Holding(s) in Company
2011年2月3日 - 7:23PM
RNSを含む英国規制内ニュース (英語)
TIDMSTJ
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer St. James's Place plc
of existing shares to which voting rights are
attached:ii
2 Reason for the notification(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Prudential plc group of companies
notification obligation:iii
4. Full name of shareholder(s) See section 9
(if different from 3.):iv
5. Date of the transaction and date on 1 February 2011
which the threshold is crossed or
reached:v
6. Date on which issuer notified: 2 February 2011
7. Threshold(s) that is/are crossed or See section 13
reached:vi, vii
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
if possible usingthe ISIN CODE transaction
Number Number Number Number of voting % of voting rightsx
of of of shares rights
Shares Voting
Rights
Direct Directxi Indirectxii Direct Indirect
Ord 15p Shares 17,542,409 17,542,409 17,421,205 17,421,205 3.57%
GB0007669376
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument datexiii Conversion Periodxiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration datexvii Exercise/ Number of voting rights instrument refers to % of voting rightsxix, xx
instrument Conversion periodxviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
17,421,205 3.57%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:xxi
Prudential plc (parent company)
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc)
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional information: The notification stated that this disclosure now gives the position under non-exempt rules where disclosure is required from a 3% level as the exempt holdings have dropped below 5%.
14. Contact name: Jayne Meacham
15. Contact telephone number: 01285 878762
Note: Annex should only be submitted
to the FSA not the issuer
Annex: Notification of major
interests in sharesxxii
A: Identity of the persons or legal entity
subject to the notification obligation
Full name
(including legal form of legal entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1
please see the FSA website.
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