Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
2014年3月26日 - 5:44AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
_______________________________
Investment Company Act file number: 811-02021
DWS Securities Trust
(Exact name of registrant as specified in charter)
345 Park Avenue
New York, NY 10154
(Address of principal executive offices) (Zip code)
Paul Schubert
60 Wall Street
New York, NY 10005
(Name and address of agent for service)
Registrant's telephone number, including area code:
(212) 250-3220
Date of fiscal year end:
10/31
Date of reporting period:
1/31/2014
|
ITEM 1.
|
SCHEDULE OF INVESTMENTS
|
|
Consolidated Investment Portfolio
|
as of
January 31, 2014 (Unaudited)
|
DWS Gold & Precious Metals Fund
|
|
Shares
|
|
Value ($)
|
|
|
|
|
|
|
Australia 7.7%
|
|
|
Independence Group NL
|
|
250,453
|
|
723,445
|
|
|
Medusa Mining Ltd.* (b)
|
|
456,582
|
|
776,183
|
|
|
Newcrest Mining Ltd.
|
|
724,543
|
|
6,119,387
|
|
|
OceanaGold Corp.* (b) (c)
|
|
786,653
|
|
1,426,747
|
|
|
Regis Resources Ltd.
|
|
950,378
|
|
2,238,099
|
|
|
|
|
(Cost $18,305,176)
|
|
11,283,861
|
|
|
Canada 58.1%
|
|
|
Agnico-Eagle Mines Ltd. (b)
|
|
124,159
|
|
3,863,839
|
|
|
AuRico Gold, Inc.
|
|
511,526
|
|
2,346,934
|
|
|
B2Gold Corp.*
|
|
857,520
|
|
2,024,941
|
|
|
Barrick Gold Corp.
|
|
842,137
|
|
16,226,496
|
|
|
Continental Gold Ltd.*
|
|
322,290
|
|
1,009,914
|
|
|
Eldorado Gold Corp.
|
|
855,773
|
|
5,440,065
|
|
|
Franco-Nevada Corp.
|
|
130,824
|
|
6,348,855
|
|
|
Goldcorp, Inc.
|
|
689,324
|
|
17,199,833
|
|
|
Kinross Gold Corp.
|
|
1,196,936
|
|
5,491,666
|
|
|
New Gold, Inc.*
|
|
646,415
|
|
3,708,724
|
|
|
Osisko Mining Corp.*
|
|
364,886
|
|
2,188,497
|
|
|
Pan American Silver Corp.
|
|
84,019
|
|
1,057,640
|
|
|
Rubicon Minerals Corp.*
|
|
688,415
|
|
877,710
|
|
|
Silver Wheaton Corp.
|
|
341,740
|
|
7,422,393
|
|
|
Teranga Gold Corp. (CDI)* (d)
|
|
675,279
|
|
534,954
|
|
|
Torex Gold Resources, Inc.* (b)
|
|
1,957,971
|
|
2,021,699
|
|
|
Yamana Gold, Inc.
|
|
839,913
|
|
7,865,583
|
|
|
|
|
(Cost $118,702,943)
|
|
85,629,743
|
|
|
Mexico 1.8%
|
|
|
Fresnillo PLC (e) (Cost $4,833,938)
|
|
210,088
|
|
2,657,037
|
|
|
Peru 0.8%
|
|
|
Compania de Minas Buenaventura SA (ADR) (Cost $3,545,091)
|
|
98,493
|
|
1,221,313
|
|
|
Russia 1.4%
|
|
|
MMC Norilsk Nickel OJSC (ADR) (Cost $1,832,434)
|
|
136,242
|
|
2,076,328
|
|
|
South Africa 10.9%
|
|
|
Anglo American Platinum Ltd.*
|
|
55,459
|
|
2,210,103
|
|
|
AngloGold Ashanti Ltd.
|
|
336,528
|
|
4,924,490
|
|
|
Gold Fields Ltd.
|
|
614,910
|
|
2,148,607
|
|
|
Harmony Gold Mining Co., Ltd.
|
|
491,756
|
|
1,418,826
|
|
|
Impala Platinum Holdings Ltd.
|
|
438,994
|
|
4,561,720
|
|
|
Sibanye Gold Ltd.
|
|
614,910
|
|
877,755
|
|
|
|
|
(Cost $33,492,894)
|
|
16,141,501
|
|
|
United Kingdom 6.6%
|
|
|
Polyus Gold International Ltd.
|
|
898,544
|
|
2,743,499
|
|
|
Randgold Resources Ltd.
|
|
101,409
|
|
6,998,369
|
|
|
|
|
(Cost $12,159,943)
|
|
9,741,868
|
|
|
United States 8.0%
|
|
|
Argonaut Gold, Inc.* (b)
|
|
251,216
|
|
1,132,305
|
|
|
Newmont Mining Corp.
|
|
302,431
|
|
6,532,509
|
|
|
Tahoe Resources, Inc.*
|
|
232,522
|
|
4,129,549
|
|
|
|
|
(Cost $18,943,586)
|
|
11,794,363
|
|
|
|
|
Total Common Stocks
(Cost $211,816,005)
|
|
140,546,014
|
|
|
|
Exchange-Traded Funds 0.3%
|
|
|
ETFS Physical Palladium Trust*
|
|
1,066
|
|
73,234
|
|
|
SPDR Gold Trust*
|
|
2,836
|
|
340,575
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $303,188)
|
|
413,809
|
|
|
|
|
|
|
|
|
|
Troy
Ounces
|
|
Value ($)
|
|
|
|
|
|
|
Gold Bullion* (Cost $4,788,008)
|
|
2,880
|
|
3,584,526
|
|
|
|
|
|
|
|
|
|
Shares
|
|
Value ($)
|
|
|
|
|
|
Securities Lending Collateral 2.1%
|
|
|
Daily Assets Fund Institutional, 0.08% (f) (g) (Cost $3,008,701)
|
|
|
3,008,701
|
|
3,008,701
|
|
|
|
|
|
|
Central Cash Management Fund, 0.04% (f) (Cost $1,365,322)
|
|
|
1,365,322
|
|
1,365,322
|
|
|
|
|
|
|
|
|
|
% of
Net Assets
|
|
Value ($)
|
|
|
|
|
Total Consolidated Investment Portfolio
(Cost $221,281,224) †
|
101.0
|
|
148,918,372
|
|
|
Other Assets and Liabilities, Net
|
(1.0)
|
|
(1,438,703)
|
|
|
|
|
Net Assets
|
100.0
|
|
147,479,669
|
|
|
For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
|
|
*
|
Non-income producing security.
|
|
†
|
The cost for federal income tax purposes was $248,447,512. At January 31, 2014, net unrealized depreciation for all securities based on tax cost was $99,529,140. This consisted of aggregate gross unrealized appreciation for all securities in which there was an excess of value over tax cost of $4,180,779 and aggregate gross unrealized depreciation for all securities in which there was an excess of tax cost over value of $103,709,919.
|
|
(a)
|
Securities are listed in country of domicile.
|
|
(b)
|
All or a portion of these securities were on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The value of securities loaned at January 31, 2014 amounted to $2,776,719, which is 1.9% of net assets.
|
|
(c)
|
Listed on the Toronto Stock Exchange.
|
|
(d)
|
Listed on the Australian Securities Exchange.
|
|
(e)
|
Listed on the London Stock Exchange.
|
|
(f)
|
Affiliated fund managed by Deutsche Investment Management Americas Inc. The rate shown is the annualized seven-day yield at period end.
|
|
(g)
|
Represents collateral held in connection with securities lending. Income earned by the Fund is net of borrower rebates.
|
|
ADR: American Depositary Receipt
|
|
CDI: Chess Depositary Interest
|
|
ETFS: Exchange Traded Funds Securities
|
|
SPDR: Standard & Poor's Depositary Receipt
|
|
|
|
At January 31, 2014, open futures contracts purchased were as follows:
|
|
Futures
|
Currency
|
Expiration
Date
|
|
Contracts
|
|
|
Notional
Value ($)
|
|
|
Unrealized
Appreciation/
(Depreciation) ($)
|
|
|
|
|
|
|
|
|
|
1
|
|
|
|
123,980
|
|
|
|
(604
|
)
|
|
|
|
|
|
|
1
|
|
|
|
68,785
|
|
|
|
2,252
|
|
|
|
|
|
|
|
1
|
|
|
|
95,600
|
|
|
|
(11,469
|
)
|
|
Total net unrealized depreciation
|
|
|
(9,821
|
)
|
|
|
|
|
Currency Abbreviation
|
|
|
|
|
USD
|
United States Dollar
|
|
|
|
|
At January 31, 2014, the DWS Gold & Precious Metals Fund had the following Quality Distribution:
|
|
Quality Distribution (As a % of Common Stocks)
|
|
|
|
|
Group breakdown of the Fund's common stocks
|
|
|
|
|
Group I:
|
|
|
|
|
Major producing companies
|
|
|
73
|
%
|
|
|
|
|
|
|
|
Group II:
|
|
|
|
|
|
Medium established producers
|
|
|
5
|
%
|
|
|
|
|
|
|
|
Group III:
|
|
|
|
|
|
Junior producers with medium cost production
|
|
|
6
|
%
|
|
|
|
|
|
|
|
Group IV:
|
|
|
|
|
|
Companies with some production on stream or in start-up
|
|
|
3
|
%
|
|
|
|
|
|
|
|
Group V:
|
|
|
|
|
|
Primarily exploration companies with or without mineral resources
|
|
|
4
|
%
|
|
|
|
|
|
|
|
Group VI:
|
|
|
|
|
|
Royalty companies
|
|
|
9
|
%
|
|
|
|
|
100
|
%
|
Investment in Subsidiary
The Fund intends to gain exposure to the commodities markets by investing a portion of its assets in a wholly owned subsidiary, DWS Cayman Precious Metals Fund, Inc., organized under the laws of the Cayman Islands (the "Subsidiary"). Among other investments, the Subsidiary may invest in gold coin and bullion and other precious metals; commodity-linked derivative instruments, such as swaps, futures; and exchange traded funds. The Subsidiary may also invest in debt securities, some of which are intended to serve as margin or collateral for the Subsidiary's derivative positions. The Subsidiary may also invest available cash in affiliated money market funds. The Subsidiary is managed by the same portfolio managers that manage the Fund. As of January 31, 2014, the Fund held $4,621,015 in the Subsidiary, representing 3.1% of the Fund's net assets. The Fund’s Investment Portfolio has been consolidated and includes the portfolio holdings of the Fund and the Subsidiary.
Fair Value Measurements
Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.
The following is a summary of the inputs used as of January 31, 2014 in valuing the Fund's investments.
|
Assets
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Australia
|
|
$
|
1,426,747
|
|
|
$
|
9,857,114
|
|
|
$
|
—
|
|
|
$
|
11,283,861
|
|
|
Canada
|
|
|
85,094,789
|
|
|
|
534,954
|
|
|
|
—
|
|
|
|
85,629,743
|
|
|
Mexico
|
|
|
—
|
|
|
|
2,657,037
|
|
|
|
—
|
|
|
|
2,657,037
|
|
|
Peru
|
|
|
1,221,313
|
|
|
|
—
|
|
|
|
—
|
|
|
|
1,221,313
|
|
|
Russia
|
|
|
2,076,328
|
|
|
|
—
|
|
|
|
—
|
|
|
|
2,076,328
|
|
|
South Africa
|
|
|
—
|
|
|
|
16,141,501
|
|
|
|
—
|
|
|
|
16,141,501
|
|
|
United Kingdom
|
|
|
—
|
|
|
|
9,741,868
|
|
|
|
—
|
|
|
|
9,741,868
|
|
|
United States
|
|
|
11,794,363
|
|
|
|
—
|
|
|
|
—
|
|
|
|
11,794,363
|
|
|
Exchange-Traded Funds
|
|
|
413,809
|
|
|
|
—
|
|
|
|
—
|
|
|
|
413,809
|
|
|
Commodities
|
|
|
3,584,526
|
|
|
|
—
|
|
|
|
—
|
|
|
|
3,584,526
|
|
|
Short-Term Investments (h)
|
|
|
4,374,023
|
|
|
|
—
|
|
|
|
—
|
|
|
|
4,374,023
|
|
|
Derivatives (i)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Futures Contracts
|
|
|
2,252
|
|
|
|
—
|
|
|
|
—
|
|
|
|
2,252
|
|
|
|
|
|
Total
|
|
$
|
109,988,150
|
|
|
$
|
38,932,474
|
|
|
$
|
—
|
|
|
$
|
148,920,624
|
|
|
|
|
|
Liabilities
|
|
|
Derivatives (i)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Futures Contracts
|
|
$
|
(12,073
|
)
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
(12,073
|
)
|
|
|
|
|
Total
|
|
$
|
(12,073
|
)
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
(12,073
|
)
|
|
There have been no transfers between fair value measurement levels during the period ended January 31, 2014.
|
|
(h)
|
See Consolidated Investment Portfolio for additional detailed categorizations.
|
|
(i)
|
Derivatives include unrealized appreciation (depreciation) on future contracts.
|
Derivatives
The following table presents, by major type of derivative contract, the unrealized appreciation (depreciation) of the Fund's derivative
instruments as of January 31, 2014 categorized by the primary underlying risk exposure.
|
Primary Underlying Risk Disclosure
|
|
Futures
|
|
|
Commodity Contracts
|
|
$
|
(9,821
|
)
|
|
ITEM 2.
|
CONTROLS AND PROCEDURES
|
|
|
|
|
|
(a)
The Chief Executive and Financial Officers concluded that the Registrant’s Disclosure Controls and Procedures are effective based on the evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report.
|
|
|
|
|
|
(b)
There have been no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal controls over financial reporting.
|
|
|
|
|
ITEM 3.
|
EXHIBITS
|
|
|
|
|
|
Certification pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) is filed and attached hereto as Exhibit 99.CERT.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
Registrant:
|
DWS Gold & Precious Metals Fund, a series of DWS Securities Trust
|
|
|
|
|
By:
|
/s/Brian E. Binder
Brian E. Binder
President
|
|
|
|
|
Date:
|
3/25/2014
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
By:
|
/s/Brian E. Binder
Brian E. Binder
President
|
|
|
|
|
Date:
|
3/25/2014
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/Paul Schubert
Paul Schubert
Chief Financial Officer and Treasurer
|
|
|
|
|
Date:
|
3/25/2014
|
Circle Entertainment (CE) (USOTC:CEXE)
過去 株価チャート
から 10 2024 まで 11 2024
Circle Entertainment (CE) (USOTC:CEXE)
過去 株価チャート
から 11 2023 まで 11 2024
Real-Time news about Circle Entertainment Inc (CE) (その他OTC): 0 recent articles
その他のDws Securities Trustニュース記事