North American Palladium Ltd. Announces the Closing of Convertible Notes and Common Share Purchase Warrants Financing
2006年3月29日 - 8:16AM
PRニュース・ワイアー (英語)
Trading Symbols TSX - PDL AMEX - PAL TORONTO, March 28
/PRNewswire-FirstCall/ -- North American Palladium Ltd. is pleased
to announce the execution of formal agreements for the previously
announced private placement of convertible notes and common share
purchase warrants. This offering (the "Offering") consists of up to
US$58.5 million principal amount of Notes together with Warrants to
purchase, for four years from the date of their issuance, 50% of
the number of common shares underlying the Notes. The offering is
to Kaiser-Francis Oil Company ("KFOC") and an institutional
investor (the "Purchasers"). KFOC currently owns or controls
approximately 50% of the outstanding common shares of the
Corporation. The Company plans to use the proceeds from this
offering to complete the underground development at its Lac des
Iles mine, to advance the work on the Arctic Platinum Project in
order to earn up to a 50% interest in the Gold Fields Limited
properties (see press release dated October 18, 2005) and general
corporate purposes. The Offering is governed by a securities
purchase agreement dated March 24, 2006 (the "Securities Purchase
Agreement") among the Corporation and the Purchasers. Under the
terms of the Securities Purchase Agreement, the Corporation will
issue US$35 million principal amount of Notes (the "First
Tranche"), 50% to each of the Purchasers. The First Tranche is
expected to close on or around March 29, 2006. The Corporation, at
its option, has the right to sell to KFOC up to US$13.5 million
principal amount of Notes (the "Second Tranche") on or before June
30, 2006, the proceeds of which will be used to repay the loan
under the existing KFOC standby loan facility. KFOC has granted to
the other Purchaser an option to acquire up to 50% of such Notes.
The Purchasers will have the option to acquire an additional US$10
million principal amount of Notes (the Third Tranche") on or before
December 31, 2006, with each Purchaser entitled to acquire
one-half. If either Purchaser does not acquire its entire allotment
of the additional US$10 million in Notes, the other Purchaser may
purchase the balance. The First Tranche of Notes will be
convertible into 2,873,563 common shares of the Corporation (the
"Common Shares") representing an effective price of US$12.18 per
share. The conversion price is equal to 113% of the Initial Market
Price (the "Conversion Price"). For the purposes of the Notes, the
Initial Market Price is US$10.78, being the 5 day weighted average
trading price of the Common Shares on the AMEX immediately
preceding March 24, 2006. Warrants exercisable to purchase
1,436,782 Common Shares will be issued with the Notes, each Warrant
being exercisable to purchase one Common Share at an exercise price
of US$13.48. The exercise price of the Warrants is equal to 125% of
the Initial Market Price. The Second Tranche and Third Tranche of
Notes (collectively the "Additional Notes"), if issued, will be
convertible into Common Shares at the Conversion Price, provided
that the Conversion Price for the Additional Notes cannot be less
than the maximum applicable discount, prescribed by section 607 of
the TSX Company Manual, from the weighted average trading price of
the Common Shares for the five consecutive trading days immediately
prior to date of issuance of each tranche (converted into US
dollars). The exercise price of Warrants issued in connection with
the Additional Notes cannot be less than the weighted average
trading price of the Common Shares on the TSX for the five
consecutive trading days immediately prior to the date of issuance
of such Warrants (converted into US dollars). The Notes will bear
interest at a rate of 6.5% per annum payable bi- monthly,
commencing on June 1, 2006. Each Note will be repaid in nine equal
installments commencing on the first interest payment date that is
at least twelve months after the date of issuance of such Note. The
interest payments and/or repayment amounts may be paid to each
Purchaser, at such Purchaser's option, in any combination of cash
and/or Common Shares. Common Shares issued for interest payments or
in repayment of Notes will be issued at a 10% discount from the
weighted average trading price of the Common Shares on the AMEX for
the five consecutive trading days immediately prior to applicable
payment date. Commencing 15 months after the date of issuance of
each tranche of Notes, if the weighted average trading price of the
Common Shares on the AMEX for each of any 25 consecutive trading
days is 150% of the Conversion Price, the Corporation will have the
right to force the Purchasers to convert all or any of the
outstanding principal amount of the Notes at the Conversion Price.
The Notes contain customary covenants, including restrictions on
the Corporation incurring debt or obligations for or involving the
payment of money in excess of certain restricted amounts. The Notes
will contain customary anti-dilution protection as well as
adjustments in the event that the Corporation issues Common Shares
or securities convertible into Common Shares at a purchase price
(the "Effective Price") per Common Share less than the Conversion
Price. In such event, the Conversion Price will be reduced to the
Effective Price, provided that the adjusted Conversion Price cannot
be less than the maximum applicable discount, prescribed by section
607 of the TSX Company Manual, from the weighted average trading
price of the Common Shares on the TSX for the five consecutive
trading days immediately prior to date of issuance of each tranche
of Notes (converted into US dollars). The Warrants will contain
similar anti-dilution protection. In addition, in the event that
the Corporation issues Common Shares or securities convertible into
Common Shares at an Effective Price per Common Share less than the
exercise price of the Warrants, the exercise price will be reduced
to the Effective Price provided that the adjusted exercise price
cannot be less than the weighted average trading price of the
Common Shares on the TSX for the five consecutive trading days
immediately prior to date on which each of the Warrants was issued
(converted into US dollars). A maximum of 10,391,137 Common Shares
can be issued pursuant to any feature of the Notes, together with
the Common Shares underlying the Warrants, without the prior
consent of the shareholders of the Corporation ("Shareholder
Approval"). Further, a maximum of 5,221,677 Common Shares can be
issued pursuant to any feature of the Notes, together with the
Common Shares underlying the Warrants, to KFOC without the prior
consent of the shareholders of the Company, excluding the votes
attached to the Common Shares beneficially held directly or
indirectly by KFOC, and its associates, affiliates and insiders (as
applicable) (as such terms are defined in the Ontario Securities
Act) ("Disinterested Shareholder Approval"). Under the Securities
Purchase Agreement, the Corporation is required to seek Shareholder
Approval to issue in excess of 10,391,137 Common Shares in
connection with the features of the Notes and Warrants and to seek
Disinterested Shareholder Approval to issue in excess of 5,221,677
Common Shares in connection with the features of the Notes and
Warrants to be issued to KFOC. If a Purchaser elects to receive
interest payments or principal repayments on the Notes in Common
Shares and the Corporation is unable to issue such Common Shares,
the interest payment or principal repayment will be made in cash.
If a Purchaser is restricted in its ability to receive Common
Shares upon conversion of the Notes, the Purchaser may require the
Corporation to pay cash to such Purchaser in an amount equal to the
number of Common Shares which such Purchaser was not permitted to
receive (the "Excess Shares") multiplied by the average of the
weighted average trading price of the Common Shares on the AMEX for
each of the five trading days immediately prior to the date of the
payment, upon which the Corporation will have no further obligation
to issue such Excess Shares. The Shemano Group acted as the sole
placement agent in the transaction. The First Tranche of Notes and
accompanying Warrants is expected to be issued on or about March
29, 2006, which is less than 21 days from the date hereof. This is
reasonable in the circumstances because the material terms of the
Offering were published in a news release issued by the Corporation
on March 3, 2006, which is more than 21 days in advance of such
issuance and because shareholder approval of the Offer is not
required. North American Palladium's Lac des Iles Mine is Canada's
only primary producer of platinum group metals and is one of the
largest open pit bulk mineable palladium reserves in the world. The
Company also earns substantial revenue from by-product nickel,
platinum, gold and copper. In addition to operating Lac des Iles,
the Company's mandate is to expand its production profile through
an aggressive exploration campaign, designed to increase its
exposure to base and precious metals. Palladium use in the auto
industry continues to be an important component in controlling
exhaust emissions as mandated by more stringent hydrocarbon
emissions standards for cars, particularly in the United States,
Europe and Japan. Palladium is also used in the dental,
electronics, jewellery and chemical sectors. Forward-Looking
Statements - Certain statements included in this news release are
forward-looking statements which are made pursuant to the "safe
harbor" provisions of the United States Private Securities
Litigation Reform Act of 1995. When used herein, words such as
"expect", "plans", "will" and other similar expressions are
intended to identify forward-looking statements. Such
forward-looking statements involve inherent risks and uncertainties
and are subject to factors, many of which are beyond our control
that may cause actual results or performance to differ materially
from those currently anticipated in such statements. See the
Company's most recent Annual Information Form and Annual Report on
Form 40-F on file with securities regulators for a comprehensive
review of risk factors. The Company disclaims any obligation to
update or revise any forward-looking statements whether as a result
of new information, events or otherwise. Readers are cautioned not
to put undue reliance on these forward-looking statements.
DATASOURCE: North American Palladium Ltd. CONTACT: James D. Excell,
President & CEO, Tel: (416) 360-2656, email: ; Ian MacNeily,
Vice President Finance & CFO, Tel: (416) 360-2650, email:
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