Amended Statement of Ownership (sc 13g/a)
2015年2月6日 - 5:51AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________
SCHEDULE 13G/A
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS
THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)*
Cache, Inc. |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
|
127150308 |
|
|
(CUSIP Number) |
|
|
December 31, 2014 |
|
|
(Date of Event which Requires Filing of this Statement) |
|
Check the appropriate box to designate the
rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
þ
Rule 13d-1(c)
o
Rule 13d-1(d)
Page 1 of 5
________________________________________
* The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
Page 2 of 5
SCHEDULE 13G/A1
CUSIP No. |
127150308 |
|
Page 2 of 5 Pages |
1 |
NAME OF REPORTING PERSON
|
Lloyd I. Miller, III |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
o |
|
(b) |
o |
3 |
SEC USE ONLY |
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5 |
SOLE VOTING POWER |
2,354,078 |
6 |
SHARED VOTING POWER |
40,000 |
7 |
SOLE DISPOSITIVE POWER |
2,354,078 |
8 |
SHARED DISPOSITIVE POWER |
40,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
2,394,078 |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
o |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
7.7%1 |
12 |
TYPE OF REPORTING PERSON |
IN-OO** |
|
|
|
|
|
|
|
|
** See Item 4.
1
The percentage reported in this Schedule 13G/A is based upon 31,037,384 shares of Common Stock outstanding according to the Form
10-Q filed by the Issuer on November 12, 2014.
Page 3 of 5
Introduction: | Due to a clerical error, the Reporting Person inadvertently
stated on the Schedule 13G filed on October 27, 2014 (“13G”), that the Reporting Person held 1,554,898 shares
of the Issuer, when the total number of reported shares should have been 1,554,998. Since the13G was filed, there have been changes
to the beneficial ownership of the shares held by the Reporting Person which requires the filing of this calendar year end amendment. |
Item 1(a). |
Name of Issuer: |
Cache, Inc. |
|
|
|
Item 1(b). |
Address of Issuers’s Principal Executive Offices: |
256 West 38th Street |
|
|
New York, NY 10018 |
|
|
|
Item 2(a). |
Name of Person Filing: |
Lloyd I. Miller, III |
|
|
|
Item 2(b). |
Address of Principal Business Office or, if None, Residence: |
3300 South Dixie Highway |
|
|
Suite 1-365 |
|
|
West Palm Beach, Florida 33405 |
|
|
|
Item 2(c). |
Citizenship: |
U.S.A. |
|
|
|
Item 2(d). |
Title of Class of Securities: |
Common Stock |
|
|
|
Item 2(e). |
CUSIP Number: |
127150308 |
Item 3. | IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b)
OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: |
| Not Applicable, this statement is filed pursuant to 13d-1(c) |
Item 4. | OWNERSHIP: The reporting person has sole voting and dispositive
power with respect to 2,354,078 of the reported securities as (i) manager of a limited liability company that is the adviser to
a certain trust, and (ii) an individual. The reporting person has shared voting and dispositive power with respect to 40,000 of
the reported securities with respect to shares owned by the reporting person’s wife. |
| (c) | (i) sole voting power: 2,354,078 |
(ii) shared voting power: 40,000
(iii) sole dispositive power: 2,354,078
(iv) shared dispositive power:
40,000
Item 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: |
Item 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON: |
| Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III
have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported
securities. |
Page 4 of 5
Item 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: |
Item 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: |
Item 9. | NOTICE OF DISSOLUTION OF GROUP: |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred
to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having
that purpose or effect. |
Page 5 of 5
SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated: February 5, 2015 |
/s/ Lloyd I. Miller, III |
|
Lloyd I. Miller, III |
Cache (CE) (USOTC:CACH)
過去 株価チャート
から 10 2024 まで 11 2024
Cache (CE) (USOTC:CACH)
過去 株価チャート
から 11 2023 まで 11 2024
Real-Time news about Cache Inc (CE) (その他OTC): 0 recent articles
その他のCache Incニュース記事