Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
2023年11月29日 - 4:31AM
Edgar (US Regulatory)
Nuveen
S&P
500
Dynamic
Overwrite
Fund
Portfolio
of
Investments
September
30,
2023
(Unaudited)
Shares
Description
(a)
Value
LONG-TERM
INVESTMENTS
-
99.8%
X
–
COMMON
STOCKS
-
98
.9
%
X
274,539,975
Automobiles
&
Components
-
2.0%
890
(b)
Adient
PLC
$
32,663
5,520
(b),(c)
Fisker
Inc
35,438
606
(b)
Fox
Factory
Holding
Corp
60,042
5,866
Gentex
Corp
190,880
1,876
(b)
Goodyear
Tire
&
Rubber
Co/The
23,319
2,305
Harley-Davidson
Inc
76,203
2,778
Lear
Corp
372,808
1,133
(b),(c)
Rivian
Automotive
Inc,
Class
A
27,509
18,449
(b)
Tesla
Inc
4,616,309
1,369
Thor
Industries
Inc
130,233
742
(b)
Visteon
Corp
102,448
Total
Automobiles
&
Components
5,667,852
Banks
-
3.0%
37,859
Bank
of
America
Corp
1,036,579
24,922
Citigroup
Inc
1,025,042
4,563
Columbia
Banking
System
Inc
92,629
1,105
Cullen/Frost
Bankers
Inc
100,787
191
First
Citizens
BancShares
Inc/NC,
Class
A
263,599
4,948
First
Horizon
Corp
54,527
28,382
JPMorgan
Chase
&
Co
4,115,958
4,106
New
York
Community
Bancorp
Inc
46,562
1,095
Synovus
Financial
Corp
30,441
650
(b)
Texas
Capital
Bancshares
Inc
38,285
1,328
Webster
Financial
Corp
53,532
32,799
Wells
Fargo
&
Co
1,340,167
1,884
Wintrust
Financial
Corp
142,242
Total
Banks
8,340,350
Capital
Goods
-
5.5%
221
Acuity
Brands
Inc
37,638
967
AGCO
Corp
114,377
5,759
(b)
Boeing
Co/The
1,103,885
1,033
BWX
Technologies
Inc
77,454
563
Carlisle
Cos
Inc
145,963
5,593
Caterpillar
Inc
1,526,889
341
Curtiss-Wright
Corp
66,710
3,017
Deere
&
Co
1,138,555
6,072
Eaton
Corp
PLC
1,295,036
740
EMCOR
Group
Inc
155,689
450
Esab
Corp
31,599
998
Fortune
Brands
Innovations
Inc
62,036
5,399
Graco
Inc
393,479
1,527
HEICO
Corp
247,267
11,326
Honeywell
International
Inc
2,092,365
744
Hubbell
Inc
233,177
6,761
Illinois
Tool
Works
Inc
1,557,126
936
Lennox
International
Inc
350,476
121
Lincoln
Electric
Holdings
Inc
21,997
2,947
Lockheed
Martin
Corp
1,205,205
595
(b)
MasTec
Inc
42,822
1,095
(b)
Middleby
Corp/The
140,160
1,377
Oshkosh
Corp
131,407
2,476
Owens
Corning
337,751
2,012
(b),(c)
Plug
Power
Inc
15,291
Nuveen
S&P
500
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
September
30,
2023
(Unaudited)
Shares
Description
(a)
Value
Capital
Goods
(continued)
16,848
Raytheon
Technologies
Corp
$
1,212,551
1,194
Sensata
Technologies
Holding
PLC
45,157
731
Timken
Co/The
53,721
1,360
Toro
Co/The
113,016
397
(b)
Trex
Co
Inc
24,467
54
Valmont
Industries
Inc
12,971
637
Watsco
Inc
240,608
686
WESCO
International
Inc
98,661
3,189
(b)
WillScot
Mobile
Mini
Holdings
Corp
132,631
1,331
WW
Grainger
Inc
920,839
Total
Capital
Goods
15,378,976
Commercial
&
Professional
Services
-
0.5%
3,330
Booz
Allen
Hamilton
Holding
Corp
363,869
425
(b)
CACI
International
Inc,
Class
A
133,420
6,728
(b)
Clarivate
PLC
45,145
638
(b)
Clean
Harbors
Inc
106,776
343
Concentrix
Corp
27,478
925
(b)
ExlService
Holdings
Inc
25,937
108
(b)
FTI
Consulting
Inc
19,268
2,741
(b)
GEO
Group
Inc/The
22,421
2,665
KBR
Inc
157,075
1,061
RB
Global
Inc
66,313
596
Science
Applications
International
Corp
62,902
3,175
SS&C
Technologies
Holdings
Inc
166,814
771
TransUnion
55,350
Total
Commercial
&
Professional
Services
1,252,768
Consumer
Discretionary
Distribution
&
Retail
-
5.4%
76,363
(b),(d)
Amazon.com
Inc
9,707,265
839
(b)
AutoNation
Inc
127,025
1,137
Dick's
Sporting
Goods
Inc
123,456
280
(b)
Five
Below
Inc
45,052
9,955
Home
Depot
Inc/The
3,008,003
343
Lithia
Motors
Inc
101,298
7,505
Lowe's
Cos
Inc
1,559,839
3,604
Macy's
Inc
41,842
17
(b)
MercadoLibre
Inc
21,554
5
Murphy
USA
Inc
1,709
392
(b)
PDD
Holdings
Inc
38,443
512
(b)
RH
135,352
902
(b)
Wayfair
Inc,
Class
A
54,634
627
Williams-Sonoma
Inc
97,436
Total
Consumer
Discretionary
Distribution
&
Retail
15,062,908
Consumer
Durables
&
Apparel
-
1.0%
1,164
(b)
Capri
Holdings
Ltd
61,238
233
(b)
Deckers
Outdoor
Corp
119,783
10,067
KB
Home
465,901
1,448
Leggett
&
Platt
Inc
36,794
443
(b)
Lululemon
Athletica
Inc
170,825
2,412
(b)
Mattel
Inc
53,136
491
Meritage
Homes
Corp
60,094
12,885
NIKE
Inc,
Class
B
1,232,064
4,109
(b)
Sonos
Inc
53,047
4,602
(b)
Taylor
Morrison
Home
Corp
196,091
6,710
Tempur
Sealy
International
Inc
290,811
11,692
(b)
Under
Armour
Inc,
Class
A
80,090
Total
Consumer
Durables
&
Apparel
2,819,874
Shares
Description
(a)
Value
Consumer
Services
-
2.2%
3,034
Aramark
$
105,280
425
(b)
Booking
Holdings
Inc
1,310,679
2,536
Boyd
Gaming
Corp
154,265
477
(b)
Bright
Horizons
Family
Solutions
Inc
38,856
979
(b)
DoorDash
Inc,
Class
A
77,801
4,245
(b)
DraftKings
Inc,
Class
A
124,973
2,846
Hyatt
Hotels
Corp
301,904
47
(b)
LIBERTY
MEDIA
CORP-LIBERTY-A,
Class
A
1,500
972
Marriott
Vacations
Worldwide
Corp
97,812
8,883
McDonald's
Corp
2,340,138
1,641
(b)
Planet
Fitness
Inc
80,704
1,227
Service
Corp
International/US
70,111
2,073
(b)
Six
Flags
Entertainment
Corp
48,736
12,441
Starbucks
Corp
1,135,490
855
Travel
+
Leisure
Co
31,404
4,542
Wendy's
Co/The
92,702
Total
Consumer
Services
6,012,355
Consumer
Staples
Distribution
&
Retail
-
2.0%
4,784
Albertsons
Cos
Inc,
Class
A
108,836
2,512
(b)
BJ's
Wholesale
Club
Holdings
Inc
179,282
362
Casey's
General
Stores
Inc
98,290
3,962
Costco
Wholesale
Corp
2,238,372
826
(b)
Performance
Food
Group
Co
48,618
5,646
Target
Corp
624,278
2,236
(b)
US
Foods
Holding
Corp
88,769
13,662
Walmart
Inc
2,184,964
Total
Consumer
Staples
Distribution
&
Retail
5,571,409
Energy
-
4.7%
4,259
(b)
Antero
Resources
Corp
108,093
1,887
ChampionX
Corp
67,215
1,457
Cheniere
Energy
Inc
241,804
2,132
Chesapeake
Energy
Corp
183,842
19,083
Chevron
Corp
3,217,776
671
Chord
Energy
Corp
108,749
750
Civitas
Resources
Inc
60,653
4,084
(b)
CNX
Resources
Corp
92,217
175
(c)
Comstock
Resources
Inc
1,930
12,889
ConocoPhillips
1,544,102
555
(b)
Denbury
Inc
54,396
1,072
(b)
Dril-Quip
Inc
30,198
4,475
Equitrans
Midstream
Corp
41,931
34,176
Exxon
Mobil
Corp
4,018,414
894
HF
Sinclair
Corp
50,895
4,054
Liberty
Energy
Inc
75,080
8,731
Magnolia
Oil
&
Gas
Corp,
Class
A
200,027
10,200
Marathon
Petroleum
Corp
1,543,668
1,550
Murphy
Oil
Corp
70,293
11,967
NOV
Inc
250,110
5,586
Ovintiv
Inc
265,726
3,926
Permian
Resources
Corp
54,807
4,093
Range
Resources
Corp
132,654
902
SM
Energy
Co
35,764
14,618
(b)
Southwestern
Energy
Co
94,286
8,230
TechnipFMC
PLC
167,398
52
Texas
Pacific
Land
Corp
94,825
16,647
(b)
Transocean
Ltd
136,672
Total
Energy
12,943,525
Nuveen
S&P
500
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
September
30,
2023
(Unaudited)
Shares
Description
(a)
Value
Equity
Real
Estate
Investment
Trusts
(REITs)
-
2.2%
5,517
Agree
Realty
Corp
$
304,759
6,276
American
Homes
4
Rent,
Class
A
211,439
5,198
Americold
Realty
Trust
Inc
158,071
4,774
Brandywine
Realty
Trust
21,674
15,872
Brixmor
Property
Group
Inc
329,820
4,246
Cousins
Properties
Inc
86,491
2,086
CubeSmart
79,539
1,929
EastGroup
Properties
Inc
321,236
6,011
Equity
LifeStyle
Properties
Inc
382,961
2,673
Extra
Space
Storage
Inc
324,983
10,582
First
Industrial
Realty
Trust
Inc
503,597
5,928
Gaming
and
Leisure
Properties
Inc
270,020
6,473
Healthcare
Realty
Trust
Inc
98,843
1,750
Hudson
Pacific
Properties
Inc
11,638
7,923
Independence
Realty
Trust
Inc
111,477
144
Innovative
Industrial
Properties
Inc
10,895
2,264
Lamar
Advertising
Co,
Class
A
188,976
2,787
Macerich
Co/The
30,406
6,923
Medical
Properties
Trust
Inc
37,730
8,772
NNN
REIT
Inc
310,003
5,266
Omega
Healthcare
Investors
Inc
174,621
1,895
Outfront
Media
Inc
19,140
1,633
Pebblebrook
Hotel
Trust
22,193
7,163
Phillips
Edison
&
Co
Inc
240,247
1,742
PotlatchDeltic
Corp
79,069
11,134
Prologis
Inc
1,249,346
1,766
Rexford
Industrial
Realty
Inc
87,152
3,073
RLJ
Lodging
Trust
30,085
940
Ryman
Hospitality
Properties
Inc
78,283
2,605
Service
Properties
Trust
20,033
4,261
SITE
Centers
Corp
52,538
468
SL
Green
Realty
Corp
17,456
4,169
Summit
Hotel
Properties
Inc
24,180
1,074
Sun
Communities
Inc
127,097
2,063
WP
Carey
Inc
111,567
2,214
Xenia
Hotels
&
Resorts
Inc
26,081
Total
Equity
Real
Estate
Investment
Trusts
(REITs)
6,153,646
Financial
Services
-
8.3%
1,672
(b)
Affirm
Holdings
Inc
35,563
1,817
Ally
Financial
Inc
48,478
6,691
American
Express
Co
998,230
6,647
Annaly
Capital
Management
Inc
125,030
16,125
(b)
Berkshire
Hathaway
Inc,
Class
B
5,648,587
1,444
BlackRock
Inc
933,532
1,558
(b)
Block
Inc
68,957
15,100
Charles
Schwab
Corp/The
828,990
820
(b)
Coinbase
Global
Inc,
Class
A
61,566
3,797
Corebridge
Financial
Inc
74,991
5,499
Equitable
Holdings
Inc
156,117
4,325
Goldman
Sachs
Group
Inc/The
1,399,440
962
Interactive
Brokers
Group
Inc,
Class
A
83,271
8,753
Intercontinental
Exchange
Inc
963,005
3,908
KKR
&
Co
Inc
240,733
508
LPL
Financial
Holdings
Inc
120,726
8,329
Mastercard
Inc,
Class
A
3,297,534
2,768
MGIC
Investment
Corp
46,198
15,489
Morgan
Stanley
1,264,987
11,603
(b)
PayPal
Holdings
Inc
678,311
440
PennyMac
Financial
Services
Inc
29,304
1,111
Radian
Group
Inc
27,897
Shares
Description
(a)
Value
Financial
Services
(continued)
3,649
(b)
Robinhood
Markets
Inc,
Class
A
$
35,797
13,006
(b)
Rocket
Cos
Inc,
Class
A
106,389
3,398
S&P
Global
Inc
1,241,663
12,265
(b)
SoFi
Technologies
Inc
97,997
1,592
(b)
Toast
Inc,
Class
A
29,818
1,119
Tradeweb
Markets
Inc,
Class
A
89,744
16,613
Visa
Inc,
Class
A
3,821,156
5,055
Voya
Financial
Inc
335,905
8,999
Western
Union
Co/The
118,607
Total
Financial
Services
23,008,523
Food,
Beverage
&
Tobacco
-
3.1%
188
(b)
Boston
Beer
Co
Inc/The,
Class
A
73,232
2,108
Cal-Maine
Foods
Inc
102,069
46,630
Coca-Cola
Co/The
2,610,347
955
(b)
Darling
Ingredients
Inc
49,851
22,961
Flowers
Foods
Inc
509,275
646
(b)
Freshpet
Inc
42,558
3,972
(b)
Hostess
Brands
Inc
132,307
2,959
Ingredion
Inc
291,166
427
Lancaster
Colony
Corp
70,468
16,493
PepsiCo
Inc
2,794,574
13,855
Philip
Morris
International
Inc
1,282,696
5,129
(b)
Pilgrim's
Pride
Corp
117,095
4,453
(b)
Post
Holdings
Inc
381,800
1,554
(b)
Simply
Good
Foods
Co/The
53,644
1,601
(b)
TreeHouse
Foods
Inc
69,772
Total
Food,
Beverage
&
Tobacco
8,580,854
Health
Care
Equipment
&
Services
-
6.0%
19,910
Abbott
Laboratories
1,928,283
699
(b)
Acadia
Healthcare
Co
Inc
49,147
655
(b)
Amedisys
Inc
61,177
27,292
(b)
Boston
Scientific
Corp
1,441,018
237
Chemed
Corp
123,169
1,373
CONMED
Corp
138,467
13,685
CVS
Health
Corp
955,487
1,637
(b)
Doximity
Inc,
Class
A
34,737
2,682
Elevance
Health
Inc
1,167,796
2,253
Encompass
Health
Corp
151,311
494
(b)
Enhabit
Inc
5,557
450
(b)
Enovis
Corp
23,728
5,911
(b)
Envista
Holdings
Corp
164,799
2,780
(b)
Globus
Medical
Inc,
Class
A
138,027
581
(b)
Haemonetics
Corp
52,046
1,783
Humana
Inc
867,465
885
(b)
ICU
Medical
Inc
105,324
767
(b)
Inari
Medical
Inc
50,162
512
(b)
Inspire
Medical
Systems
Inc
101,601
4,617
(b)
Intuitive
Surgical
Inc
1,349,503
697
(b)
Lantheus
Holdings
Inc
48,428
1,911
McKesson
Corp
830,998
18,144
Medtronic
PLC
1,421,764
683
(b)
Merit
Medical
Systems
Inc
47,141
11,229
(b)
Neogen
Corp
208,186
352
(b)
Omnicell
Inc
15,854
1,588
(b)
Option
Care
Health
Inc
51,372
433
(b)
Penumbra
Inc
104,747
689
(b)
QuidelOrtho
Corp
50,325
73
(b)
Shockwave
Medical
Inc
14,534
428
(b)
STAAR
Surgical
Co
17,197
Nuveen
S&P
500
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
September
30,
2023
(Unaudited)
Shares
Description
(a)
Value
Health
Care
Equipment
&
Services
(continued)
1,122
(b)
Tandem
Diabetes
Care
Inc
$
23,304
3,394
(b)
Teladoc
Health
Inc
63,094
2,273
(b)
Tenet
Healthcare
Corp
149,768
8,873
UnitedHealth
Group
Inc
4,473,678
1,340
(b)
Veeva
Systems
Inc,
Class
A
272,623
Total
Health
Care
Equipment
&
Services
16,701,817
Household
&
Personal
Products
-
1.2%
1,115
(b)
BellRing
Brands
Inc
45,972
22,455
Procter
&
Gamble
Co/The
3,275,286
Total
Household
&
Personal
Products
3,321,258
Insurance
-
2.2%
2,124
American
Equity
Investment
Life
Holding
Co
113,931
1,141
American
Financial
Group
Inc/OH
127,415
5,688
Arthur
J
Gallagher
&
Co
1,296,466
2,593
(b)
Brighthouse
Financial
Inc
126,901
4,942
Fidelity
National
Financial
Inc
204,105
863
Hanover
Insurance
Group
Inc/The
95,776
196
Kinsale
Capital
Group
Inc
81,170
117
(b)
Markel
Group
Inc
172,281
8,946
Marsh
&
McLennan
Cos
Inc
1,702,424
3,954
Old
Republic
International
Corp
106,521
1,422
Primerica
Inc
275,882
943
Reinsurance
Group
of
America
Inc
136,914
298
RenaissanceRe
Holdings
Ltd
58,980
654
RLI
Corp
88,872
1,002
Selective
Insurance
Group
Inc
103,376
6,012
Travelers
Cos
Inc/The
981,820
7,525
Unum
Group
370,155
Total
Insurance
6,042,989
Materials
-
2.0%
2,176
Alcoa
Corp
63,235
2,733
Ashland
Inc
223,232
7,632
(b)
Axalta
Coating
Systems
Ltd
205,301
3,411
Berry
Global
Group
Inc
211,175
3,066
Cabot
Corp
212,382
7,188
Chemours
Co/The
201,623
4,597
(b)
Cleveland-Cliffs
Inc
71,851
4,265
Crown
Holdings
Inc
377,367
12,941
Element
Solutions
Inc
253,773
10,647
Graphic
Packaging
Holding
Co
237,215
3,334
HB
Fuller
Co
228,746
14,773
Hecla
Mining
Co
57,762
12,046
Huntsman
Corp
293,922
1,130
(b),(e)
Ingevity
Corporation
53,799
478
Louisiana-Pacific
Corp
26,419
765
Minerals
Technologies
Inc
41,891
2,400
(b),(c)
MP
Materials
Corp
45,840
152
NewMarket
Corp
69,166
5,989
Olin
Corp
299,330
555
Reliance
Steel
&
Aluminum
Co
145,538
3,190
Royal
Gold
Inc
339,193
4,452
RPM
International
Inc
422,094
3,550
Scotts
Miracle-Gro
Co/The
183,464
1,517
Sensient
Technologies
Corp
88,714
974
Silgan
Holdings
Inc
41,989
2,568
Sonoco
Products
Co
139,571
2,973
Southern
Copper
Corp
223,837
Shares
Description
(a)
Value
Materials
(continued)
5,367
SSR
Mining
Inc
$
71,327
577
Stepan
Co
43,258
8,818
Tronox
Holdings
PLC
118,514
3,022
United
States
Steel
Corp
98,155
6,256
Valvoline
Inc
201,694
1,794
Westlake
Corp
223,658
Total
Materials
5,515,035
Media
&
Entertainment
-
8.5%
51,060
(b),(d)
Alphabet
Inc,
Class
A
6,681,712
42,494
(b),(d)
Alphabet
Inc,
Class
C
5,602,834
32
(b)
Atlanta
Braves
Holdings
Inc,
Class
C
1,143
37
Cable
One
Inc
22,779
46,008
Comcast
Corp,
Class
A
2,039,995
1,216
(b)
IAC
Inc
61,274
2,501
(b)
Liberty
Broadband
Corp,
Class
A
227,366
1,107
(b)
Liberty
Media
Corp-Liberty
Formula
One,
Class
A
62,590
17,692
(b)
Meta
Platforms
Inc
5,311,315
4,304
(b)
Netflix
Inc
1,625,190
5,089
(b)
Pinterest
Inc,
Class
A
137,556
1,382
(b)
ROBLOX
Corp,
Class
A
40,023
1,622
(b)
Roku
Inc
114,497
29,033
(c)
Sirius
XM
Holdings
Inc
131,229
1,223
(b)
Spotify
Technology
SA
189,125
704
(b)
TKO
Group
Holdings
Inc
59,178
1,337
(b)
TripAdvisor
Inc
22,167
13,732
(b)
Walt
Disney
Co/The
1,112,978
Total
Media
&
Entertainment
23,442,951
Pharmaceuticals,
Biotechnology
&
Life
Sciences
-
7.9%
16,944
AbbVie
Inc
2,525,673
2,527
(b)
Alkermes
PLC
70,781
221
(b)
Alnylam
Pharmaceuticals
Inc
39,139
6,353
Amgen
Inc
1,707,432
137
(b)
BioMarin
Pharmaceutical
Inc
12,122
12,828
Bristol-Myers
Squibb
Co
744,537
1,543
Bruker
Corp
96,129
5,786
Danaher
Corp
1,435,507
5,649
(b)
Elanco
Animal
Health
Inc
63,495
6,826
Eli
Lilly
&
Co
3,666,449
1,713
(b)
Exact
Sciences
Corp
116,861
4,414
(b)
Exelixis
Inc
96,446
1,972
(b)
Halozyme
Therapeutics
Inc
75,330
910
(b)
Horizon
Therapeutics
Plc
105,278
787
(b)
Ionis
Pharmaceuticals
Inc
35,698
512
(b)
Jazz
Pharmaceuticals
PLC
66,273
19,908
Johnson
&
Johnson
3,100,671
395
(b)
Medpace
Holdings
Inc
95,641
23,887
Merck
&
Co
Inc
2,459,167
462
(b)
Mirati
Therapeutics
Inc
20,125
171
(b)
Neurocrine
Biosciences
Inc
19,238
50,011
Pfizer
Inc
1,658,865
2,755
(b)
QIAGEN
NV
111,578
186
(b)
Repligen
Corp
29,576
4,866
Royalty
Pharma
PLC
132,063
206
(b)
Sarepta
Therapeutics
Inc
24,971
790
(b)
Seagen
Inc
167,599
4,185
Thermo
Fisher
Scientific
Inc
2,118,321
798
(b)
United
Therapeutics
Corp
180,244
Nuveen
S&P
500
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
September
30,
2023
(Unaudited)
Shares
Description
(a)
Value
Pharmaceuticals,
Biotechnology
&
Life
Sciences
(continued)
2,719
(b)
Vertex
Pharmaceuticals
Inc
$
945,505
Total
Pharmaceuticals,
Biotechnology
&
Life
Sciences
21,920,714
Real
Estate
Management
&
Development
-
0.1%
1,786
(b)
Anywhere
Real
Estate
Inc
11,484
588
(c)
eXp
World
Holdings
Inc
9,549
1,231
(b)
Jones
Lang
LaSalle
Inc
173,793
1,070
(b)
Seritage
Growth
Properties
8,282
3,107
(b)
Zillow
Group
Inc,
Class
C
143,419
Total
Real
Estate
Management
&
Development
346,527
Semiconductors
&
Semiconductor
Equipment
-
7.4%
7,908
Analog
Devices
Inc
1,384,612
14,371
Applied
Materials
Inc
1,989,665
3,509
Broadcom
Inc
2,914,505
64
(b)
First
Solar
Inc
10,342
41,460
Intel
Corp
1,473,903
334
(b)
Lattice
Semiconductor
Corp
28,701
3,050
Marvell
Technology
Inc
165,096
10,021
Microchip
Technology
Inc
782,139
1,740
MKS
INSTRUMENTS
INC
150,580
19,957
NVIDIA
Corp
8,681,095
11,276
QUALCOMM
Inc
1,252,312
644
(b)
Semtech
Corp
16,583
10,681
Texas
Instruments
Inc
1,698,386
521
Universal
Display
Corp
81,792
597
(b)
Wolfspeed
Inc
22,746
Total
Semiconductors
&
Semiconductor
Equipment
20,652,457
Software
&
Services
-
10.6%
3,572
(b)
Adobe
Inc
1,821,363
791
(b)
Altair
Engineering
Inc,
Class
A
49,485
1,820
Amdocs
Ltd
153,772
387
(b)
BILL
Holdings
Inc
42,017
499
(b)
BlackLine
Inc
27,680
1,466
(b)
Box
Inc,
Class
A
35,492
805
(b)
Cloudflare
Inc,
Class
A
50,747
643
(b)
Crowdstrike
Holdings
Inc,
Class
A
107,625
365
(b)
DocuSign
Inc
15,330
7,313
(b)
Dropbox
Inc,
Class
A
199,133
1,426
(b)
Dynatrace
Inc
66,637
515
(b)
Elastic
NV
41,839
1,172
(b)
Five9
Inc
75,360
340
(b)
Globant
SA
67,269
2,561
(b)
GoDaddy
Inc,
Class
A
190,743
8,292
International
Business
Machines
Corp
1,163,368
2,495
Intuit
Inc
1,274,795
537
(b)
Manhattan
Associates
Inc
106,144
61,076
Microsoft
Corp
19,284,747
55
(b)
MicroStrategy
Inc,
Class
A
18,055
421
(b)
MongoDB
Inc
145,607
2,273
(b)
Nutanix
Inc,
Class
A
79,282
258
(b)
Okta
Inc
21,030
15,047
Oracle
Corp
1,593,778
8,904
(b)
Palantir
Technologies
Inc,
Class
A
142,464
281
(b)
Paylocity
Holding
Corp
51,058
592
Pegasystems
Inc
25,699
454
(b)
Rapid7
Inc
20,784
1,278
(b)
RingCentral
Inc,
Class
A
37,867
6,367
(b)
Salesforce
Inc
1,291,100
Shares
Description
(a)
Value
Software
&
Services
(continued)
2,769
(b)
SentinelOne
Inc,
Class
A
$
46,685
151
(b)
Snowflake
Inc,
Class
A
23,068
1,223
(b)
Splunk
Inc
178,864
1,110
(b)
Teradata
Corp
49,972
632
(b)
Trade
Desk
Inc/The,
Class
A
49,391
1,577
(b)
Twilio
Inc,
Class
A
92,302
3,502
(b)
UiPath
Inc,
Class
A
59,919
1,252
(b)
Unity
Software
Inc
39,300
1,361
(b)
VMware
Inc,
Class
A
226,579
410
(b)
Wix.com
Ltd
37,638
1,207
(b)
Workday
Inc,
Class
A
259,324
412
(b)
Ziff
Davis
Inc
26,240
2,716
(b)
Zoom
Video
Communications
Inc,
Class
A
189,957
219
(b)
Zscaler
Inc
34,074
Total
Software
&
Services
29,513,583
Technology
Hardware
&
Equipment
-
8.8%
122,587
(d)
Apple
Inc
20,988,121
998
(b)
Arrow
Electronics
Inc
124,990
311
Avnet
Inc
14,987
3,370
(b)
Ciena
Corp
159,266
44,070
Cisco
Systems
Inc
2,369,203
2,269
(b)
Coherent
Corp
74,060
5,255
Dell
Technologies
Inc,
Class
C
362,070
414
(b)
IPG
Photonics
Corp
42,038
1,414
Jabil
Inc
179,422
1,137
National
Instruments
Corp
67,788
590
(b)
Pure
Storage
Inc,
Class
A
21,016
Total
Technology
Hardware
&
Equipment
24,402,961
Telecommunication
Services
-
0.5%
20,873
Lumen
Technologies
Inc
29,640
1,094
(b)
United
States
Cellular
Corp
47,009
36,333
Verizon
Communications
Inc
1,177,552
Total
Telecommunication
Services
1,254,201
Transportation
-
1.4%
183
(b)
Avis
Budget
Group
Inc
32,883
942
Copa
Holdings
SA,
Class
A
83,951
3,101
(b)
Frontier
Group
Holdings
Inc
15,009
935
(b)
GXO
Logistics
Inc
54,838
979
Knight-Swift
Transportation
Holdings
Inc
49,097
463
(b)
Saia
Inc
184,575
1,524
Spirit
Airlines
Inc
25,146
3,055
(b)
Uber
Technologies
Inc
140,499
8,439
Union
Pacific
Corp
1,718,434
9,091
United
Parcel
Service
Inc,
Class
B
1,417,014
2,805
(b)
XPO
Inc
209,421
Total
Transportation
3,930,867
Utilities
-
2.4%
1,162
ALLETE
Inc
61,354
3,089
Avangrid
Inc
93,195
3,388
Black
Hills
Corp
171,399
2,908
Brookfield
Renewable
Corp,
Class
A
69,617
5,568
Clearway
Energy
Inc,
Class
C
117,819
13,656
Consolidated
Edison
Inc
1,167,998
18,646
Duke
Energy
Corp
1,645,696
9,953
Essential
Utilities
Inc
341,686
2,579
IDACORP
Inc
241,523
Nuveen
S&P
500
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
September
30,
2023
(Unaudited)
Shares
Description
(a)
Value
Utilities
(continued)
2,448
National
Fuel
Gas
Co
$
127,076
2,125
New
Jersey
Resources
Corp
86,339
19,636
NextEra
Energy
Inc
1,124,946
3,208
NorthWestern
Corp
154,176
13,088
OGE
Energy
Corp
436,223
730
Otter
Tail
Corp
55,422
3,108
PNM
Resources
Inc
138,648
7,972
Portland
General
Electric
Co
322,706
860
Southwest
Gas
Holdings
Inc
51,953
617
(b),(c)
Sunnova
Energy
International
Inc
6,460
8,660
Vistra
Corp
287,339
Total
Utilities
6,701,575
Total
Common
Stocks
(cost
$112,746,102)
274,539,975
Shares
Description
(a)
Value
X
–
EXCHANGE-TRADED
FUNDS
-
0
.9
%
X
2,485,197
11,700
Vanguard
Total
Stock
Market
ETF
$
2,485,197
Total
Exchange-Traded
Funds
(cost
$2,223,916)
2,485,197
Type
Description
Number
of
Contracts
Notional
Amount
(f)
Exercise
Price
Expiration
Date
Value
OPTIONS
PURCHASED
-
0
.0
%
X
–
Put
Consumer
Discretionary
Select
Sector
SPDR
Fund
30
$
450,000
$
150
10/20/23
$
2,700
Call
General
Mills
Inc
30
225,000
75
10/20/23
225
Total
Options
Purchased
(cost
$6,999)
60
$
675,000
2,925
Total
Long-Term
Investments
(cost
$114,977,017)
277,028,097
Shares
Description
(a)
Coupon
Value
INVESTMENTS
PURCHASED
WITH
COLLATERAL
FROM
SECURITIES
LENDING
-
0.1%
X
–
270,461
(g)
State
Street
Navigator
Securities
Lending
Government
Money
Market
Portfolio
5.360%(h)
$
270,461
Total
Investments
Purchased
with
Collateral
from
Securities
Lending
(cost
$270,461)
270,461
Principal
Amount
(000)
Description
(a)
Coupon
Maturity
Value
SHORT-TERM
INVESTMENTS
-
2.1%
–
REPURCHASE
AGREEMENTS
-
2
.1
%
5,752,855
$
5,753
Repurchase
Agreement
with
Fixed
Income
Clearing
Corporation,
dated
09/29/23,
repurchase
price
$5,753,622,
collateralized
by
$8,157,900,
U.S.
Treasury
Bond,
2.875%,
due
05/15/52,
value
$5,867,952
1.520%
10/02/23
$
5,752,855
Total
Repurchase
Agreements
(cost
$5,752,855)
5,752,855
Total
Short-Term
Investments
(cost
$5,752,855)
5,752,855
Total
Investments
(cost
$
121,000,333
)
-
102
.0
%
283,051,413
Other
Assets
&
Liabilities,
Net
- (2.0)%
(
5,535,299
)
Net
Assets
Applicable
to
Common
Shares
-
100%
$
277,516,114
Investments
in
Derivatives
Part
F
of
Form
N-PORT
was
prepared
in
accordance
with
U.S.
generally
accepted
accounting
principles
(“U.S.
GAAP”)
and
in
conformity
with
the
applicable
rules
and
regulations
of
the
U.S.
Securities
and
Exchange
Commission
(“SEC”)
related
to
interim
filings.
Part
F
of
Form
N-PORT
does
not
include
all
information
and
footnotes
required
by
U.S.
GAAP
for
complete
financial
statements.
Certain
footnote
disclosures
normally
included
in
financial
statements
prepared
in
accordance
with
U.S.
GAAP
have
been
condensed
or
omitted
from
this
report
pursuant
to
the
rules
of
the
SEC.
For
a
full
set
of
the
Fund’s
notes
to
financial
statements,
please
refer
to
the
Fund’s
most
recently
filed
annual
or
semi-annual
report.
Fair
Value
Measurements
The
Fund’s
investments
in
securities
are
recorded
at
their
estimated
fair
value
utilizing
valuation
methods
approved
by
the
Board
of
Directors/
Trustees.
Fair
value
is
defined
as
the
price
that
would
be
received
upon
selling
an
investment
or
transferring
a
liability
in
an
orderly
transaction
to
an
independent
buyer
in
the
principal
or
most
advantageous
market
for
the
investment.
U.S.
GAAP
establishes
the
three-tier
hierarchy
which
is
used
to
maximize
the
use
of
observable
market
data
and
minimize
the
use
of
unobservable
inputs
and
to
establish
classification
of
fair
value
measurements
for
disclosure
purposes.
Observable
inputs
reflect
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Observable
inputs
are
based
on
market
data
obtained
from
sources
independent
of
the
reporting
entity.
Unobservable
inputs
reflect
management’s
assumptions
about
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Unobservable
inputs
are
based
on
the
best
information
available
in
the
circumstances.
The
following
is
a
summary
of
the
three-tiered
hierarchy
of
valuation
input
levels.
Level
1
–
Inputs
are
unadjusted
and
prices
are
determined
using
quoted
prices
in
active
markets
for
identical
securities.
Level
2
–
Prices
are
determined
using
other
significant
observable
inputs
(including
quoted
prices
for
similar
securities,
interest
rates,
credit
spreads,
etc.).
Level
3
–
Prices
are
determined
using
significant
unobservable
inputs
(including
management’s
assumptions
in
determining
the
fair
value
of
investments).
The
following
table
summarizes
the
market
value
of
the
Fund's
investments
as
of
the
end
of
the
reporting
period,
based
on
the
inputs
used
to
value
them:
Options
Written
Type
Description
Number
of
Contracts
Notional
Amount
(f)
Exercise
Price
Expiration
Date
Value
Call
Costco
Wholesale
Corp
(30)
$
(
1,770,000
)
$
590
10/20/23
$
(
5,670
)
Call
S&P
500
Index
(185)
(
82,602,500
)
4,465
10/20/23
(
119,325
)
Call
S&P
500
Index
(25)
(
11,500,000
)
4,600
10/20/23
(
1,000
)
Call
S&P
500
Index
(35)
(
16,012,500
)
4,575
11/17/23
(
31,325
)
Call
S&P
500
Index
(35)
(
16,100,000
)
4,600
11/17/23
(
22,750
)
Total
Options
Written
(premiums
received
$1,409,215)
(310)
$(127,985,000)
$(180,070)
Level
1
Level
2
Level
3
Total
Long-Term
Investments:
Common
Stocks
$
274,539,975
$
–
$
–
$
274,539,975
Exchange-Traded
Funds
2,485,197
–
–
2,485,197
Options
Purchased
2,700
225
–
2,925
Investments
Purchased
with
Collateral
from
Securities
Lending
270,461
–
–
270,461
Short-Term
Investments:
Repurchase
Agreements
–
5,752,855
–
5,752,855
Investments
in
Derivatives:
Options
Written
(180,070)
–
–
(180,070)
Total
$
277,118,263
$
5,753,080
$
–
$
282,871,343
For
Fund
portfolio
compliance
purposes,
the
Fund’s
industry
classifications
refer
to
any
one
or
more
of
the
industry
sub-classifications
used
by
one
or
more
widely
recognized
market
indexes
or
ratings
group
indexes,
and/or
as
defined
by
Fund
management.
This
definition
may
not
apply
for
purposes
of
this
report,
which
may
combine
industry
sub-classifications
into
sectors
for
reporting
ease.
(a)
All
percentages
shown
in
the
Portfolio
of
Investments
are
based
on
net
assets
applicable
to
common
shares
unless
otherwise
noted.
(b)
Non-income
producing;
issuer
has
not
declared
an
ex-dividend
date
within
the
past
twelve
months.
(c)
Investment,
or
a
portion
of
investment,
is
out
on
loan
for
securities
lending.
The
total
value
of
the
securities
out
on
loan
as
of
the
end
of
the
reporting
period
was
$251,829.
(d)
Investment,
or
portion
of
investment,
has
been
pledged
to
collateralize
the
net
payment
obligations
for
investments
in
derivatives.
(e)
Defaulted
security.
A
security
whose
issuer
has
failed
to
fully
pay
principal
and/or
interest
when
due,
or
is
under
the
protection
of
bankruptcy.
(f)
For
disclosure
purposes,
Notional
Amount
is
calculated
by
multiplying
the
Number
of
Contracts
by
the
Exercise
Price
by
100.
(g)
The
Fund
may
loan
securities
representing
up
to
one
third
of
the
value
of
its
total
assets
(which
includes
collateral
for
securities
on
loan)
to
broker
dealers,
banks,
and
other
institutions.
The
collateral
maintained
by
the
Fund
shall
have
a
value,
at
the
inception
of
each
loan,
equal
to
not
less
than
100%
of
the
value
of
the
loaned
securities.
The
cash
collateral
received
by
the
Fund
is
invested
in
this
money
market
fund.
Nuveen
S&P
500
Dynamic
Overwrite
Fund
(continued)
Portfolio
of
Investments
September
30,
2023
(Unaudited)
(h)
The
rate
shown
is
the
one-day
yield
as
of
the
end
of
the
reporting
period.
ADR
American
Depositary
Receipt
ETF
Exchange-Traded
Fund
REIT
Real
Estate
Investment
Trust
S&P
Standard
&
Poor's
SPDR
Standard
&
Poor's
Depositary
Receipt
Nuveen S&P 500 Dynamic O... (NYSE:SPXX)
過去 株価チャート
から 10 2024 まで 11 2024
Nuveen S&P 500 Dynamic O... (NYSE:SPXX)
過去 株価チャート
から 11 2023 まで 11 2024
