Statement of Ownership (sc 13g)
2015年2月11日 - 6:17AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(RULE
13d - 102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2
(Amendment
No. )*
Amber
Road, Inc.
(Name
of Issuer)
Common
Stock, par value $0.001 per share
(Title
of Class of Securities)
02318Y108
(CUSIP
Number)
December
31, 2014
(Date
of Event which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule
13d-1(b)
¨ Rule
13d-1(c)
¨ Rule
13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior
cover page.
The
information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
(Page
1 of 6 Pages)
CUSIP
No. 02318Y108
1 |
NAME
OF REPORTING PERSON
Gilder,
Gagnon, Howe & Co. LLC
|
2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o
(b)o
|
3 |
SEC
USE ONLY
|
4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
|
NUMBER
OF
SHARES
BENEFI-
CIALLY
OWNED
BY EACH
REPORT-
ING
PERSON
WITH |
5 |
SOLE
VOTING POWER
58,314
|
6 |
SHARED
VOTING POWER
0
|
7 |
SOLE
DISPOSITIVE POWER
58,314
|
8 |
SHARED
DISPOSITIVE POWER
1,432,030
|
9 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,490,344
|
10 |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
|
11 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.86%
|
12 |
TYPE
OF REPORTING PERSON
BD
|
ITEM
1(a). Name of Issuer:
Item
1(b). Address of Issuer's Principal Executive Offices:
| | East Rutherford,
New Jersey 07073 |
Item
2(a). Name of Persons Filing:
| | Gilder, Gagnon, Howe &
Co. LLC |
Item
2(b). Address of Principal Business Office or, if None, Residence:
| | 3 Columbus Circle, 26th Floor |
Item
2(c). Citizenship:
Item
2(d). Title of Class of Securities
Item
2(e). CUSIP Number:
ITEM
3. |
IF
THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: |
|
(a) |
x |
Broker or dealer registered
under Section 15 of the Act (15 U.S.C. 78o). |
|
|
|
|
|
(b) |
¨ |
Bank as defined in Section 3(a)(6)
of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(c) |
¨ |
Insurance company defined in Section
3(a)(19) of the Act (15 U.S.C. 78c). |
|
|
|
|
|
(d) |
¨ |
Investment company registered
under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8). |
|
|
|
|
|
(e) |
¨ |
An investment adviser in accordance
with Rule 13d-1(b)(1)(ii)(E). |
|
|
|
|
|
(f) |
¨ |
An employee benefit plan or endowment
fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
|
|
|
|
|
(g) |
¨ |
A parent holding company or control
person in accordance with Rule 13d-1(b)(1)(ii)(G). |
|
|
|
|
|
(h) |
¨ |
A savings association as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
|
(i) |
¨ |
A church plan that
is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a–3); |
|
|
|
|
|
(j) |
¨ |
A non-U.S. institution in accordance
with §240.13d–1(b)(1)(ii)(J) |
|
|
|
|
|
(k) |
¨ |
Group, in accordance with Rule
13d-1(b)(1)(ii)(K). |
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
| | (a) Amount
beneficially owned: 1,490,344 |
| | (b) Percent
of class: 5.86% |
| | (c) Number
of shares of Common Stock as to which such person has: |
| |
| (i) Sole
power to vote or direct the vote: 58,314 |
| |
| (ii) Shared
power to vote or direct the vote: 0 |
| |
| (iii) Sole
power to dispose or direct the disposition: 58,314 |
| |
| (iv) Shared
power to dispose or direct the disposition: 1,432,030 |
The
shares reported include 1,281,166 shares held in customer accounts over which partners and/or employees of the Reporting Person
have discretionary authority to dispose of or direct the disposition of the shares, 58,314 shares held in the account of the profit
sharing plan of the Reporting Person, and 150,864 shares held in accounts owned by the partners of the Reporting Person and their
families.
Item
5. Ownership of Five Percent or Less of a Class.
| | If
this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the
beneficial owner of more than five percent of the class of securities, check the following ¨. |
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
Item 7. | | Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Item
8. Identification and Classification of Members of the Group.
Item
9. Notice of Dissolution of Group.
Item
10. Certification.
By
signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination
under §240.14a–11.
SIGNATURES
After
reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information
set forth in this statement is true, complete and correct.
Dated:
February 10, 2015
|
GILDER,
GAGNON, HOWE & CO. LLC |
|
|
|
|
By: |
/s/
Bonnie Haupt |
|
Name: |
Bonnie
Haupt |
|
Title: |
Chief
Compliance Officer & Branch Manager |
AMBER ROAD, INC. (NYSE:AMBR)
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AMBER ROAD, INC. (NYSE:AMBR)
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から 9 2023 まで 9 2024