Statement of Changes in Beneficial Ownership (4)
2018年9月12日 - 8:52AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Nygaard Jeffrey D.
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2. Issuer Name
and
Ticker or Trading Symbol
Seagate Technology plc
[
STX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive Vice President
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(Last)
(First)
(Middle)
10200 S. DE ANZA BOULEVARD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/9/2018
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(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares
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9/9/2018
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M
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1040
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A
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$0
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6686
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D
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Ordinary Shares
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9/9/2018
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M
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1251
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A
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$0
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7937
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D
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Ordinary Shares
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9/9/2018
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M
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3031
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A
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$0
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10968
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D
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Ordinary Shares
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9/9/2018
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F
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2343
(1)
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D
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$49.80
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8625
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D
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Ordinary Shares
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23612
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I
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Jeffrey D. Nygaard Revocable Trust U/A Dated August 17, 2009
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Share Unit
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(2)
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9/9/2018
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M
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1040
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(3)
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9/9/2018
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Ordinary Shares
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1040.0
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$0
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0
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D
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Restricted Share Unit
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(2)
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9/9/2018
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M
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1251
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(4)
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9/9/2019
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Ordinary Shares
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1251.0
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$0
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1252
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D
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Restricted Share Unit
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(2)
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9/9/2018
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M
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3031
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(5)
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9/9/2020
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Ordinary Shares
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3031.0
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$0
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6063
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D
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Explanation of Responses:
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(1)
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These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Share Units ("RSUs").
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(2)
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Each RSU represents a contingent right to receive one ordinary share of Issuer.
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(3)
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The RSUs, originally granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") for 4,160 shares, of which all 4,160 shares have been released, vest as to one-quarter of the shares on September 9, 2015 and each one-year anniversary thereafter.
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(4)
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The RSUs, originally granted to the Reporting Person under the Plan for 5,006 shares, of which 3,753 shares have been released, vest as to one-quarter of the shares on September 9, 2016 and each one-year anniversary thereafter.
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(5)
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The RSUs, originally granted to the Reporting Person under the Plan for 12,125 shares, of which 6,062 shares have been released, vest as to one-quarter of the shares on September 9, 2017 and each one-year anniversary thereafter.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Nygaard Jeffrey D.
10200 S. DE ANZA BOULEVARD
CUPERTINO, CA 95014
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Executive Vice President
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Signatures
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/s/ Jolene A. Mendelsohn Attorney-in-Fact for Jeffrey D. Nygaard
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9/11/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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