Statement of Changes in Beneficial Ownership (4)
2023年1月24日 - 6:35AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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MOUTON KENT Y |
2. Issuer Name and Ticker or Trading Symbol
Kennedy-Wilson Holdings, Inc.
[
KW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) General Counsel |
(Last)
(First)
(Middle)
C/O 151 S. EL CAMINO DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/19/2023 |
(Street)
BEVERLY HILLS, CA 90212
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/19/2023 | | A | | 29282 (1) | A | $0 | 645015 | D | |
Common Stock | 1/19/2023 | | A | | 36871 (2) | A | $0 | 681886 | D | |
Common Stock | 1/20/2023 | | A | | 15999 (3) | A | $0 | 697885 | D | |
Common Stock | 1/20/2023 | | F | | 3933 (4) | D | $16.68 | 693952 | D | |
Common Stock | 1/23/2023 | | F | | 4888 (4) | D | $16.98 | 689064 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On January 19, 2023, 29,282 shares of time-based restricted stock units were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan (the "equity plan"). These awards will vest in three equal annual installments beginning on the first anniversary of the grant date. Performance-based restricted stock units that were awarded on the same date will be reported by the reporting person as such units vest. |
(2) | The reporting person was previously granted performance-based restricted stock units pursuant to the equity plan that vest if the registrant satisfies certain performance hurdles. On January 19, 2023, the performance hurdles were satisfied at levels which resulted in the vesting of a total of 73,128 shares, of which 36,257 shares were withheld by the registrant to satisfy tax withholding obligations. |
(3) | The reporting person was previously granted performance-based restricted stock units pursuant to the equity plan that vest if the registrant satisfies certain performance hurdles. On January 20, 2023, the performance hurdles were satisfied at levels which resulted in the vesting of a total of 31,732 shares, of which 15,733 shares were withheld by the registrant to satisfy tax withholding obligations. |
(4) | Shares held by Registrant to satisfy applicable tax withholding requirements on vesting of time-based vesting restricted stock awards. No shares were sold by the reporting person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MOUTON KENT Y C/O 151 S. EL CAMINO DRIVE BEVERLY HILLS, CA 90212 | X |
| General Counsel |
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Signatures
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/s/ Kent Mouton | | 1/23/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Kennedy Wilson (NYSE:KW)
過去 株価チャート
から 9 2024 まで 10 2024
Kennedy Wilson (NYSE:KW)
過去 株価チャート
から 10 2023 まで 10 2024