Form 8-K - Current report
2024年12月14日 - 6:14AM
Edgar (US Regulatory)
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0001682639
0001682639
2024-12-12
2024-12-12
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d)
of the Securities Exchange
Act of 1934
Date of Report (Date
of earliest event reported): December 12, 2024
EYENOVIA, INC.
(Exact Name of Registrant
as Specified in its Charter)
Delaware |
|
001-38365 |
|
47-1178401 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
295 Madison Avenue, Suite 2400, New York, NY
10017
(Address of Principal Executive Offices, and
Zip Code)
(833) 393-6684
Registrant’s Telephone Number, Including
Area Code
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
(Title of each class) |
|
(Trading
Symbol) |
|
(Name of each exchange
on which registered) |
Common stock, $0.0001 par value |
|
EYEN |
|
The Nasdaq Stock Market
(Nasdaq Capital Market) |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 3.01. Notice of Delisting or Failure
to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
As previously disclosed, on September 18, 2024,
Eyenovia, Inc. (the “Company”) received a letter from the staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”)
providing notification that, for the previous 30 consecutive business days, the bid price for the Company’s common stock had closed
below the minimum $1.00 per share requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(a)(2).
In accordance with Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial period of 180 calendar days, or until March
17, 2025, to regain compliance with this requirement (the “Bid Price Cure Period”).
On December 12, 2024, the Company received a letter
from Nasdaq notifying the Company that, as of December 11, 2024, the common stock had a closing bid price of $0.10 or less for 10 consecutive
trading days. Accordingly, the Company is subject to the provisions of Listing Rule 5810(c)(3)(A)(iii) (the “Low Priced Stocks Rule”).
As a result, Nasdaq has determined to delist the Company’s securities from The Nasdaq Capital Market, notwithstanding the Bid Price
Cure Period, which is rendered unavailable by the Low Priced Stocks Rule.
The Company has the right
to appeal Nasdaq’s determination by December 19, 2024, and it intends to appeal such determination before a panel (the “Hearings
Panel”). The hearing request will stay the suspension of the trading of the Company’s common stock pending the decision of
the Hearings Panel.
At such hearing, the Company
intends to submit its plan to regain compliance with the applicable Nasdaq listing rules discussed above. On December 12, 2024, the Company
filed a preliminary proxy statement for a Special Meeting of Stockholders to be held on January 21, 2025 to consider certain proposals,
including approval of a reverse stock split, which is intended to result in an increase in the trading price of the Company’s common
stock that would cure the listing deficiencies noted above.
No assurances can be provided
that the Company will obtain a favorable decision from the Hearings Panel, and/or that the Company will be able to regain or maintain
compliance with Nasdaq’s listing rules.
Except for the factual statements
made herein, information contained in this report consists of forward-looking statements within the meaning of the Private Securities
Litigation Reform Act of 1995 that involve risks, uncertainties and assumptions that are difficult to predict. Words such as “will,”
“believes,” “intends,” “expects,” “plans,” and similar expressions, or the use of future
tense, identify forward-looking statements, but their absence does not mean that a statement is not forward-looking. Such forward-looking
statements are not guarantees of performance and actual actions or events could differ materially from those contained in such statements.
For example, there can be no assurance that the Company will be successful in its appeal of Nasdaq’s determination or that a reverse
stock split, if approved by the Company’s stockholders and implemented, would result in an increase in the trading price of the
Company’s common stock. The forward-looking statements contained in this report speak only as of the date of this report and the
Company undertakes no obligation to publicly update any forward-looking statements to reflect changes in information, events or circumstances
after the date of this report, unless required by law.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
EYENOVIA, INC. |
|
|
Date: December 13, 2024 |
/s/ Michael Rowe |
|
Michael Rowe |
|
Chief Executive Officer |
v3.24.3
Cover
|
Dec. 12, 2024 |
Cover [Abstract] |
|
Document Type |
8-K
|
Amendment Flag |
false
|
Document Period End Date |
Dec. 12, 2024
|
Entity File Number |
001-38365
|
Entity Registrant Name |
EYENOVIA, INC.
|
Entity Central Index Key |
0001682639
|
Entity Tax Identification Number |
47-1178401
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
295 Madison Avenue
|
Entity Address, Address Line Two |
Suite 2400
|
Entity Address, City or Town |
New York
|
Entity Address, State or Province |
NY
|
Entity Address, Postal Zip Code |
10017
|
City Area Code |
833
|
Local Phone Number |
393-6684
|
Written Communications |
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Pre-commencement Tender Offer |
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Pre-commencement Issuer Tender Offer |
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|
Title of 12(b) Security |
Common stock, $0.0001 par value
|
Trading Symbol |
EYEN
|
Security Exchange Name |
NASDAQ
|
Entity Emerging Growth Company |
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Eyenovia (NASDAQ:EYEN)
過去 株価チャート
から 11 2024 まで 12 2024
Eyenovia (NASDAQ:EYEN)
過去 株価チャート
から 12 2023 まで 12 2024