Amended Statement of Ownership (sc 13g/a)
2018年12月10日 - 11:32PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS
THERETO FILED
PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. 4)*
Zoe’s
Kitchen, Inc.
(Name of Issuer)
Common
Stock, $0.01 Par Value
(Title of Class of Securities)
98979J109
(CUSIP Number)
Eddie C. Brown
Brown Capital Management, LLC
1201 N. Calvert Street
Baltimore, MD 21202
(410) 837-3234
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November
30, 2018
(Date of Event which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
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*
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The remainder of this cover page shall be filled out
for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of
this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP
No.
98979J109
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13G
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Page
2 of 5 Pages
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1.
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NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Brown
Capital Management, LLC
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see
instructions)
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(a) [ ]
(b) [ ]
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
State of Maryland
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NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5.
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SOLE
VOTING POWER
None
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6.
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SHARED
VOTING POWER
None
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7.
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SOLE
DISPOSITIVE POWER
None
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8.
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SHARED
DISPOSITIVE POWER
None
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None
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10.
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CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see
instructions) [ ]
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.00%
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12.
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TYPE
OF REPORTING PERSON (see instructions)
IA
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CUSIP No.
98979J109
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13G
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Page 3 of 5 Pages
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Item 1.
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(a)
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Name of Issuer
Zoe’s Kitchen, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
5760 State Highway 121, Suite 250
Plano, Texas 75024
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Item 2.
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(a)
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Name of Person Filing
Brown Capital Management, LLC
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(b)
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Address of the Principal Office or, if none, residence
For all persons filing:
1201 N. Calvert Street
Baltimore, MD 21202
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(c)
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Citizenship
Brown Capital Management, LLC is a Maryland Limited Liability Company
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(d)
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Title of Class of Securities
Common Stock, $0.01 Par Value
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(e)
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CUSIP Number
98979J109
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Item 3. If this statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[x]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No.
98979J109
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13G
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Page
4 of 5 Pages
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Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.
(a)
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Amount beneficially owned:
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None
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(b)
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Percent of class:
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0.00%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote:
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None
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(ii)
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Shared power to vote or to direct the vote:
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None
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(iii)
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Sole power to dispose or to direct the disposition of:
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None
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(iv)
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Shared power to dispose or to direct the disposition of:
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None
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Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following [X].
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
CUSIP No.
98979J109
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13G
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Page 5 of 5 Pages
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Item 10. Certification.
By signing below I certify
that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Brown Capital Management, LLC
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By:
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/s/Eddie C. Brown
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Name:
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Eddie C. Brown
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Title:
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President
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Date:
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December 10, 2018
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ZOE'S KITCHEN, INC. (NYSE:ZOES)
過去 株価チャート
から 11 2024 まで 12 2024
ZOE'S KITCHEN, INC. (NYSE:ZOES)
過去 株価チャート
から 12 2023 まで 12 2024