- Statement of Changes in Beneficial Ownership (4)
2008年10月21日 - 6:47AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
PENNANT CAPITAL MANAGEMENT LLC
|
2. Issuer Name
and
Ticker or Trading Symbol
Woodbridge Holdings Corp (Formerly Levitt Corp)
[
WDG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
26 MAIN STREET, SUITE 203
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/16/2008
|
(Street)
CHATHAM, NJ 07928
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
10/16/2008
|
|
S
|
|
10714
|
D
|
$1.24
|
3647875
|
I
|
See Footnote
(1)
|
Common Stock
|
10/20/2008
|
|
S
|
|
29223
|
D
|
$1.13
|
3618652
|
I
|
See Footnote
(1)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
The reported securities are directly owned by certain private investment vehicles managed by Pennant Capital Management,
L.L.C. and may be deemed beneficially owned by Pennant Capital Management, LLC as Investment Manager of such private
investment vehicles. The reported securities may also be deemed beneficially owned by Alan Fournier as Managing Member of
Pennant Capital Management, L.L.C. The Reporting Persons disclaim beneficial ownership of the reported securities except to
the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons
are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended,
or for any other purpose.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
PENNANT CAPITAL MANAGEMENT LLC
26 MAIN STREET
SUITE 203
CHATHAM, NJ 07928
|
|
X
|
|
|
FOURNIER ALAN
C/O PENNANT CAPITAL MANAGEMENT LLC
26 MAIN STREET, SUITE 203
CHATHAM, NJ 07928
|
|
X
|
|
|
Signatures
|
Pennant Capital Management, LLC, By: /s/ Alan Fournier, Principal
|
|
10/20/2008
|
**
Signature of Reporting Person
|
Date
|
/s/ Alan Fournier
|
|
10/20/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Woodbridge Holdings Corp (NYSE:WDG)
過去 株価チャート
から 5 2024 まで 6 2024
Woodbridge Holdings Corp (NYSE:WDG)
過去 株価チャート
から 6 2023 まで 6 2024
Real-Time news about Woodbridge Holdings Corp (ニューヨーク証券取引所): 0 recent articles
その他のニュース記事