Statement of Changes in Beneficial Ownership (4)
2022年12月2日 - 08:20AM
Edgar (US Regulatory)
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FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
| 1. Name
and Address of Reporting Person * Tran Tuan |
2. Issuer Name and Ticker or Trading
Symbol HP INC [ HPQ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Pres Imaging Prtng &
Solutions |
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(Last)
(First)
(Middle)
C/O HP INC., 1501 PAGE MILL RD |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/29/2022
|
|
(Street)
PALO ALTO, CA 94304
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
11/29/2022 |
|
M |
|
171176 |
A |
$0.00 |
232641 (1) |
D |
|
|
Common Stock |
11/29/2022 |
|
F |
|
62258 (2) |
D |
$28.88 |
170383 |
D |
|
|
Common Stock |
12/1/2022 |
|
S(3) |
|
108918 |
D |
$29.99 (4) |
61465 |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
884.605 (5) |
I |
By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Performance Adjusted Restricted Stock
Units |
(6) |
11/29/2022 |
|
M |
|
|
171176 (7) |
(7) |
(7) |
Common Stock |
171176 |
(7) |
0 |
D |
|
| Explanation of
Responses: |
| (1) |
Includes 800 shares acquired
under HP's 2021 employee stock purchase plan on
4/29/2022. |
| (2) |
Shares withheld by HP to
satisfy tax withholding upon vesting. |
| (3) |
The sales reported on this
Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted
by the reporting person effective as of 9/29/2022. |
| (4) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $29.79-$30.225, inclusive. The
reporting person hereby undertakes to provide upon request to the
SEC staff, the issuer or a security holder of the issuer full
information regarding the number of shares and prices at which the
transaction was effected. |
| (5) |
Includes shares acquired and
dividends earned through October 31, 2022 in the HP Inc. 401(k)
Plan. |
| (6) |
Each performance adjusted
restricted stock unit ("PARSU") represents a contingent right to
receive one share of HP common stock. |
| (7) |
As previously reported, on
12/6/2019 the reporting person was granted 122,999 PARSUs. On
11/29/2022, 155,901 PARSUs vested based on the achievement of
certain earnings per share. Dividend equivalent units accrued with
respect to these PARSUs when and as dividends were paid on HP
common stock. The number of derivative securities in column 5
includes 15,275 vested dividend equivalent units. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Tran Tuan
C/O HP INC.
1501 PAGE MILL RD
PALO ALTO, CA 94304 |
|
|
Pres Imaging Prtng &
Solutions |
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Signatures
|
|
/s/ Rick Hansen as Attorney-in-Fact for Tuan
Tran |
|
12/1/2022 |
| **Signature of Reporting
Person |
Date |
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Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
HP (NYSE:HPQ)
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から 2 2022 まで 2 2023
