- Annual Statement of Changes in Beneficial Ownership (5)
2009年2月18日 - 7:26AM
Edgar (US Regulatory)
FORM 5
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
Expires:
February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOTTWALD THOMAS E
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2. Issuer Name
and
Ticker or Trading Symbol
NEWMARKET CORP [NEU]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO
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(Last)
(First)
(Middle)
330 SOUTH FOURTH STREET
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3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
12/31/2008
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(Street)
RICHMOND, VA 23219
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
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7. Nature of Indirect Beneficial Ownership
(Instr. 4)
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Amount
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(A) or (D)
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Price
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Common Stock
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12/31/2008
(1)
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J
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843.1845
(2)
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A
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(3)
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24476.6277
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I
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Shares held by Trustee of NewMarket Savings Plan
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Common Stock
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12/2/2008
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G
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792
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A
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$0
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5068
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Thomas D. Gottwald u/a dtd. 12/20/88
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Common Stock
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12/2/2008
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G
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792
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A
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$0
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5068
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Daniel C. Gottwald u.a. dtd. 12/20/88
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Common Stock
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12/2/2008
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G
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792
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A
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$0
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4210
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Edward P. Gottwald u/a dtd. 1/29/92
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Common Stock
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12/2/2008
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G
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792
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A
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$0
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8782
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95
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Common Stock
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12/2/2008
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G
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792
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A
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$0
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4870
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo A. Clarke Gottwald u/a dtd. 10/31/89 - Trust 1
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Common Stock
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62844
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D
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Common Stock
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4527
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I
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Shares held by wife
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Common Stock
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600
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I
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Shares held for reporting person's son Daniel C. Gottwald
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Common Stock
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600
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I
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Shares held for reporting person's son Thomas D. Gottwald
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Common Stock
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600
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I
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Shares held for reporting person's son August Clarke Gottwald
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Common Stock
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500
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I
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Shares held for reporting person's son Edward Parker Gottwald
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Common Stock
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500
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I
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Shares held for reporting person's son Mark Haywood Gottwald
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Common Stock
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7589
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Thomas D. Gottwald u/a dtd. 10/28/87
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Common Stock
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6674
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Daniel C. Gottwald u/s dtd.4/9/88
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Common Stock
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6494
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo A. Clark Gottwald u/a dtd. 10/31/89 - Trust 2
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Common Stock
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6022
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I
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Shares held by Bruce C. Gottwald, Jr., as trustee fbo Edward P. Gottwald u/a dtd. 1/29/92 - Trust 2
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Common Stock
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6889
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I
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Shares held as co-trustee fbo reporting person's children u/a dtd. 12/16/91
(4)
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Common Stock
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18359
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I
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Shares held by B. Hazelgrove as trustee fbo reporting person's children u/a dtd. 4/8/94
(5)
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Common Stock
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212407
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I
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Shares held as co-trustee fbo (among others) reporting person's family u/w Floyd D. Gottwald
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Various dates - Contributions to the Savings Plan for the Employees of NewMarket Corporation and Affiliates (the "Plan") throughout the year
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(
2)
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The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan
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(
3)
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Price varies since contributions are made throughout the year
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(
4)
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Shares held of record by Nordley Partners, L.P.
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(
5)
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Shares held of record by Nordley Partners, L.P.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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GOTTWALD THOMAS E
330 SOUTH FOURTH STREET
RICHMOND, VA 23219
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X
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President & CEO
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Signatures
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/s/ M. Rudolph West (by POA for Thomas E. Gottwald)
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2/17/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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