FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Donaghey Christopher Wayne
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/1/2022 

3. Issuer Name and Ticker or Trading Symbol

APPLIED ENERGETICS, INC. [AERG]
(Last)        (First)        (Middle)

C/O APPLIED ENERGETICS, INC, 9070 S RITA ROAD, SUITE 1500
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
CFO/COO /
(Street)

TUCSON, AZ 85747      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $0.001 per share 174554 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options  (1)4/29/2029 Common Stock, par value $0.001 150000 $0.35 D  
Options  (2)5/12/2031 Common Stock, par value $0.001 200000 $0.61 D  
Options  (3)7/13/2032 Common Stock, par value $0.001 1000000 $2.36 D  
Restricted Stock Units  (4) (4)Common Stock, par value $0.001 400000  (4)D  

Explanation of Responses:
(1) These options vested in installments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021.
(2) These options vested on May 12, 2022.
(3) These options vest over four years, in equal annual installments of 250,000 shares, commencing on July 12, 2023.
(4) These RSUs vest in equal annual installments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price .

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Donaghey Christopher Wayne
C/O APPLIED ENERGETICS, INC
9070 S RITA ROAD, SUITE 1500
TUCSON, AZ 85747


CFO/COO

Signatures
/s/ Christopher Wayne Donaghey11/4/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Applied Energetics (QB) (USOTC:AERG)
過去 株価チャート
から 5 2024 まで 6 2024 Applied Energetics (QB)のチャートをもっと見るにはこちらをクリック
Applied Energetics (QB) (USOTC:AERG)
過去 株価チャート
から 6 2023 まで 6 2024 Applied Energetics (QB)のチャートをもっと見るにはこちらをクリック