Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
2021年11月12日 - 8:55PM
Edgar (US Regulatory)
FORM
6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of November 2021
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form
20-F X Form
40-F
Indicate by check
mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is
submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
EXHIBIT
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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NOMURA HOLDINGS, INC.
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Date: November 12, 2021
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By:
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/s/ Yoshifumi Kishida
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Yoshifumi Kishida
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Senior Managing Director
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[Translation of Share Buyback Report for the reporting month from October 1,
2021 to October 31, 2021 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on November 12, 2021]
Class of Shares: Common Stock
(1)
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Status of a repurchase pursuant to a resolution at a general meeting of shareholders
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Not applicable
(2)
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Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board)
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as of October 31, 2021
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Number of Shares
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Total Repurchase
Amount (JPY)
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Authorization pursuant to the resolution of the Board (October 29, 2021)
(Period of repurchase: from November 16, 2021 to March 31, 2022 (excluding the ten business days following the announcement of each quarterly financial
results))
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80,000,000
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50,000,000,000
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Repurchases during this reporting month (Date of repurchase)
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(Date)
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Total
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Aggregate shares repurchased as of the end of this reporting month
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0
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0
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Progress of share repurchase (%)
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0
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0
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as of October 31, 2021
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Number of shares disposed in the
reporting month
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Aggregate amount
of disposition (JPY)
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Treasury shares disposed subject to procedures for issuance of new shares
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(Date)
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Subtotal
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Treasury shares canceled
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(Date)
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Subtotal
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Treasury shares transferred upon merger, share exchange or demerger
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(Date)
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Subtotal
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Other (upon request for purchasing
less-than-a-full-unit shares)
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(Date)
October 12
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15
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8,143
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Subtotal
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15
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8,143
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Other (exercise of stock acquisition rights)
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(Date)
October 1
October 5
October 8
October 11
October 22
October 25
October 26
October 27
October 29
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1,200
4,300
11,300
11,600
132,600
7,600
64,400
1,600
22,600
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1,200
4,300
11,300
11,600
132,600
7,600
64,400
1,600
22,600
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Subtotal
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257,200
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257,200
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Total
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257,215
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265,343
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3.
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Status of shares held in treasury
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as of October 31, 2021
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As of the end of the reporting month
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Number of Shares
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Total number of issued shares
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3,233,562,601
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Number of shares held in treasury
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138,190,582
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Note) In relation to 2. Status of disposition and 3. Status of shares held in treasury
above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction
in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on
May 6, 2021.
Nomura (PK) (USOTC:NRSCF)
過去 株価チャート
から 6 2024 まで 7 2024
Nomura (PK) (USOTC:NRSCF)
過去 株価チャート
から 7 2023 まで 7 2024
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