- Statement of Ownership (SC 13G)
2012年5月4日 - 6:29AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13D-2
(Amendment No. )*
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Hawaiian Telcom Holdco, Inc.
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(Name of Issuer)
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Common Stock, par value $0.01 per share
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(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
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CUSIP No. 420031106
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Page 2 of 5
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION
NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tennenbaum Capital Partners, LLC
(IRS ID # 95-4759860) (1)
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
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(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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5
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SOLE VOTING POWER
724,159 shares (1)
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6
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SHARED VOTING POWER
0 shares
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7
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SOLE DISPOSITIVE POWER
724,159 shares (1)
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8
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SHARED DISPOSITIVE POWER
0 shares
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
724,159 shares (1)
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
7.1% (2)
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12
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TYPE OF REPORTING
PERSON
IA, OO
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(1)
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Tennenbaum Capital Partners, LLC serves as investment advisor to funds which are the registered holders of the number of shares of Common Stock
of
Hawaiian Telcom Holdco, Inc.
reported above
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(2)
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Based on
10,243,586
shares of Common Stock of
Hawaiian Telcom Holdco
, Inc.
outstanding as of
March 14,
2012
, as reported by
Hawaiian Telcom Holdco
, Inc.
in its
Annual Report on Form 10-K for the year ended December 31, 2011 filed with the Securities and Exchange Commission on March 15, 2012
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Item 1(a).
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Name of Issuer:
Hawaiian Telcom Holdco, Inc.
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Item 1(b).
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Address of Issuers Principal Executive Offices:
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1177 Bishop Street
Honolulu, Hawaii 96813
Item 2(a).
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Name of Person Filing:
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Tennenbaum Capital Partners, LLC, a Delaware limited liability company (TCP).
Item 2(b).
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Address of Principal Business Office:
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2951 28
th
Street, Suite 1000
Santa Monica, California 90405
TCP is a
Delaware limited liability company.
Item 2(d).
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Title of Class of Securities:
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Common Stock, par value $0.01 per share, of Hawaiian Telcom Holdco, Inc. (Common Stock).
Item 2(e).
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CUSIP Number:
420031106
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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Broker or dealer registered under Section 15 of the Exchange Act.
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(b)
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¨
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Bank as defined in Section 3(a)(6) of the Exchange Act.
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(c)
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¨
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Insurance company as defined in Section 3(a)(19) of the Exchange Act.
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(d)
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¨
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Investment company registered under Section 8 of the Investment Company Act.
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(e)
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x
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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¨
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
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(j)
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¨
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A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
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(k)
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¨
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Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
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(a)
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Amount beneficially owned: 724,159 shares of Common Stock
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(b)
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Percent of class: 7.1%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote: 724,159
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(ii)
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shared power to vote or to direct the vote: 0
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(iii)
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sole power to dispose or to direct the disposition of: 724,159
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(iv)
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shared power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class:
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following:
¨
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person:
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Not Applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
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Not Applicable.
Item 8.
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Identification and Classification of Members of the Group:
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Not Applicable.
Item 9.
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Notice of Dissolution of Group:
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Not Applicable.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Dated: May 3, 2012
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TENNENBAUM CAPITAL PARTNERS, LLC,
a Delaware limited liability company
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By:
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/s/ Elizabeth Greenwood
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Elizabeth Greenwood
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General Counsel & Chief Compliance Officer
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Hawaiian Telcom Holdco, Inc. (delisted) (NASDAQ:HCOM)
過去 株価チャート
から 7 2024 まで 8 2024
Hawaiian Telcom Holdco, Inc. (delisted) (NASDAQ:HCOM)
過去 株価チャート
から 8 2023 まで 8 2024