SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
FRIEDRICH-EBERT-ALLEE 140 |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
T-Mobile US, Inc.
[ TMUS ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 01/02/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
01/02/2024 |
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S
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3,100 |
D |
$160.3639
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693,631,021 |
D |
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Common Stock |
01/02/2024 |
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S
|
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158,898 |
D |
$162.0425
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693,472,123 |
D |
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Common Stock |
01/02/2024 |
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S
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32,912 |
D |
$162.5548
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693,439,211 |
D |
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Common Stock |
01/03/2024 |
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S
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106,748 |
D |
$162.2911
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693,332,463 |
D |
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Common Stock |
01/03/2024 |
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S
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86,260 |
D |
$163.5297
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693,246,203 |
D |
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Common Stock |
01/03/2024 |
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S
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1,902 |
D |
$164.0351
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693,244,301 |
D |
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Common Stock |
01/04/2024 |
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S
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193,710 |
D |
$162.6646
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693,050,591 |
D |
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Common Stock |
01/04/2024 |
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S
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1,200 |
D |
$163.3683
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693,049,391 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
FRIEDRICH-EBERT-ALLEE 140 |
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(Street)
Relationship of Reporting Person(s) to Issuer
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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1. Name and Address of Reporting Person*
FRIEDRICH-EBERT-ALLEE 140 |
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(Street)
Relationship of Reporting Person(s) to Issuer
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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Explanation of Responses: |
Remarks: |
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/s/ Christoph Appel Attorney-in-fact |
01/04/2024 |
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/s/ Christoph Appel Attorney-in-fact |
01/04/2024 |
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/s/ Christoph Appel Attorney-in-fact |
01/04/2024 |
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/s/ Christoph Appel Attorney-in-fact |
01/04/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24.1
[Execution Version]
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and appoints Axel Lützner, Roman Zitz and Christoph Appel, any such person signing individually, as the undersigned’s true and lawful
attorneys-in-fact, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc., to:
(1) execute for and on behalf of the undersigned any filings related to the undersigned’s ownership, acquisition or disposition solely of common stock of T-Mobile US, Inc. on Schedule 13D or Forms 3, 4, 5 or 144 in
accordance with Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and Rule 144 of the Securities Act of 1933;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such filings on Schedule 13D or Forms 3, 4, 5 or 144, or other form or report, or
any amendment or amendments thereto, and timely file such form with the SEC solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.; and
(3) take any other action of any type in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, solely in
connection with the undersigned’s ownership, acquisition or disposition of T-Mobile US, Inc., it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in-fact’s discretion.
The undersigned hereby grants to such attorneys-in-fact, any such person signing individually, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.,
full power and authority to do and perform any and every act and thing requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, hereby ratifying and confirming that all such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that none of
the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is assuming any of the undersigned’s responsibilities to comply with Sections 13(d) or 16(a) of the Securities Exchange Act of 1934, Rule 144 of the
Securities Act of 1933 or any other rule or regulation of the SEC.
With respect to the internal relationship between the undersigned and each attorney-in-fact, the undersigned undertakes to indemnify and hold harmless each attorney-in-fact from and against all costs, expenses, claims,
obligations, any damage and any liability of whatever kind incurred by, or asserted against, such attorney-in-fact under or in connection with the agreed upon exercise of any rights granted under this Power of Attorney.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D or Forms 3, 4, 5 and 144 with respect to the undersigned’s holdings of and transactions in
T-Mobile US, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of November, 2023.
DEUTSCHE TELEKOM AG
Signature: |
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/s/ Dr. Uli Kühbacher
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Print Name: |
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Title: |
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VP DT Legal |
Signature: |
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/s/ Dr. Ulrich Zwach |
Print Name: |
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Title: |
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VP DT Legal
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[Signature Page to Power of Attorney]
Exhibit 24.2
[Execution Version]
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and appoints Axel Lützner, Roman Zitz and Christoph Appel, any such person signing individually, as the undersigned’s true and lawful
attorneys-in-fact, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc., to:
(1) execute for and on behalf of the undersigned any filings related to the undersigned’s ownership, acquisition or disposition solely of common stock of T-Mobile US, Inc. on Schedule 13D or Forms 3, 4, 5 or 144 in
accordance with Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and Rule 144 of the Securities Act of 1933;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such filings on Schedule 13D or Forms 3, 4, 5 or 144, or other form or report, or
any amendment or amendments thereto, and timely file such form with the SEC solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.; and
(3) take any other action of any type in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, solely in
connection with the undersigned’s ownership, acquisition or disposition of T-Mobile US, Inc., it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in-fact’s discretion.
The undersigned hereby grants to such attorneys-in-fact, any such person signing individually, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.,
full power and authority to do and perform any and every act and thing requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, hereby ratifying and confirming that all such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that none of
the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is assuming any of the undersigned’s responsibilities to comply with Sections 13(d) or 16(a) of the Securities Exchange Act of 1934, Rule 144 of the
Securities Act of 1933 or any other rule or regulation of the SEC.
With respect to the internal relationship between the undersigned and each attorney-in-fact, the undersigned undertakes to indemnify and hold harmless each attorney-in-fact from and against all costs, expenses, claims,
obligations, any damage and any liability of whatever kind incurred by, or asserted against, such attorney-in-fact under or in connection with the agreed upon exercise of any rights granted under this Power of Attorney.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D or Forms 3, 4, 5 and 144 with respect to the undersigned’s holdings of and transactions in
T-Mobile US, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of November, 2023.
T-MOBILE GLOBAL HOLDING GMBH
Signature: |
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/s/ Alexander Fleitling |
Print Name: |
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Alexander Fleitling |
Title: |
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Managing Director |
Signature: |
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/s/ Frank Schmidt |
Print Name: |
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Frank Schmidt |
Title: |
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Managing Director |
Exhibit 24.3
[Execution Version]
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and appoints Axel Lützner, Roman Zitz and Christoph Appel, any such person signing individually, as the undersigned’s true and lawful
attorneys-in-fact, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc., to:
(1) execute for and on behalf of the undersigned any filings related to the undersigned’s ownership, acquisition or disposition solely of common stock of T-Mobile US, Inc. on Schedule 13D or Forms 3, 4, 5 or 144 in
accordance with Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and Rule 144 of the Securities Act of 1933;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such filings on Schedule 13D or Forms 3, 4, 5 or 144, or other form or report, or
any amendment or amendments thereto, and timely file such form with the SEC solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.; and
(3) take any other action of any type in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, solely in
connection with the undersigned’s ownership, acquisition or disposition of T-Mobile US, Inc., it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in-fact’s discretion.
The undersigned hereby grants to such attorneys-in-fact, any such person signing individually, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.,
full power and authority to do and perform any and every act and thing requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, hereby ratifying and confirming that all such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that none of
the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is assuming any of the undersigned’s responsibilities to comply with Sections 13(d) or 16(a) of the Securities Exchange Act of 1934, Rule 144 of the
Securities Act of 1933 or any other rule or regulation of the SEC.
With respect to the internal relationship between the undersigned and each attorney-in-fact, the undersigned undertakes to indemnify and hold harmless each attorney-in-fact from and against all costs, expenses, claims,
obligations, any damage and any liability of whatever kind incurred by, or asserted against, such attorney-in-fact under or in connection with the agreed upon exercise of any rights granted under this Power of Attorney.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D or Forms 3, 4, 5 and 144 with respect to the undersigned’s holdings of and transactions in
T-Mobile US, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of November, 2023.
T-MOBILE GLOBAL ZWISCHENHOLDING GMBH
Signature: |
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/s/ Dr. Christian Dorenkamp
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Print Name: |
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Dr. Christian Dorenkamp
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Title: |
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Managing Director |
Signature: |
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/s/ Remigius Lalik |
Print Name: |
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Remigius Lalik
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Title: |
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Managing Director |
[Signature Page to Power of Attorney]
Exhibit 24.4
[Execution Version]
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and appoints Jan Willem Hesselink, Frans Roose, Roman Zitz, Axel Liitzner and Christoph Appel, any such person signing individually, as the
undersigned's true and lawful attorneys-in-fact, solely in connection with the undersigned's ownership, acquisition or disposition of common stock of T-Mobile US, Inc., to:
(1) execute for and on behalf of the undersigned any filings related to the undersigned's ownership, acquisition or disposition solely of common stock of T-Mobile US, Inc. on Schedule 13D
or Forms 3, 4, 5 or 144 in accordance with Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and Rule 144 of the Securities Act of 1933;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such filings on Schedule 13D or Forms 3, 4, 5 or
144, or other form or report, or any amendment or amendments thereto, and timely file such form with the SEC solely in connection with the undersigned's ownership, acquisition or disposition of common stock of T-Mobile US, Inc.; and
(3) take any other action of any type in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required
by, the undersigned, solely in connection with the undersigned's ownership, acquisition or disposition of T-Mobile US, Inc., it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in-fact's discretion.
The undersigned hereby grants to such attorneys-in-fact, any such person signing individually, solely in connection with the undersigned's ownership, acquisition or disposition of common stock of T-Mobile
US, Inc., full power and authority to do and perform any and every act and thing requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, hereby ratifying and confirming that all such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that
none of the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is assuming any of the undersigned's responsibilities to comply with Sections 13(d) or 16(a) of the Securities Exchange Act of 1934, Rule 144 of
the Securities Act of 1933 or any other rule or regulation of the SEC.
With respect to the internal relationship between the undersigned and each attorney-in-fact, the undersigned undertakes to indemnify and hold harmless each attorney-in-fact from and against all costs,
expenses, claims, obligations, any damage and any liability of whatever kind incurred by, or asserted against, such attorney-in-fact under or in connection with the agreed upon exercise of any rights granted under this Power of Attorney.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D or Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of and
transactions in T-Mobile US, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 20th day of November, 2023.
DEUTSCHE TELEKOM HOLDING B.V.
Signature: |
|
/s/ F.C.W. Roose
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Print Name: |
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F.C.W. Roose |
Title: |
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Managing Director |
Signature: |
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/s/ J.W. Hesselink |
Print Name: |
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J.W. Hesselink
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Title: |
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Managing Director |
Exhibit 24.1
[Execution Version]
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby constitutes and appoints Axel Lützner, Roman Zitz and Christoph Appel, any such person signing individually, as the undersigned’s true and lawful
attorneys-in-fact, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc., to:
(1) execute for and on behalf of the undersigned any filings related to the undersigned’s ownership, acquisition or disposition solely of common stock of T-Mobile US, Inc. on Schedule 13D or Forms 3, 4, 5 or 144 in
accordance with Sections 13(d) and 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder and Rule 144 of the Securities Act of 1933;
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such filings on Schedule 13D or Forms 3, 4, 5 or 144, or other form or report, or
any amendment or amendments thereto, and timely file such form with the SEC solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.; and
(3) take any other action of any type in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, solely in
connection with the undersigned’s ownership, acquisition or disposition of T-Mobile US, Inc., it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such attorneys-in-fact may approve in such attorneys-in-fact’s discretion.
The undersigned hereby grants to such attorneys-in-fact, any such person signing individually, solely in connection with the undersigned’s ownership, acquisition or disposition of common stock of T-Mobile US, Inc.,
full power and authority to do and perform any and every act and thing requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, hereby ratifying and confirming that all such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that none of
the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is assuming any of the undersigned’s responsibilities to comply with Sections 13(d) or 16(a) of the Securities Exchange Act of 1934, Rule 144 of the
Securities Act of 1933 or any other rule or regulation of the SEC.
With respect to the internal relationship between the undersigned and each attorney-in-fact, the undersigned undertakes to indemnify and hold harmless each attorney-in-fact from and against all costs, expenses, claims,
obligations, any damage and any liability of whatever kind incurred by, or asserted against, such attorney-in-fact under or in connection with the agreed upon exercise of any rights granted under this Power of Attorney.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D or Forms 3, 4, 5 and 144 with respect to the undersigned’s holdings of and transactions in
T-Mobile US, Inc., unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
[signature page follows]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of November, 2023.
DEUTSCHE TELEKOM AG
Signature: |
|
/s/ Dr. Uli Kühbacher
|
Print Name: |
|
|
Title: |
|
VP DT Legal |
Signature: |
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/s/ Dr. Ulrich Zwach |
Print Name: |
|
|
Title: |
|
VP DT Legal
|
[Signature Page to Power of Attorney]
Deutsche Telekom (QX) (USOTC:DTEGY)
過去 株価チャート
から 12 2024 まで 1 2025
Deutsche Telekom (QX) (USOTC:DTEGY)
過去 株価チャート
から 1 2024 まで 1 2025