SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mullin Joseph E III

(Last) (First) (Middle)
C/O RISE GOLD CORP.
345 CROWN POINT CIRCLE, SUITE 600

(Street)
GRASS VALLEY CA 95945

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rise Gold Corp. [ RYES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
09/20/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 377,193 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options $0.1 09/20/2024 A 1,006,750 (1) 09/20/2029 Common Stock 1,006,750 $0.00 1,006,750 I By Mount Arvon Partners LLC
Options $0.17 (2) 05/01/2029 Common Stock 412,241 412,241 I By Mount Arvon Partners LLC
Warrants $0.158 04/09/2024 04/09/2027 Common Stock 105,263 105,263 D
Warrants $0.26 11/07/2023 11/07/2025 Common Stock 83,333 83,333 D
Explanation of Responses:
1. 251,687 options vested on 9-20-24, 125,844 additional options will vest on each of 12-20-24, 3-20-25., 6-20-25, 9-20-25 and 12-20-25, and 125,843 additional options will vest on 3-20-26
2. 103,061 options vested on 5-1-24 and 51,531 additional options will vest on each of 8-1-24, 11-1-24, 2-1-25, 5-1-25, 8-1-25 and 11-1-25
/s/ Joseph Mullin 09/24/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Rise Gold (QX) (USOTC:RYES)
過去 株価チャート
から 10 2024 まで 11 2024 Rise Gold (QX)のチャートをもっと見るにはこちらをクリック
Rise Gold (QX) (USOTC:RYES)
過去 株価チャート
から 11 2023 まで 11 2024 Rise Gold (QX)のチャートをもっと見るにはこちらをクリック