CAT Caterpillar Inc

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES	OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
	Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person * Umpleby III Donald J	2. Issuer Name and Ticker or Trading Symbol CATERPILLAR INC [ CAT ]	5. Relationship of Reporting Person(s) to Issuer (Check all applicable) __X__ Director                    _____ 10% Owner __X__ Officer (give title below)    _____ Other (specify below) Chairman and CEO
(Last)          (First)          (Middle) 5205 N. O'CONNOR BOULEVARD, SUITE 100	3. Date of Earliest Transaction (MM/DD/YYYY) 5/26/2022
(Street) IRVING, TX 75039 (City)        (State)        (Zip)	4. If Amendment, Date Original Filed (MM/DD/YYYY)	6. Individual or Joint/Group Filing (Check Applicable Line) _X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security (Instr. 3)	2. Trans. Date	2A. Deemed Execution Date, if any	3. Trans. Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/8/2022		M		151402	A	$127.60	327979 (1)(2)	D
Common Stock	11/8/2022		F		113927	D	$229.65	214052	D
Common Stock	5/26/2022		G		13835 (3)	D	$0	0	I	Held by Grantor Retained Annuity
Common Stock	8/18/2022		G		7490 (3)	D	$0	0	I	Held by Grantor Retained Annuity
Common Stock								59000	I	Held by irrevocable trust for descendants
Common Stock								16321	I	Held by Grantor Retained Annuity
Common Stock								12304	I	Held by Grantor Retained Annuity
Common Stock								22845 (4)	I	Held by Children's Irrevocable Trust
Common Stock								24297	I	Held by Grantor Retained Annuity
Common Stock								988	I	Held by 401(k) Plan (5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Trans. Date	3A. Deemed Execution Date, if any	4. Trans. Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options	$127.60	11/8/2022		M			151402	(6)	3/2/2030	Common Stock	151402	$0	75701	D

Explanation of Responses:
(1)	Reflects 7,925 shares transferred on May 26, 2022 and 36,674 shares transferred on August 18, 2022 from Grantor Retained Annuity Trusts.
(2)	Reflects 24,297 shares transferred on February 24, 2022 to a Grantor Retained Annuity Trust.
(3)	Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries.
(4)	Reflects 13,835 shares transferred on May 26, 2022 and 7,490 shares transferred on August 18, 2022 from Grantor Retained Annuity Trusts.
(5)	The information in this report is based on a 401(k) plan statement as of October 31, 2022.
(6)	The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Reporting Owners
Reporting Owner Name / Address	Relationships
	Director	10% Owner	Officer	Other
Umpleby III Donald J 5205 N. O'CONNOR BOULEVARD SUITE 100 IRVING, TX 75039	X		Chairman and CEO

Signatures
/s/ Nicole Puza, POA for Donald J. Umpleby III		11/10/2022
**Signature of Reporting Person		Date

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