CAP-XX Limited Holding(s) in Company (0975C)
2023年6月8日 - 4:38PM
ＲＮＳを含む英国規制内ニュース （英語）
TIDMCPX
RNS Number : 0975C
CAP-XX Limited
08 June 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the CAP-XX LTD
underlying issuer of existing shares
to which voting rights are attached
(ii) :
------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights X
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name CANACCORD GENUITY GROUP INC
City and country of registered office VANCOUVER, CANADA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name DISCRETIONARY CLIENTS
------------------------------------
City and country of registered office As above
(if applicable)
------------------------------------
5. Date on which the threshold was 06 JUNE 2023
crossed or reached (vi) :
------------------------------------
6. Date on which issuer notified 07 JUNE 2023
(DD/MM/YYYY):
------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------ ------------------- -------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 17.2966 17.2966 123,846,953
------------------ ------------------- -------------- ------------------
Position of
previous notification
(if
applicable) 11.9298 11.9298
------------------ ------------------- -------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------
AU0000XINAS1 123,846,953 17.2966
-------------- ----------- -------------
SUBTOTAL 8.
A 123,846,953 17.2966
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ----------------------- -------------------------- -----------------
SUBTOTAL 8. B
1
----------------------- -------------------------- -----------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) settlement
(xii)
---------------- -------------- ----------------- ----------------
SUBTOTAL
8.B.2
----------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both
if it equals or through financial if it equals
is higher than the instruments if it or is higher
notifiable threshold equals or is higher than the notifiable
than the notifiable threshold
threshold
---------------------- --------------------- -----------------------
Canaccord Genuity
Group Inc. 17.2966 17.2966
---------------------- --------------------- -----------------------
Canaccord Genuity
Wealth Group Holdings
Limited 17.2966 17.2966
---------------------- --------------------- -----------------------
Canaccord Genuity
Wealth Group Holdings
(Jersey) Limited 17.2966 17.2966
---------------------- --------------------- -----------------------
Canaccord Genuity
Wealth Group Limited 17.2966 17.2966
---------------------- --------------------- -----------------------
Canaccord Genuity
Asset Management Limited
(formerly Hargreave
Hale Limited) 17.2966 17.2966
---------------------- --------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------
The number and % of voting rights held
----------------------------------------------
The date until which the voting rights
will be held
----------------------------------------------
11. Additional information (xvi)
The change in the percentage of shares held is due entirely to issue
of new shares by CAP-XX Limited & participation in the corporate action.
The shares from which were admitted to AIM on 06/06/2023.
Place of completion BLACKPOOL, ENGLAND
Date of completion 07 JUNE 2023
-------------------
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June 08, 2023 03:38 ET (07:38 GMT)
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