Statement of Changes in Beneficial Ownership (4)
2014年10月18日 - 2:32AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FINKE JOHN W
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2. Issuer Name
and
Ticker or Trading Symbol
Enventis Corp
[
ENVE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and CEO
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(Last)
(First)
(Middle)
221 EAST HICKORY STREET, PO BOX 3248
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/16/2014
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(Street)
MANKATO, MN 56002-3241
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/16/2014
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F
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2932
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D
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$18.25
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43337
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D
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Common Stock
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10/16/2014
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D
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15268
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D
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$19.39
(1)
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0
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I
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Rabbi Trust
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Common Stock
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10/16/2014
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D
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71591
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D
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$19.39
(2)
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0
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I
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By spouse
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Common Stock
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10/16/2014
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D
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43337
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D
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$19.39
(3)
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option (Right to buy)
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$10.85
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10/16/2014
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D
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15000
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2/17/2008
(4)
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2/15/2016
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Common Stock
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15000
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$7.54
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0
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D
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Option (Right to buy)
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$6.95
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10/16/2014
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(4)
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D
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15000
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9/2/2009
(5)
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9/1/2016
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Common Stock
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15000
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$11.44
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0
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D
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Explanation of Responses:
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(
1)
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Disposed of pursuant to a merger agreement (the "Merger Agreement") between Enventis Corporation, Consolidated Communications Holdings, Inc. ("Consolidated") and Sky Merger Sub Inc. in exchange for 11,301 shares of Consolidated common stock with a market value of $295,973.19 on the effective date of the merger.
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(
2)
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Disposed of pursuant to the Merger Agreement in exchange for 52,991 shares of Consolidated common stock with a market value of $1,387,834.29 on the effective date of the merger.
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(
3)
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Disposed of pursuant to the Merger Agreement in exchange for 32,078 shares of Consolidated common stock with a market value of $840,122.82 on the effective date of the merger.
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(
4)
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This option, which is fully vested, is disposed of pursuant to Merger Agreement in exchange for a cash payment of $113,100 representing the difference between the exercise price of the option and the market value of Consolidated stock (calculated as a five-day average immediately prior to the effective date of the merger) times the exchange ratio of .7402.
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(
5)
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This option, which is fully vested, is disposed of pursuant to the Merger Agreement in exchange for a cash payment of $171,600 the difference between the exercise price of the option and the market value of Consolidated stock (calculated as a five-day average immediately prior to the effective date of the merger) times the exchange ratio of .7402.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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FINKE JOHN W
221 EAST HICKORY STREET
PO BOX 3248
MANKATO, MN 56002-3241
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X
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President and CEO
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Signatures
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/s/ David A. Christensen, Attorney in Fact for John W. Finke
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10/17/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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