sheet lines Debt issued measured at amortized cost and Debt issueddesignated at fair value) by UBS Group AG and itssubsidiaries with a remaining contractual maturity of more

than one year without considering any early redemption features.3 As of 30 June 2024, 89% of the total debt issued was unsecured.4 Comparative-period information has been revised.

Refer to “Note 2 Accounting for the acquisition of Credit Suisse Group” in the “Consolidated financial statements” section of the UBS Group AGsecond quarter 2024 report.

ThisForm6-KisherebyincorporatedbyreferenceintoeachoftheregistrationstatementsofUBS

Group

AGonFormF-3(RegistrationNumbers333-263376and333-278934)andonFormS-8

(Registration Numbers 333-200634; 333-200635;333-200641; 333-200665; 333-215254;333-215255;

333-228653; 333-230312;333-249143 and333-272975), andinto eachprospectus outstandingunder

any of the foregoing registration statements.

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, theregistrant has duly

caused this report to be signed on its behalf by the undersigned,thereunto duly authorized.

UBS Group AG

By: _/s/ David Kelly _____________

Name:David Kelly

Title:Managing Director

By: _/s/ Ella Campi ______________

Name:Ella Campi

Title:Executive Director

Date:August 14, 2024