- Current report filing (8-K)
2010年4月21日 - 4:10AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 15, 2010
(Exact name of registrant as specified in its charter)
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Delaware
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000-50484
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51-0407811
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(State or
other jurisdiction
of
incorporation or
organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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140 Wicks Road, North Ryde, NSW, 2113 Australia
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code: (011) 61 2 8877 6196
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (
see
General
Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer
of Listing.
On April 15, 2010, Marshall Edwards, Inc. (the Company) received notification from Nasdaq
that the Company has regained compliance with the $1.00 minimum closing bid price requirement in
accordance with Nasdaq Listing Rule 5450(a)(1). The Nasdaq Hearings Listing Qualifications Panel
has determined to continue the listing of the Companys securities on the Nasdaq Stock Market and,
therefore, the hearing before the Hearings Listing Qualifications Panel has been cancelled.
Previously on March 16, 2010, the Company received written notification from Nasdaq that
unless the Company requested a hearing before the Nasdaq Listing Qualifications Panel the Companys
common stock would be delisted from Nasdaq. On March 23, 2010, the Company requested a hearing
before the Nasdaq Listing Qualifications Panel to address the minimum bid price deficiency.
On March 29, 2010, a 1-for-10 reverse stock split was approved at the Special Meeting of the
Stockholders of the Company. On March 31, 2010 the Company effected the reverse stock split.
Following the reverse stock split, the Companys common stock traded above the $1.00 minimum bid
price required by the Nasdaq Listing rules for 10 consecutive trading days thus allowing the
Company to regain compliance and remain listed on Nasdaq.
A copy of the press release announcing that the Company has regained compliance with Nasdaq
continued listing requirements is attached hereto as Exhibit 99.1 and is incorporated by reference
herein.
Item 9.01. Financial Statements and Exhibits.
(d)
Exhibits
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Exhibit No.
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Description
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99.1
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Press Release dated April 20, 2010
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Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MARSHALL EDWARDS, INC.
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By:
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/s/ David R. Seaton
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David R. Seaton
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Acting Chief Executive Officer and
Chief Financial Officer
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Dated: April 20, 2010
Index to Exhibits
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Exhibit No.
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Description
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99.1
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Press Release dated April 20, 2010
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Marshall Edwards (MM) (NASDAQ:MSHLD)
過去 株価チャート
から 10 2024 まで 11 2024
Marshall Edwards (MM) (NASDAQ:MSHLD)
過去 株価チャート
から 11 2023 まで 11 2024