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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of May 2024

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F    X        Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):     

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from April 1, 2024 to April 30, 2024.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.

Date: May 14, 2024

 

By:

 

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from April 1, 2024 to April 30, 2024 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on May 14, 2024]

Class of Shares: Common Stock

 

1.

Status of repurchase

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of April 30, 2024

 

     Number of Shares      Total Repurchase
Amount (JPY)
 
Authorization pursuant to the resolution of the Board (January 31, 2024) (Period of repurchase: from February 16, 2024 to September 30, 2024 (excluding the ten business days following the announcement of each quarterly financial results))         125,000,000        100,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    


(Date)

April 1

April 2
April 3

April 4

April 5

April 8

April 9

April 10

April 11

April 12

April 15

April 16

April 17

April 18

April 19

April 22

April 23

April 24

April 25

April 26

 

 

 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

2,132,900

1,814,500

1,940,000

1,380,000

2,132,900

1,934,500

1,791,400

1,860,000

1,934,500

1,934,500

1,770,000

1,845,000

1,845,100

1,630,000

1,845,100

1,763,800

1,763,800

1,730,000

1,763,800

1,763,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

2,025,390,360

1,689,792,890

1,796,747,180

1,308,573,790

1,964,391,750

1,833,830,250

1,697,981,930

1,749,225,180

1,837,735,060

1,853,484,420

1,669,692,230

1,717,183,210

1,671,267,230

1,465,570,510

1,637,202,560

1,578,198,020

1,594,959,810

1,580,394,510

1,596,940,370

1,602,964,430

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

    

 

 

 

Total

            36,574,800        33,871,525,690  
     

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

        82,798,400        74,884,353,750  
     

 

 

    

 

 

 

Progress of share repurchase (%)

        66.2        74.9  


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2.

Status of disposition

as of April 30, 2024

 

     Number of shares disposed in
the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Treasury shares canceled

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Treasury shares transferred upon merger, share exchange, share delivery or demerger

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Other (exercise of stock acquisition rights)

   (Date)

April 1

April 2

April 3

April 5

April 8

April 10

April 11

April 12

April 15

April 16

April 17

April 18

April 19

April 22

April 23

April 24

April 25

April 26

April 30

    

56,900

18,400

12,000

2,000

22,000

23,700

88,700

3,100

80,100

9,900

25,500

15,600

15,700

4,000

3,000

3,000

13,000

2,000

5,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

4,615,900

6,737,400

7,875,000

1,257,000

594,000

3,327,700

3,170,700

3,100

1,335,100

9,900

3,679,500

587,600

5,146,700

2,625,000

1,830,000

1,941,000

8,670,000

1,368,000

3,087,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

    

 

 

 

Subtotal

   —       403,600        57,860,600  
     

 

 

    

 

 

 

Other (delivery of shares under Restricted Stock Units plan)

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Total

   —       403,600        57,860,600  
     

 

 

    

 

 

 

 

3.

Status of shares held in treasury

as of April 30, 2024

 

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,163,562,601  

Number of shares held in treasury

     228,605,254  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before April 30, 2024.


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