- Amended Statement of Beneficial Ownership (SC 13D/A)
2009年1月9日 - 5:47AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
Under
the Securities Exchange Act of 1934
Orezone
Resources Inc.
(Title of
Class of Securities)
(CUSIP
Number)
Larry
E. Phillips
Senior
Vice-President, Corporate Affairs and Corporate Secretary
IAMGOLD
Corporation
401
Bay Street, Suite 3200
P.O.
Box 153
Toronto,
Ontario
M5H
2Y4, Canada
Tel: (416)
360-4719
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
December
31, 2008
(Date of
Event which Requires Filing of this Statement)
If the
filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of §§240.1 3d-l(e), 240.13d-l(f) or 240.13d-l(g), check
the following box.
o
Note:
Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom
copies are to be sent.
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“
Act
”) or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act.
CUSIP
No. 685921
1
|
Name
of Reporting Persons.
I.R.S.Identification
Nos. of above persons (entities only).
IAMGOLD
Corporation
|
2
|
Check
the Appropriate Box if a Member of a Group (See Instructions)
(a)
o
(b)
x
|
3
|
SEC Use
Only
|
4
|
Source
of Funds (See Instructions)
WC
|
5
|
Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or
2(e)
|
6
|
Citizenship
or Place of Organization
Canada
|
Number
of
Shares
Beneficially
Owned
by
Each
Reporting
Person
With
|
7
|
Sole
Voting Power
71,428,571
(1)
|
8
|
Shared
Voting Power
30,009,037
(2)
|
9
|
Sole
Dispositive Power
71,428,571
(1)
|
10
|
Shared
Dispositive Power
|
11
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
101,437,608
(3)
|
12
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
|
13
|
Percent
of Class Represented by Amount in Row (11)
22.9%
(4)
|
14
|
Type
of Reporting Person (See Instructions)
CO
|
(1)
|
Represents
common shares of Orezone Resources Inc. (“
Orezone
”) that
IAMGOLD Corporation (“
IAMGOLD
”) has
acquired by way of a private placement in accordance with the Arrangement
Agreement.
|
(2)
|
Represents
common shares of Orezone that are subject to separate lock-up agreements,
described below, each dated December 10, 2008, between IAMGOLD and each of
Ronald Little, Michael Halvorson, Paul Carmel, David Netherway, Alain
Krushinsky, Pascal Marquis, Gregory Bowes, Niel Marotta, Sean Homuth,
Charles Taschereau, and MinQuest Fund I, L.P. (together, the “
Shareholders
”)
regarding shares beneficially owned or deemed to be beneficially owned by
the Shareholders (the “
Lock-up
Agreements
”). This Schedule 13D shall not be construed as an
admission by IAMGOLD that IAMGOLD is, for the purposes of
Section 13(d) of the Act, the beneficial owner of any of the common
shares of Orezone covered by the Lock-up
Agreements.
|
(3)
|
Includes
30,009,037 common shares of Orezone beneficially owned or deemed to be
beneficially owned by the Shareholders and subject to the Lock-up
Agreements.
|
(4)
|
Based
on 357,840,938 common shares of Orezone outstanding as represented by
Orezone in the Arrangement Agreement, described below, and assuming the
issuance of 13,002,308 common shares of Orezone issuable upon exercise of
a convertible debenture held by a Shareholder and upon the exercise of
options held by the Shareholders and the issuance of 71,428,571 common
shares of Orezone pursuant to the Private Placement, as described
below.
|
This Amendment No. 1 (this “Amendment”) amends and supplements the Schedule
13D filed on December 19, 2008 (the “Schedule 13D”), with respect to the
common shares (the “Common Shares”) of Orezone Resources Inc.
(“Orezone”), previously filed by IAMGOLD Corporation (“IAMGOLD”). The Common
Shares to which this Amendment relates are held directly by IAMGOLD. This
Amendment is being filed to update the Schedule 13D in light of recent
events.
Except as
expressly provided herein, this Amendment does not modify any of the information
previously reported in the Schedule 13D. All capitalized terms used herein shall
have the meanings given to them in the Schedule 13D, and unless amended or
supplemented hereby, all information previously filed remains in
effect.
Item 4.
|
Purpose
of the Transaction
|
On
December 31, 2008 Orezone issued 71,428,571 Common Shares to IAMGOLD
pursuant to the Private Placement contemplated by the Arrangement Agreement at
CDN$0.28 per share for total gross proceeds to Orezone of CDN$19,999,999.88,
representing an approximately 16.6% interest in Orezone after the issuance.
IAMGOLD did not hold any securities of Orezone prior to the Private
Placement.
Item 5.
|
Interest
in Securities of the Issuer
|
IAMGOLD
has acquired 71,428,571 Common Shares in accordance with the Arrangement
Agreement and is therefore the direct owner of such Common Shares.
Set forth
in Schedule II hereto are the number and percentage of Common Shares
beneficially owned or deemed to be beneficially owned by each of the directors
and officers of IAMGOLD as at January 8, 2009.
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
Dated:
January 8, 2009
|
IAMGOLD
Corporation
|
|
|
|
|
|
|
By:
|
/s/ Larry
Phillips
|
|
|
|
Name:
Larry Phillips
|
|
|
|
Title:
Senior
Vice President Corporate Affairs and Corporate
Secretary
|
|
|
|
|
|
Schedule
II
Name
|
Number
of Common
Shares
Benfically
Owned
|
|
Percentage
of
Common
Shares
Beneficially
Owned
|
Directors
|
|
|
|
William
D. Pugliese
|
—
|
|
—
|
Derek
Bullock
|
—
|
|
—
|
John
E. Caldwell
|
—
|
|
—
|
Donald
K. Charter
|
—
|
|
—
|
Joseph
F. Conway
|
—
|
|
—
|
W.
Robert Dengler
|
—
|
|
—
|
Guy
G. Dufresne
|
—
|
|
—
|
Jean-André
Élie
|
—
|
|
—
|
Stephen
Freedhoff
|
—
|
|
—
|
Peter
C. Jones
|
—
|
|
—
|
Mahendra
Naik
|
—
|
|
—
|
John
Shaw
|
—
|
|
—
|
Executive
Officers
|
|
|
|
Joseph
F. Conway
|
—
|
|
—
|
Carol
Banducci
|
—
|
|
—
|
Michael
Donnelly
|
—
|
|
—
|
Ross
Gallinger
|
—
|
|
—
|
John
McCombe
|
—
|
|
—
|
Denis
Miville-Deschênes
|
—
|
|
—
|
Paul
B. Olmsted
|
—
|
|
—
|
Larry
E. Phillips
|
—
|
|
—
|
P.
Gordon Stothart
|
—
|
|
—
|
Janet
Wilkinson
|
—
|
|
—
|
Brian
Chandler
|
—
|
|
—
|
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