Form SC 13D - General statement of acquisition of beneficial ownership
2024年3月7日 - 7:11AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13D
Under
the Securities Exchange Act of 1934
(Amendment
No. __)*
BRERA
HOLDINGS PLC |
(Name
of Issuer) |
Class
B Ordinary Shares, $0.005 nominal value per share |
(Title
of Class of Securities) |
Dicey
McGraw Perrine
c/o
Brera Holdings PLC
Connaught
House, 5th Floor
One
Burlington Road
Dublin
4
D04
C5Y6
Ireland
+1
949 338 8328 |
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
March
4, 2024
(Date
of Event which Requires Filing of This Statement) |
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
* | The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover
page. |
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
Page 2 of 5 pages
CUSIP No. G13311108
1. |
NAMES
OF REPORTING PERSONS
Dicey
McGraw Perrine |
2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
(b) ☐ |
3. |
SEC
USE ONLY
|
4. |
SOURCE
OF FUNDS
OO |
5. |
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO
ITEMS 2(d) or 2(e)
☐
|
6. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States |
NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH: |
7. |
SOLE
VOTING POWER
300,000
|
8. |
SHARED
VOTING POWER
0
|
9. |
SOLE
DISPOSITIVE POWER
300,000
|
10. |
SHARED
DISPOSITIVE POWER
0
|
11. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
300,000 |
12. |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
SHARES
☐
|
13. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.2% |
14. |
TYPE
OF REPORTING PERSON
IN |
|
|
|
|
Page 3 of 5 pages
CUSIP No. G13311108
Item
1. Security and Issuer.
This
Schedule 13D (this “Schedule 13D”) relates to the class B ordinary shares, $0.005 nominal value per share (“Class B
Ordinary Shares”), of Brera Holdings PLC, an Irish public limited company (the “Issuer”). The Issuer has its principal
executive offices at Connaught House, 5th Floor, One Burlington Road, Dublin 4, D04 C5Y6, Ireland.
Item
2. Identity and Background.
(a) | This
Schedule 13D is being filed by Dicey McGraw Perrine, an individual (the “Reporting
Person”). |
(b) | The
principal business address of the Reporting Person is c/o Brera Holdings PLC, Connaught House,
5th Floor, One Burlington Road, Dublin 4, D04 C5Y6, Ireland. |
(c) | The
Reporting Person’s principal occupation or employment is as Chief Marketing Officer
of the Issuer. |
(d) | During
the last five years, the Reporting Person has not been convicted in any criminal proceeding
(excluding traffic violations or similar misdemeanors). |
(e) | During
the last five years, the Reporting Person has not been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws. |
(f) | The
Reporting Person is a citizen of the United States. |
Item
3. Source and Amount of Funds or Other Consideration.
On
March 4, 2024 (the “Grant Date”), the Reporting Person was granted a restricted share award under the Brera Holdings PLC
2022 Equity Incentive Plan (the “Plan”) for 300,000 Class B Ordinary Shares for no consideration. The Class B Ordinary Shares
vest equally over three (3) years on each anniversary of the Grant Date provided the Reporting Person remains in continuous service with
the Company.
Item
4. Purpose of Transaction.
The
Reporting Person’s acquisition of Class B Ordinary Shares reported on this Schedule 13D was for investment purposes. On March 4,
2023, the Reporting Person was appointed as Chief Marketing Officer of the Issuer, and in such capacity may have influence over the corporate
activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule
13D.
Except
as disclosed in this Item, the Reporting Person does not have any current plans or proposals which relate to or would result in any of
the events described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Person, however, expects to evaluate on
a continuing basis her goals and objectives, other business opportunities available to her and may change her plans or proposals in the
future. In determining from time to time whether to sell the securities reported as beneficially owned in this Schedule 13D (and in what
amounts) or to retain such securities, the Reporting Person will take into consideration such factors as she deems relevant, including
the business and prospects of the Company, anticipated future developments concerning the Company, existing and anticipated market conditions
from time to time, general economic conditions, regulatory matters, and other opportunities available to the Reporting Person. In addition,
the Reporting Person may, from time to time, transfer shares beneficially owned by her for tax, estate or other economic planning purposes.
The Reporting Person reserves the right to acquire additional securities of the Issuer in the open market, in privately negotiated transactions
(which may be with the Issuer or with third parties) or otherwise, to dispose of all or a portion of her holdings of securities of the
Issuer or to change her intention with respect to any or all of the matters referred to in this Item 4.
Page 4 of 5 pages
CUSIP No. G13311108
Item
5. Interest in Securities of the Issuer.
(a)
and (b) The information contained in rows 7, 8, 9, 10, 11 and 13 on the cover page of this Schedule 13D (including the footnotes thereto)
is incorporated by reference into this Item 5.
(c) | The
information provided in response to Item 3 and Item 4 hereof is incorporated by reference
into this Item 5(c). Except as described in this Schedule 13D, the Reporting Person has not
effected any transactions in the Class B Ordinary Shares during the past 60 days. |
(d) | No
person other than the Reporting Person is known to have the right to receive, or the power
to direct the receipt of dividends from, or the proceeds from the sale of, the Class B Ordinary
Shares held by the Reporting Person. |
Item
6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
The
information provided in response to Item 3 and Item 4 hereof is incorporated by reference into this Item 6.
Other
than the relationships described above, there are no contracts, arrangements, understandings, or relationships (legal or otherwise) between
the Reporting Person and any other persons with respect to any securities of the Issuer, including, but not limited to, transfer or voting
of any of the securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division
of profits or loss, or the giving or withholding of proxies.
Item
7. Material to be Filed as Exhibits.
Page 5 of 5 pages
CUSIP No. G13311108
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated: March 6, 2024 |
/s/ Dicey McGraw Perrine |
|
Dicey McGraw Perrine |
Brera (NASDAQ:BREA)
過去 株価チャート
から 1 2025 まで 2 2025
Brera (NASDAQ:BREA)
過去 株価チャート
から 2 2024 まで 2 2025