RNS Number : 9041J
Barclays PLC
28 October 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

25 Oct 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

4,140,371

0.99%

3,970,526

0.94%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

3,927,261

0.93%

2,552,384

0.60%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

8,197,632

1.95%

6,682,910

1.58%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

138,859

29.6125  USD

USD 1 ordinary

Purchase

30,138

29.5475  USD

USD 1 ordinary

Purchase

18,841

29.7604  USD

USD 1 ordinary

Purchase

16,367

29.5017  USD

USD 1 ordinary

Purchase

10,657

29.5766  USD

USD 1 ordinary

Purchase

10,502

29.6270  USD

USD 1 ordinary

Purchase

5,054

29.5680  USD

USD 1 ordinary

Purchase

3,682

29.6140  USD

USD 1 ordinary

Purchase

2,966

29.7538  USD

USD 1 ordinary

Purchase

2,744

29.5775  USD

USD 1 ordinary

Purchase

2,242

29.5435  USD

USD 1 ordinary

Purchase

1,711

29.5702  USD

USD 1 ordinary

Purchase

1,427

29.5000  USD

USD 1 ordinary

Purchase

1,289

29.5719  USD

USD 1 ordinary

Purchase

1,245

29.5543  USD

USD 1 ordinary

Purchase

1,058

29.5476  USD

USD 1 ordinary

Purchase

1,047

29.5670  USD

USD 1 ordinary

Purchase

1,000

29.6100  USD

USD 1 ordinary

Purchase

1,000

524.5742  ZAR

USD 1 ordinary

Purchase

640

29.5824  USD

USD 1 ordinary

Purchase

615

29.6500  USD

USD 1 ordinary

Purchase

549

29.5817  USD

USD 1 ordinary

Purchase

449

29.6465  USD

USD 1 ordinary

Purchase

417

29.5939  USD

USD 1 ordinary

Purchase

302

525.7800  ZAR

USD 1 ordinary

Purchase

283

29.5907  USD

USD 1 ordinary

Purchase

230

29.6343  USD

USD 1 ordinary

Purchase

165

29.5757  USD

USD 1 ordinary

Purchase

122

29.6453  USD

USD 1 ordinary

Purchase

70

29.5100  USD

USD 1 ordinary

Purchase

40

531.8612  ZAR

USD 1 ordinary

Purchase

30

29.6790  USD

USD 1 ordinary

Purchase

15

29.6350  USD

USD 1 ordinary

Purchase

5

29.3900  USD

USD 1 ordinary

Purchase

1

29.3800  USD

USD 1 ordinary

Sale

194,233

29.6172  USD

USD 1 ordinary

Sale

22,822

29.5215  USD

USD 1 ordinary

Sale

4,688

29.5974  USD

USD 1 ordinary

Sale

3,814

29.5753  USD

USD 1 ordinary

Sale

3,374

29.5387  USD

USD 1 ordinary

Sale

3,059

29.5811  USD

USD 1 ordinary

Sale

2,852

29.6159  USD

USD 1 ordinary

Sale

2,734

29.5000  USD

USD 1 ordinary

Sale

2,433

29.7455  USD

USD 1 ordinary

Sale

2,371

29.6561  USD

USD 1 ordinary

Sale

1,995

29.5480  USD

USD 1 ordinary

Sale

1,302

524.8538  ZAR

USD 1 ordinary

Sale

1,183

29.5708  USD

USD 1 ordinary

Sale

1,130

29.6128  USD

USD 1 ordinary

Sale

1,047

29.5670  USD

USD 1 ordinary

Sale

880

29.5488  USD

USD 1 ordinary

Sale

838

29.6466  USD

USD 1 ordinary

Sale

705

29.6531  USD

USD 1 ordinary

Sale

640

29.5824  USD

USD 1 ordinary

Sale

625

29.7174  USD

USD 1 ordinary

Sale

615

29.6500  USD

USD 1 ordinary

Sale

552

29.5253  USD

USD 1 ordinary

Sale

506

29.5720  USD

USD 1 ordinary

Sale

408

29.5534  USD

USD 1 ordinary

Sale

337

29.8121  USD

USD 1 ordinary

Sale

200

29.5450  USD

USD 1 ordinary

Sale

200

29.8300  USD

USD 1 ordinary

Sale

195

29.5075  USD

USD 1 ordinary

Sale

115

29.6343  USD

USD 1 ordinary

Sale

98

29.5268  USD

USD 1 ordinary

Sale

40

531.8613  ZAR

USD 1 ordinary

Sale

34

29.4243  USD

USD 1 ordinary

Sale

30

29.6790  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Decreasing Short

1

520.7200  ZAR

USD 1 ordinary

SWAP

Decreasing Short

3,604

523.5510  ZAR

USD 1 ordinary

SWAP

Decreasing Short

23,871

523.7520  ZAR

USD 1 ordinary

SWAP

Decreasing Short

10,708

523.8423  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,866

523.8557  ZAR

USD 1 ordinary

SWAP

Decreasing Short

17,687

524.0405  ZAR

USD 1 ordinary

SWAP

Decreasing Short

86

525.1320  ZAR

USD 1 ordinary

SWAP

Decreasing Short

21,440

525.2521  ZAR

USD 1 ordinary

SWAP

Decreasing Short

2,560

525.3156  ZAR

USD 1 ordinary

SWAP

Decreasing Short

6,022

525.7800  ZAR

USD 1 ordinary

SWAP

Decreasing Short

4,332

525.7834  ZAR

USD 1 ordinary

SWAP

Decreasing Short

1,000

526.8441  ZAR

USD 1 ordinary

SWAP

Decreasing Short

640

530.1499  ZAR

USD 1 ordinary

SWAP

Increasing Short

1

520.6314  ZAR

USD 1 ordinary

SWAP

Increasing Short

153,536

523.0916  ZAR

USD 1 ordinary

SWAP

Increasing Short

23,871

523.6630  ZAR

USD 1 ordinary

SWAP

Increasing Short

2,620

523.6870  ZAR

USD 1 ordinary

SWAP

Increasing Short

17,687

523.9514  ZAR

USD 1 ordinary

SWAP

Increasing Short

14,481

524.2687  ZAR

USD 1 ordinary

SWAP

Increasing Short

21,440

525.1629  ZAR

USD 1 ordinary

SWAP

Increasing Short

50,782

525.6277  ZAR

USD 1 ordinary

SWAP

Increasing Short

6,022

525.6906  ZAR

USD 1 ordinary

SWAP

Increasing Short

4,332

525.6940  ZAR

USD 1 ordinary

SWAP

Increasing Short

12,713

526.3142  ZAR

USD 1 ordinary

SWAP

Increasing Short

1,000

526.7545  ZAR

USD 1 ordinary

SWAP

Increasing Short

3,442

527.8212  ZAR

USD 1 ordinary

SWAP

Increasing Short

640

530.0598  ZAR

USD 1 ordinary

SWAP

Increasing Long

3,818

12.0000  USD

USD 1 ordinary

CFD

Increasing Long

153,536

523.0236  ZAR

USD 1 ordinary

CFD

Increasing Long

2,620

523.6190  ZAR

USD 1 ordinary

CFD

Increasing Long

14,481

524.2136  ZAR

USD 1 ordinary

CFD

Increasing Long

50,782

525.5725  ZAR

USD 1 ordinary

CFD

Increasing Long

12,713

526.2589  ZAR

USD 1 ordinary

CFD

Increasing Long

3,442

527.6998  ZAR

USD 1 ordinary

CFD

Decreasing Long

3,604

523.6060  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,866

523.8845  ZAR

USD 1 ordinary

CFD

Decreasing Long

10,708

523.8973  ZAR

USD 1 ordinary

CFD

Decreasing Long

86

525.2003  ZAR

USD 1 ordinary

CFD

Decreasing Long

2,560

525.3839  ZAR

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
RETFLFEFITLTFIS
Barclays (LSE:BARC)
過去 株価チャート
から 9 2024 まで 10 2024 Barclaysのチャートをもっと見るにはこちらをクリック
Barclays (LSE:BARC)
過去 株価チャート
から 10 2023 まで 10 2024 Barclaysのチャートをもっと見るにはこちらをクリック