- Statement of Changes in Beneficial Ownership (4)
2008年11月5日 - 4:10AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ESPE MATTHEW J
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2. Issuer Name
and
Ticker or Trading Symbol
IKON OFFICE SOLUTIONS INC
[
IKN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
CEO & Chairman of the Board
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(Last)
(First)
(Middle)
70 VALLEY STREAM PARKWAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/31/2008
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(Street)
MALVERN, PA 19355
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/31/2008
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D
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342865
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D
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$17.25
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0
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D
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Common Stock
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10/31/2008
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D
(1)
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1636
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D
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$17.25
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0
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I
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by RSP Trust
(1)
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Common Stock
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10/31/2008
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D
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127196
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D
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$17.25
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0
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I
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by Rabbi Trust
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Common Stock
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10/31/2008
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D
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2000
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D
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$17.25
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0
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I
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by Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Deferred Stock Units
(2)
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(2)
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10/31/2008
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D
(2)
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160987
(2)
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(2)
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(2)
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Common Stock
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160987
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$17.25
(2)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$7.75
(3)
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10/31/2008
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D
(3)
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291000
(3)
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(3)
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(3)
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Common Stock
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291000
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$17.25
(3)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$9.05
(3)
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10/31/2008
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D
(3)
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300000
(3)
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(3)
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(3)
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Common Stock
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300000
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$17.25
(3)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$10.79
(3)
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10/31/2008
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D
(3)
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447100
(3)
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(3)
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(3)
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Common Stock
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447100
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$17.25
(3)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$10.83
(3)
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10/31/2008
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D
(3)
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257143
(3)
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(3)
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(3)
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Common Stock
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257143
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$17.25
(3)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$10.99
(3)
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10/31/2008
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D
(3)
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258400
(3)
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(3)
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(3)
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Common Stock
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258400
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$17.25
(3)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$13.69
(3)
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10/31/2008
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D
(3)
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211086
(3)
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(3)
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(3)
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Common Stock
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211086
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$17.25
(3)
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0
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D
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Non-Qualified Stock Option (right to buy)
(3)
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$16.59
(3)
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10/31/2008
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D
(3)
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106901
(3)
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(3)
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(3)
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Common Stock
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106901
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$17.25
(3)
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0
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D
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Explanation of Responses:
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(
1)
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The equivalent shares were cancelled pursuant to the terms of the agreement and plan of merger among the issuer, Ricoh Company, Ltd. and Keystone Acquisition, Inc. in exchange for a cash payment equal to $17.25 per equivalent share.
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(
2)
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The deferred stock units ("DSUs") were cancelled pursuant to the terms of the agreement and plan of merger among the issuer, Ricoh Company, Ltd. and Keystone Acquisition, Inc. in exchange for a cash payment equal to $17.25 per unit.
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(
3)
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This option was cancelled pursuant to the terms of the agreement and plan of merger among the issuer, Ricoh Company, Ltd. and Keystone Acquisition, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $17.25 per share multiplied by the number of shares subject to the option.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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ESPE MATTHEW J
70 VALLEY STREAM PARKWAY
MALVERN, PA 19355
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X
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CEO & Chairman of the Board
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Signatures
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By: Maryanne Messenger, Power of Attorney For: Matthew J. Espe
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11/4/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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