|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
22 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,981,137
|
0.49%
|
18,291,274
|
1.49%
|
|
(2)
Cash-settled derivatives:
|
18,169,537
|
1.48%
|
5,897,862
|
0.48%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
24,150,674
|
1.97%
|
24,189,136
|
1.97%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
1538332
|
27.3350
GBP
|
25.7550
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
3946998
|
27.3350
GBP
|
25.7550
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
3052
|
31.4162
EUR
|
31.3883
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
1281
|
31.4000
EUR
|
30.4588
EUR
|
|
ADR
|
Purchase
|
38506
|
17.1041
USD
|
17.1002
USD
|
|
ADR
|
Sale
|
38506
|
17.1041
USD
|
17.1002
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
52
|
622.3580
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
104
|
26.6200
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
123
|
26.8650
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
152
|
26.8092
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
182
|
26.5473
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
208
|
26.3428
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
210
|
26.7785
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
263
|
26.6250
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
278
|
26.0218
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
338
|
26.9044
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
437
|
26.9850
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
702
|
26.6853
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
717
|
26.3939
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,044
|
26.6494
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,866
|
26.3697
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,687
|
26.6562
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,946
|
26.3360
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,011
|
26.6724
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,370
|
27.1372
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,487
|
26.3168
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,368
|
26.6645
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
7,257
|
26.8216
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
7,405
|
26.2181
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
8,998
|
26.9852
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,440
|
609.6928
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,514
|
26.2741
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,864
|
622.1551
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,632
|
27.0627
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,128
|
619.8289
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,229
|
26.9054
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
19,254
|
26.6994
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,187
|
26.3346
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,788
|
606.5494
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
23,228
|
610.0891
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
32,313
|
620.3807
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
34,966
|
618.3271
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
42,936
|
620.5573
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
63,345
|
26.4265
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
65,581
|
617.9500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
72,481
|
26.6988
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
74,038
|
26.3410
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
77,773
|
26.4009
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
124,265
|
26.4898
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
208
|
617.9586
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
275
|
617.9619
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
328
|
624.2479
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
331
|
611.2598
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
553
|
26.7227
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,072
|
615.1784
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,235
|
30.4554
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,372
|
26.7997
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,000
|
622.7330
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7,536
|
618.2926
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
10,864
|
621.9062
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
14,500
|
26.5076
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
34,966
|
618.1570
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
129,001
|
611.6407
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
603,592
|
618.4424
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
52
|
622.3580
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
84
|
26.6357
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
97
|
26.6852
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
107
|
26.7275
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
167
|
26.8804
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
312
|
26.6170
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
360
|
26.8066
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
457
|
26.7471
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
492
|
26.8113
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
673
|
25.9814
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
719
|
26.6091
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,671
|
26.6361
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,495
|
616.9274
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,709
|
26.8022
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,711
|
26.9847
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,871
|
26.8158
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,932
|
603.5022
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,949
|
27.0354
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,955
|
26.8671
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,102
|
26.6247
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,700
|
25.9086
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,721
|
26.3607
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
6,944
|
26.9850
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,231
|
26.8705
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
8,411
|
26.9825
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,780
|
25.9930
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
9,440
|
609.6928
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,936
|
26.7461
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,936
|
618.2590
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
12,507
|
26.6329
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
14,128
|
619.8289
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
20,788
|
606.5494
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
23,228
|
610.0891
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
25,733
|
26.9656
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
27,031
|
26.8901
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
29,027
|
26.7832
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
30,300
|
26.7067
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
32,313
|
620.3807
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
42,936
|
620.5573
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
47,601
|
26.8097
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
55,576
|
26.7968
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
60,322
|
619.4048
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
65,581
|
617.9500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
88,917
|
26.9021
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
95,994
|
27.0652
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
252,018
|
26.6963
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
345,133
|
26.9850
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
381,235
|
26.7198
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
613,061
|
26.6687
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
939,185
|
26.7820
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
43
|
31.4934
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
208
|
617.9586
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
275
|
617.9619
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
328
|
624.2479
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
331
|
611.2598
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,072
|
615.1784
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,000
|
622.7330
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,495
|
616.9274
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
2,963
|
31.4197
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
3,932
|
603.7436
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
7,536
|
618.2926
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
11,936
|
618.2590
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
16,500
|
26.5317
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
26,049
|
26.9849
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
26,689
|
26.4318
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
26,728
|
26.4450
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
28,824
|
26.6364
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
60,322
|
619.5751
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
129,001
|
611.8242
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
325,000
|
617.9500
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
603,592
|
618.6279
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
29,890
|
26.8878
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
23 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|