Statement of Changes in Beneficial Ownership (4)
2020年2月5日 - 6:14AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Parini Michael |
2. Issuer Name and Ticker or Trading Symbol
VERTEX PHARMACEUTICALS INC / MA
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VRTX
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, CL&AO |
(Last)
(First)
(Middle)
C/O VERTEX PHARMACEUTICALS INCORPORATED, 50 NORTHERN AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/31/2020 |
(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/31/2020 | | M | | 3909 | A | $187.53 | 38912 | D | |
Common Stock | 1/31/2020 | | S(1) | | 3909 | D | $238.65 | 35003 | D | |
Common Stock | 1/31/2020 | | F | | 1344 | D | $231.21 | 33659 | D | |
Common Stock | 2/3/2020 | | M | | 2330 | A | $86.52 | 35989 | D | |
Common Stock | 2/3/2020 | | S(1) | | 574 | D | $229.07 (2)(3) | 35415 | D | |
Common Stock | 2/3/2020 | | S(1) | | 612 | D | $230.02 (3)(4) | 34803 | D | |
Common Stock | 2/3/2020 | | S(1) | | 1350 | D | $231.20 (3)(5) | 33453 | D | |
Common Stock | 2/3/2020 | | S(1) | | 1500 | D | $231.84 (3)(6) | 31953 | D | |
Common Stock | 2/3/2020 | | S(1) | | 400 | D | $233.03 (3)(7) | 31553 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $187.53 | 1/31/2020 | | M | | | 3909 | (8) | 2/5/2029 | Common Stock | 3909 | $0.00 | 16945 | D | |
Stock Option (Right to Buy) | $86.52 | 2/3/2020 | | M | | | 2330 | (9) | 2/2/2027 | Common Stock | 2330 | $0.00 | 9320 | D | |
Explanation of Responses: |
(1) | Transaction made pursuant to Mr. Parini's company-approved trading plan under Rule 10b5-1. |
(2) | Open market sales reported on this line occurred at a weighted average price of $229.07 (range $228.44 to $229.42). |
(3) | Mr. Parini undertakes to provide (upon request by the SEC staff, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
(4) | Open market sales reported on this line occurred at a weighted average price of $230.02 (range $229.48 to $230.47). |
(5) | Open market sales reported on this line occurred at a weighted average price of $231.20 (range $230.53 to $231.52). |
(6) | Open market sales reported on this line occurred at a weighted average price of $231.84 (range $231.58 to $232.44). |
(7) | Open market sales reported on this line occurred at a weighted average price of $233.03 (range $232.95 to $233.26). |
(8) | The option vests in 16 quarterly installments from 02/06/2019. |
(9) | The option vests in 16 quarterly installments from 02/03/2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Parini Michael C/O VERTEX PHARMACEUTICALS INCORPORATED 50 NORTHERN AVENUE BOSTON, MA 02210 |
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| EVP, CL&AO |
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Signatures
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/s/ Omar White, Attorney-in-Fact | | 2/4/2020 |
**Signature of Reporting Person | Date |
Vertex Pharmaceuticals (NASDAQ:VRTX)
過去 株価チャート
から 7 2024 まで 8 2024
Vertex Pharmaceuticals (NASDAQ:VRTX)
過去 株価チャート
から 8 2023 まで 8 2024