Report of Foreign Issuer (6-k)
2020年7月16日 - 7:02PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF
FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or
15d-16 under
the Securities Exchange Act of 1934
For the month of: July 2020
Commission File Number: 001-33526
NEPTUNE WELLNESS SOLUTIONS INC.
(Translation of Registrants name into English)
545 Promenade
du Centropolis
Suite 100
Laval, Québec
Canada H7T 0A3
(Address
of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
INCORPORATION BY REFERENCE
The information contained in Exhibit 99.2 to this Form 6-K is incorporated by reference into the
registration statement on Form F-10 (File No. 333-229631) of Neptune Wellness Solutions Inc. The information contained in Exhibit 99.1 to this Form 6-K is solely furnished.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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NEPTUNE WELLNESS SOLUTIONS INC.
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Date: July 15, 2020
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By:
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/s/ Toni Rinow
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Name:
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Toni Rinow
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Title:
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Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
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Description of Exhibit
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99.1
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Press release dated July 15, 2020
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99.2
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Placement Agency Agreement
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