Statement of Changes in Beneficial Ownership (4)
2017年3月10日 - 2:31AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SALTZMAN RICHARD B
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2. Issuer Name
and
Ticker or Trading Symbol
Colony Starwood Homes
[
SFR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O COLONY CAPITAL, INC., 515 S. FLOWER STREET, 44TH FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/7/2017
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(Street)
LOS ANGELES, CA 90071
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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LLC Units
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(1)
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3/7/2017
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J
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183683
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(1)
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(2)
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common shares of beneficial interest
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183683
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$0.00
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182520
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D
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LP Units
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(3)
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3/7/2017
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J
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4028
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(3)
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(2)
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common shares of beneficial interest
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4028
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$0.00
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4028
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D
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LLC Units
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(4)
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3/7/2017
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J
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3135
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(4)
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(2)
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common shares of beneficial interest
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3135
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$0.00
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3115
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D
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LLC Units
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(5)
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3/7/2017
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J
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245
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(5)
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(2)
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common shares of beneficial interest
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245
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$0.00
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243
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D
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Explanation of Responses:
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(
1)
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The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, held by Colony AH Member, LLC. Colony AH Member, LLC sold the underlying shares set forth box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.
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(
2)
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The LLC Units do not have an expiration date.
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(
3)
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The LP Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, currently held by Colony Capital CAH, L.P.
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(
4)
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The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, currently held indirectly by Colony Capital Holdings, LLC.
An affiliate of Colony Capital Holdings, LLC sold the underlying shares set forth in box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.
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(
5)
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The LLC Units represent the right to receive, upon the reporting person's request, common shares of the Issuer in the amount set forth in box 9, or the cash value thereof, currently held indirectly by CCHMP Co-Manager, LLC. An affiliate of CCMP Co-Manager, LLC sold the underlying shares set forth in box 7 in an underwritten offering on March 7, 2017. The shares were sold at a price of $32.50 per share subject to a $0.975 underwriting discount, for net proceeds of $31.525 per share.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SALTZMAN RICHARD B
C/O COLONY CAPITAL, INC.
515 S. FLOWER STREET, 44TH FLOOR
LOS ANGELES, CA 90071
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X
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Signatures
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/s/Ryan A. Berry, his attorney in fact
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3/8/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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