- Current report filing (8-K)
2010年4月23日 - 12:43AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES AND EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): April 8, 2010
CHINA
BAK BATTERY, INC.
|
(Exact
name of registrant as specified in its
charter)
|
Nevada
|
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001-32898
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86-0442833
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(State
or other jurisdiction
of
incorporation)
|
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(Commission
File No.)
|
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(IRS
Employer
Identification
No.)
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BAK
Industrial Park, No. 1 BAK Street
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Kuichong
Town, Longgang District
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Shenzhen,
518119
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People’s
Republic of China
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(Address,
including zip code, of principal executive offices)
|
|
(86-755)
8977-0093
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(Registrant’s
telephone number, including area code)
|
|
Not
applicable
|
(Former
name or former address, if changed since last report)
|
|
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
o
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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|
o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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|
|
o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
5.02. Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
(e) On
April 8, 2010, the Company entered into a nonqualified stock option agreement
(the “Stock Option Agreement”) with Dr. Huanyu Mao, Chief Technology Officer and
a director of the Company, to grant an option (the “Option”) to purchase 100,000
shares of the Company’s common stock, at a price of $2.43 per
share. The Option will expire on September 30, 2017, or in the event
of Dr. Mao’s termination of service to the Company, or any earlier date provided
for under the Company’s stock option plan. The Option vests over a
period of two years as follows: The Option vests and becomes exercisable as to
12,500 shares of Common Stock on October 1, 2010, and as to an additional 12,500
shares of Common Stock at the end of each subsequent quarter until fully vested,
except that the Option will vest immediately in full upon the Company’s
consummation of a merger, consolidation or sale of all or substantially all of
its business or assets. The Option is not transferable except in certain limited
circumstances, and may only be exercised by Dr. Mao or his legally authorized
representative during Dr. Mao’s lifetime. This brief description of
the terms of the Stock Option Agreement is qualified by reference to the
provisions of this agreement. The Stock Option Agreement is included
as Exhibit 99.1 to this Report, and is hereby incorporated by reference
herein.
Item
9.01 Financial Statements and Exhibits
|
99.1
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Nonqualified
Stock Option Agreement between the Registrant and Huanyu Mao, dated as of
April 8, 2010
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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CHINA
BAK BATTERY, INC.
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Date:
April 22, 2010
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By:
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/s/ Jun Zou
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Jun
Zou
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Chief
Financial Officer
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EXHIBITS
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99.1
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Nonqualified
Stock Option Agreement between the Registrant and Huanyu Mao, dated as of
April 8, 2010
|
CBAK Energy Technology, Inc. (NASDAQ:CBAK)
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