Statement of Changes in Beneficial Ownership (4)
2022年1月6日 - 11:58PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Wentzell Janis E. |
2. Issuer Name and Ticker or Trading Symbol
Randolph Bancorp, Inc.
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RNDB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O RANDOLPH BANCORP, INC., 2 BATTERYMARCH PARK, SUITE 301 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/4/2022 |
(Street)
QUINCY, MA 02169
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/4/2022 | | M | | 13040 | A | $14.66 | 29189 (1) | D | |
Common Stock | | | | | | | | 4000 | I | By IRA |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | $14.66 | 1/4/2022 | | M | | | 13040 | (2) | 10/11/2027 | Common Stock | 13040 | $0.00 | 3262 | D | |
Stock Options (right to buy) | $11.48 | | | | | | | (3) | 8/12/2030 | Common Stock | 7500 | | 7500 | D | |
Explanation of Responses: |
(1) | Includes 1,410 shares of restricted stock which vest on February 3, 2022 (upon reaching mandatory retirement) and 704 shares of restricted stock which vest on February 3, 2022 (upon reaching mandatory retirement). |
(2) | The options vest as follows: 3,262 shares on February 3, 2022 (upon reaching mandatory retirement). |
(3) | The options vest in five equal annual installments beginning on August 13, 2021, provided, however, that upon mandatory retirement from service as a director, the options scheduled to vest during the calendar year of such retirement and during the calendar year following such retirement shall vest on the retirement date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wentzell Janis E. C/O RANDOLPH BANCORP, INC. 2 BATTERYMARCH PARK, SUITE 301 QUINCY, MA 02169 | X |
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Signatures
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/s/ Lauren B. Messmore | | 1/6/2022 |
**Signature of Reporting Person | Date |
Randolph Bancorp (NASDAQ:RNDB)
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Randolph Bancorp (NASDAQ:RNDB)
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から 7 2023 まで 7 2024
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