Form 8-K/A - Current report: [Amend]
2023年10月31日 - 5:04AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): July 17, 2023 |
Vintage Wine Estates, Inc.
(Exact name of Registrant as Specified in Its Charter)
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Nevada |
001-40016 |
87-1005902 |
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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937 Tahoe Boulevard Suite 210 |
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Incline Village, Nevada |
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89451 |
(Address of Principal Executive Offices) |
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(Zip Code) |
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Registrant’s Telephone Number, Including Area Code: (877) 289-9463 |
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s) |
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Name of each exchange on which registered
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Common stock, no par value per share |
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VWE |
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The Nasdaq Stock Market LLC |
Warrants to purchase common stock |
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VWEWW |
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The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
This Amendment No. 2 to Form 8-K ("Amendment No. 2") amends and supplements the Form 8-K filed by Vintage Wine Estates, Inc. (the "Company") on July 20, 2023 (the "Initial Form 8-K"), as amended by Amendment No. 1 to the Initial Form 8-K filed on September 21, 2023 ("Amendment No. 1"). As previously reported in the Initial Form 8-K, on July 20, 2023, the Company announced that the Board of Directors (the "Board") appointed Seth Kaufman as the Company's President and Chief Executive Officer ("CEO"), effective on or prior to October 30, 2023. This Amendment No. 2 is being made to report that Mr. Kaufman's appointment to CEO is effective today, October 30, 2023. The information previously reported in or filed with the Initial Form 8-K, as amended by Amendment No. 1, is hereby incorporated by reference into this Amendment No. 2.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As previously reported in the Initial Form 8-K, on July 20, 2023, the Company announced that the Board appointed Seth Kaufman as the Company's President and CEO, effective on or prior to October 30, 2023. This Amendment No. 2 is being made to report that Mr. Kaufman's appointment to CEO is effective today, October 30, 2023.
In connection with Mr. Kaufman's appointment, Jon Moramarco will no longer serve as the Interim Chief Executive Officer of the Company. Mr. Moramarco will remain on the Company’s Board.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Vintage Wine Estates, Inc. |
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(Registrant) |
Date: |
October 30, 2023 |
By: |
/s/ Kristina Johnston |
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Kristina Johnston Chief Financial Officer |
v3.23.3
Document And Entity Information
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Jul. 17, 2023 |
Document Information [Line Items] |
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Document Type |
8-K/A
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Amendment Flag |
true
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Amendment Description |
This Amendment No. 2 to Form 8-K ("Amendment No. 2") amends and supplements the Form 8-K filed by Vintage Wine Estates, Inc. (the "Company") on July 20, 2023 (the "Initial Form 8-K"), as amended by Amendment No. 1 to the Initial Form 8-K filed on September 21, 2023 ("Amendment No. 1"). As previously reported in the Initial Form 8-K, on July 20, 2023, the Company announced that the Board of Directors (the "Board") appointed Seth Kaufman as the Company's President and Chief Executive Officer ("CEO"), effective on or prior to October 30, 2023. This Amendment No. 2 is being made to report that Mr. Kaufman's appointment to CEO is effective today, October 30, 2023. The information previously reported in or filed with the Initial Form 8-K, as amended by Amendment No. 1, is hereby incorporated by reference into this Amendment No. 2.
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Document Period End Date |
Jul. 17, 2023
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Entity Registrant Name |
Vintage Wine Estates, Inc.
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Entity Central Index Key |
0001834045
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Entity Emerging Growth Company |
true
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Securities Act File Number |
001-40016
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Entity Incorporation, State or Country Code |
NV
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Entity Tax Identification Number |
87-1005902
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Entity Address, Address Line One |
937 Tahoe Boulevard
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Entity Address, Address Line Two |
Suite 210
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Entity Address, City or Town |
Incline Village
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Entity Address, State or Province |
NV
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Entity Address, Postal Zip Code |
89451
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City Area Code |
877
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Local Phone Number |
289-9463
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Common Stock [Member] |
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Document Information [Line Items] |
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Title of 12(b) Security |
Common stock, no par value per share
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Trading Symbol |
VWE
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Security Exchange Name |
NASDAQ
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Warrant [Member] |
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Document Information [Line Items] |
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Title of 12(b) Security |
Warrants to purchase common stock
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Trading Symbol |
VWEWW
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Security Exchange Name |
NASDAQ
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Vintage Wine Estates (NASDAQ:VWE)
過去 株価チャート
から 10 2024 まで 11 2024
Vintage Wine Estates (NASDAQ:VWE)
過去 株価チャート
から 11 2023 まで 11 2024