Form 4 - Statement of changes in beneficial ownership of securities
2024年12月11日 - 7:00AM
Edgar (US Regulatory)
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
C/O WALKER & DUNLOP, INC. |
7272 WISCONSIN AVENUE, SUITE 1300 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Walker & Dunlop, Inc.
[ WD ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
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EVP & Chief Financial Officer |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/06/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Dividend Equivalent Rights |
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12/06/2024 |
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A |
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14.029 |
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Common Stock |
14.029 |
$0
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146.1 |
D |
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Explanation of Responses: |
Remarks: |
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/s/ Nicholas C. Eckstein, Attorney-in-fact |
12/10/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit
24
POWER OF ATTORNEY
With respect to holdings of
and transactions in securities issued by Walker & Dunlop, Inc. (the “Company”), the undersigned hereby constitutes
and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them
signing singly, with full power of substitution and resubstitution, to act as the undersigned’s true and lawful attorney-in-fact
to:
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1. |
prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the United States Securities and
Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary
or appropriate to obtain and/or regenerate codes and passwords enabling the undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or any rule
or regulation of the SEC; |
| 2. | execute for and on behalf of the undersigned, Forms 3, 4, and 5 in accordance with Section 16 of the Exchange
Act, and the rules thereunder, and Notices of Proposed Sale of Securities Pursuant to Rule 144 (“Form 144”),
in accordance with the requirements of Rule 144 under the Securities Act of 1933, as amended (the “Securities Act”); |
| 3. | do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable
to complete and execute any such Form 3, Form 4, Form 5, and Form 144, complete and execute any amendment or amendments thereto, and to
timely file such Form 3, Form 4, Form 5, and Form 144, as applicable, and any amendment thereto, with the SEC and any stock exchange or
similar authority; and |
| 4. | take any other action of any type whatsoever in connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that
the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion. |
The undersigned hereby
grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution and resubstitution or revocation, hereby ratifying and confirming
all that such attorney-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act or Rule 144 under the Securities
Act.
This Power of Attorney shall
remain in full force and effect until the undersigned is no longer required to file any Form 3, Form 4, Form 5, and Form 144 with respect
to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be executed as of this 1st day of November, 2024.
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/s/ Gregory A. Florkowski |
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Gregory A. Florkowski |
Schedule A
INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1. Daniel J. Groman
2. Armando G. Mendoza
3. Nicholas C. Eckstein
Exhibit
24
POWER OF ATTORNEY
With respect to holdings of
and transactions in securities issued by Walker & Dunlop, Inc. (the “Company”), the undersigned hereby constitutes
and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them
signing singly, with full power of substitution and resubstitution, to act as the undersigned’s true and lawful attorney-in-fact
to:
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1. |
prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the United States Securities and
Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary
or appropriate to obtain and/or regenerate codes and passwords enabling the undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or any rule
or regulation of the SEC; |
| 2. | execute for and on behalf of the undersigned, Forms 3, 4, and 5 in accordance with Section 16 of the Exchange
Act, and the rules thereunder, and Notices of Proposed Sale of Securities Pursuant to Rule 144 (“Form 144”),
in accordance with the requirements of Rule 144 under the Securities Act of 1933, as amended (the “Securities Act”); |
| 3. | do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable
to complete and execute any such Form 3, Form 4, Form 5, and Form 144, complete and execute any amendment or amendments thereto, and to
timely file such Form 3, Form 4, Form 5, and Form 144, as applicable, and any amendment thereto, with the SEC and any stock exchange or
similar authority; and |
| 4. | take any other action of any type whatsoever in connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that
the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form
and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion. |
The undersigned hereby
grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution and resubstitution or revocation, hereby ratifying and confirming
all that such attorney-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers herein granted.
The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act or Rule 144 under the Securities
Act.
This Power of Attorney shall
remain in full force and effect until the undersigned is no longer required to file any Form 3, Form 4, Form 5, and Form 144 with respect
to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be executed as of this 1st day of November, 2024.
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/s/ Gregory A. Florkowski |
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Gregory A. Florkowski |
Schedule A
INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1. Daniel J. Groman
2. Armando G. Mendoza
3. Nicholas C. Eckstein
Walker & Dunlop (NYSE:WD)
過去 株価チャート
から 11 2024 まで 12 2024
Walker & Dunlop (NYSE:WD)
過去 株価チャート
から 12 2023 まで 12 2024